D. E. Shaw & Co., Inc. Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$95.8B
Holdings
3,116
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (3,116 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1201 | NJRNEW JERSEY RES CORP | 155,659 | $6.3B | 6.60% | |
| 1202 | 37MMRC GLOBAL INC | 617,006 | $6.3B | 6.60% | |
| 1203 | SYU1SYNOVUS FINL CORP | 226,825 | $6.3B | 6.58% | |
| 1204 | MRAMEVERSPIN TECHNOLOGIES INC | 639,849 | $6.3B | 6.57% | |
| 1205 | NABLN-ABLE INC | 487,454 | $6.3B | 6.56% | |
| 1206 | LSPDLIGHTSPEED COMMERCE INC | 447,925 | $6.3B | 6.56% | |
| 1207 | TWNKEURHOSTESS BRANDS INC | 188,554 | $6.3B | 6.56% | |
| 1208 | GLDDGREAT LAKES DREDGE & DOCK CO | 787,935 | $6.3B | 6.56% | |
| 1209 | CECELANESE CORP DEL | 50,000 | $6.3B | 6.55% | Call |
| 1210 | APLS 3.5 09/15/26APELLIS PHARMACEUTICALS INC | 5,000,000 | $6.3B | 6.54% | |
| 1211 | G3VGREEN PLAINS INC | 207,155 | $6.2B | 6.51% | |
| 1212 | OCOWENS CORNING NEW | 45,681 | $6.2B | 6.50% | Put |
| 1213 | DARDARLING INGREDIENTS INC | 119,200 | $6.2B | 6.50% | Put |
| 1214 | UAAUNDER ARMOUR INC | 905,371 | $6.2B | 6.47% | Put |
| 1215 | FNDFLOOR & DECOR HLDGS INC | 68,478 | $6.2B | 6.47% | |
| 1216 | MANHMANHATTAN ASSOCIATES INC | 31,314 | $6.2B | 6.46% | |
| 1217 | CNMDCONMED CORP | 61,236 | $6.2B | 6.45% | |
| 1218 | CAHCARDINAL HEALTH INC | 71,100 | $6.2B | 6.44% | Put |
| 1219 | EGHT8X8 INC NEW | 2,448,518 | $6.2B | 6.44% | |
| 1220 | OVEROVERSTOCK COM INC DEL | 389,358 | $6.2B | 6.43% | Put |
| 1221 | AWRAMER STATES WTR CO | 78,143 | $6.1B | 6.42% | |
| 1222 | PLYAPLAYA HOTELS & RESORTS NV | 848,077 | $6.1B | 6.41% | |
| 1223 | —COHERUS BIOSCIENCES INC | 10,000,000 | $6.1B | 6.40% | |
| 1224 | FTCHQFARFETCH LTD | 2,926,227 | $6.1B | 6.38% | Put |
| 1225 | GBX 2.875 04/15/28GREENBRIER COS INC | 6,446,000 | $6.1B | 6.37% | |
| 1226 | HIWHIGHWOODS PPTYS INC | 295,157 | $6.1B | 6.35% | |
| 1227 | MRTXEURMIRATI THERAPEUTICS INC | 139,613 | $6.1B | 6.35% | |
| 1228 | AEMAGNICO EAGLE MINES LTD | 133,761 | $6.1B | 6.35% | Put |
| 1229 | BOKFBOK FINL CORP | 76,011 | $6.1B | 6.35% | |
| 1230 | —INOVIO PHARMACEUTICALS INC | 6,500,000 | $6.0B | 6.32% | |
| 1231 | MCBMETROPOLITAN BK HLDG CORP | 166,204 | $6.0B | 6.29% | Call |
| 1232 | KGCKINROSS GOLD CORP | 1,317,377 | $6.0B | 6.27% | |
| 1233 | VCELVERICEL CORP | 179,189 | $6.0B | 6.27% | |
| 1234 | CMSCMS ENERGY CORP | 112,918 | $6.0B | 6.26% | |
| 1235 | EVLVEVOLV TECHNOLOGIES HLDNGS IN | 1,234,138 | $6.0B | 6.26% | |
| 1236 | EIXEDISON INTL | 94,758 | $6.0B | 6.26% | |
| 1237 | NVMINOVA LTD | 53,305 | $6.0B | 6.26% | |
| 1238 | UPLDUPLAND SOFTWARE INC | 1,292,676 | $6.0B | 6.23% | |
| 1239 | TKRTIMKEN CO | 81,211 | $6.0B | 6.23% | Put |
| 1240 | BALLBALL CORP | 119,635 | $6.0B | 6.22% | |
| 1241 | TBPHTHERAVANCE BIOPHARMA INC | 689,561 | $6.0B | 6.21% | |
| 1242 | WERNWERNER ENTERPRISES INC | 152,712 | $5.9B | 6.21% | |
| 1243 | NMRKNEWMARK GROUP INC | 924,013 | $5.9B | 6.20% | |
| 1244 | WMBWILLIAMS COS INC | 176,290 | $5.9B | 6.20% | Call |
| 1245 | PLUSEPLUS INC | 92,667 | $5.9B | 6.15% | |
| 1246 | —PEARL HOLDINGS ACQUISITN COR | 549,000 | $5.9B | 6.14% | |
| 1247 | HPHELMERICH & PAYNE INC | 139,565 | $5.9B | 6.14% | Call |
| 1248 | WEAVWEAVE COMMUNICATIONS INC | 720,310 | $5.9B | 6.13% | |
| 1249 | BEKEKE HLDGS INC | 377,464 | $5.9B | 6.12% | Put |
| 1250 | PYCRPAYCOR HCM INC | 256,096 | $5.8B | 6.10% | |
| 1251 | RNGRINGCENTRAL INC | 197,215 | $5.8B | 6.10% | Put |
| 1252 | BCATBLACKROCK CAP ALLOCATION TER | 403,031 | $5.8B | 6.10% | |
| 1253 | TNDMTANDEM DIABETES CARE INC | 280,944 | $5.8B | 6.09% | Put |
| 1254 | LCLENDINGCLUB CORP | 955,413 | $5.8B | 6.08% | Put |
| 1255 | VREXVAREX IMAGING CORP | 310,038 | $5.8B | 6.08% | |
| 1256 | CGCARLYLE GROUP INC | 193,167 | $5.8B | 6.08% | Call |
| 1257 | OSKOSHKOSH CORP | 61,031 | $5.8B | 6.08% | Put |
| 1258 | PWIPOWER INTEGRATIONS INC | 76,023 | $5.8B | 6.06% | |
| 1259 | ATRAGBXATARA BIOTHERAPEUTICS INC | 3,910,416 | $5.8B | 6.04% | |
| 1260 | EFTTECHTARGET INC | 190,175 | $5.8B | 6.03% | |
| 1261 | FRTFEDERAL RLTY INVT TR NEW | 63,679 | $5.8B | 6.03% | |
| 1262 | EMEEMCOR GROUP INC | 27,423 | $5.8B | 6.02% | |
| 1263 | PETQEURPETIQ INC | 292,578 | $5.8B | 6.02% | |
| 1264 | ESEVERSOURCE ENERGY | 99,102 | $5.8B | 6.02% | Put |
| 1265 | AVBAVALONBAY CMNTYS INC | 33,522 | $5.8B | 6.01% | |
| 1266 | AZPN1USDASPEN TECHNOLOGY INC | 28,129 | $5.7B | 6.00% | |
| 1267 | DDD3-D SYS CORP DEL | 1,168,108 | $5.7B | 5.99% | |
| 1268 | SIBNSI-BONE INC | 269,804 | $5.7B | 5.98% | |
| 1269 | NOVAQSUNNOVA ENERGY INTL INC. | 547,291 | $5.7B | 5.98% | Put |
| 1270 | ACMAECOM | 68,949 | $5.7B | 5.98% | |
| 1271 | BCEBCE INC | 149,776 | $5.7B | 5.97% | Call |
| 1272 | SPBSPECTRUM BRANDS HLDGS INC NE | 72,921 | $5.7B | 5.96% | Call |
| 1273 | TRPTC ENERGY CORP | 165,962 | $5.7B | 5.96% | Put |
| 1274 | NET 0 08/15/26CLOUDFLARE INC | 6,690,000 | $5.7B | 5.94% | |
| 1275 | NVCRNOVOCURE LTD | 351,450 | $5.7B | 5.92% | |
| 1276 | OSISOSI SYSTEMS INC | 48,070 | $5.7B | 5.92% | |
| 1277 | TPHTRI POINTE HOMES INC | 207,468 | $5.7B | 5.92% | |
| 1278 | DXCM 0.25 11/15/25DEXCOM INC | 6,000,000 | $5.7B | 5.92% | |
| 1279 | AVDLAVADEL PHARMACEUTICALS PLC | 549,370 | $5.7B | 5.91% | |
| 1280 | ARCCARES CAPITAL CORP | 290,310 | $5.7B | 5.90% | Call |
| 1281 | SPWRQSUNPOWER CORP | 913,189 | $5.6B | 5.88% | Put |
| 1282 | IDXXIDEXX LABS INC | 12,872 | $5.6B | 5.87% | Call |
| 1283 | WTMWHITE MTNS INS GROUP LTD | 3,751 | $5.6B | 5.86% | |
| 1284 | —PONO CAP THREE INC | 530,000 | $5.6B | 5.84% | |
| 1285 | ITGRINTEGER HLDGS CORP | 71,048 | $5.6B | 5.82% | |
| 1286 | POSTPOST HLDGS INC | 64,821 | $5.6B | 5.80% | |
| 1287 | DCIDONALDSON INC | 93,163 | $5.6B | 5.80% | |
| 1288 | DVADAVITA INC | 58,567 | $5.5B | 5.78% | Put |
| 1289 | ENVXENOVIX CORPORATION | 441,000 | $5.5B | 5.78% | Put |
| 1290 | VYXNCR CORP NEW | 204,988 | $5.5B | 5.77% | |
| 1291 | CHGG 0 09/01/26CHEGG INC | 7,000,000 | $5.5B | 5.77% | |
| 1292 | KNSAKINIKSA PHARMACEUTICALS LTD | 317,519 | $5.5B | 5.76% | |
| 1293 | SPXCSPX TECHNOLOGIES INC | 67,742 | $5.5B | 5.76% | |
| 1294 | GEHCGE HEALTHCARE TECHNOLOGIES I | 81,001 | $5.5B | 5.75% | Put |
| 1295 | TBITRUEBLUE INC | 374,395 | $5.5B | 5.73% | |
| 1296 | JXC1ZIFF DAVIS INC | 86,000 | $5.5B | 5.72% | |
| 1297 | IMVTIMMUNOVANT INC | 142,564 | $5.5B | 5.71% | |
| 1298 | VCVISTEON CORP | 39,527 | $5.5B | 5.70% | |
| 1299 | MRSHMARSH & MCLENNAN COS INC | 28,603 | $5.4B | 5.68% | |
| 1300 | AEISADVANCED ENERGY INDS | 52,466 | $5.4B | 5.65% |