D. E. Shaw & Co., Inc. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$110.8M

Holdings

3,699

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (3,699 positions)

#	Stock	Shares	Value	% Portfolio	Type
1701	—INTERPRIVATE IV INFRATECH PR	442,566	$4.3M	3.87%
1702	TRTXTPG RE FIN TR INC	346,217	$4.3M	3.87%
1703	IPIINTREPID POTASH INC	138,579	$4.3M	3.86%
1704	ITUBITAU UNIBANCO HLDG S A	812,400	$4.3M	3.86%	Put
1705	2362120DSINCLAIR BROADCAST GROUP INC	134,969	$4.3M	3.86%
1706	CPTKWCROWN PROPTECH ACQUISITIONS	438,168	$4.3M	3.86%
1707	GNLGLOBAL NET LEASE INC	266,245	$4.3M	3.85%
1708	HOPEHOPE BANCORP INC	295,262	$4.3M	3.85%
1709	GTLSCHART INDS INC	22,300	$4.3M	3.85%	Call
1710	PBPROSPERITY BANCSHARES INC	59,884	$4.3M	3.84%
1711	SPXCSPX CORP	79,598	$4.3M	3.84%
1712	HOLIHOLLYSYS AUTOMATION TCHNGY L	204,879	$4.2M	3.83%
1713	—AUTHENTIC EQUITY ACQUISTN CO	436,354	$4.2M	3.82%
1714	AXTAAXALTA COATING SYS LTD	144,965	$4.2M	3.82%
1715	ISIIONIS PHARMACEUTICALS INC	126,106	$4.2M	3.82%
1716	IDAIDACORP INC	40,830	$4.2M	3.81%
1717	—DATA KNIGHTS ACQUISITION COR	420,000	$4.2M	3.81%
1718	—MISSION ADVANCEMENT CORP	432,389	$4.2M	3.79%
1719	—TASTEMAKER ACQUISITION CORP	425,976	$4.2M	3.79%
1720	—YELLOWSTONE ACQUISITION CO	413,341	$4.2M	3.79%
1721	—COLUMBIA PPTY TR INC	220,189	$4.2M	3.78%
1722	TRSTRIMAS CORP	129,310	$4.2M	3.78%
1723	LNTALLIANT ENERGY CORP	74,734	$4.2M	3.78%
1724	—SUSTAINABLE DEVELP ACQU I CO	428,064	$4.2M	3.77%
1725	FMBIUSDFIRST MIDWEST BANCORP DEL	219,724	$4.2M	3.77%
1726	—HORIZON ACQUISITION CORP	418,342	$4.2M	3.77%
1727	VERVEREIT INC	92,247	$4.2M	3.77%
1728	FFIVF5 NETWORKS INC	20,985	$4.2M	3.76%
1729	GIB/ACGI INC	49,100	$4.2M	3.76%
1730	—HYZON MOTORS INC	600,000	$4.2M	3.76%
1731	KNDIKANDI TECHNOLOGIES GROUP INC	933,219	$4.2M	3.75%
1732	—EPIPHANY TECHNOLOGY ACQUISIT	424,705	$4.1M	3.74%
1733	TCPCBLACKROCK TCP CAPITAL CORP	305,754	$4.1M	3.74%
1734	—YUCAIPA ACQUISITION CORP	419,876	$4.1M	3.74%
1735	—VEONEER INC	121,537	$4.1M	3.74%
1736	—FIRST RESERVE SUSTAINABLE GW	418,117	$4.1M	3.74%
1737	MNROMONRO INC	71,881	$4.1M	3.73%
1738	PGRPROGRESSIVE CORP	45,718	$4.1M	3.73%	Call
1739	ARRYARRAY TECHNOLOGIES INC	223,189	$4.1M	3.73%	Put
1740	VSATVIASAT INC	74,800	$4.1M	3.72%	Put
1741	NXQUANEX BLDG PRODS CORP	191,859	$4.1M	3.71%
1742	—G&P ACQUISITION CORP	415,990	$4.1M	3.71%
1743	MAAMID-AMER APT CMNTYS INC	21,953	$4.1M	3.70%	Call
1744	—ATOTECH LTD	169,490	$4.1M	3.69%
1745	—NORTHERN LIGHTS ACQUISITN CO	407,804	$4.1M	3.69%
1746	LXLEXINFINTECH HLDGS LTD	694,464	$4.1M	3.69%
1747	—OMNICHANNEL ACQUISITION CORP	412,938	$4.1M	3.69%
1748	TRSTTRUSTCO BK CORP N Y	127,481	$4.1M	3.68%
1749	COLMCOLUMBIA SPORTSWEAR CO	42,499	$4.1M	3.68%
1750	1T7TRICIDA INC	875,150	$4.1M	3.66%
1751	SOSOUTHERN CO	65,456	$4.1M	3.66%	Call
1752	—PWP FORWARD ACQUISITION CORP	421,276	$4.1M	3.66%
1753	—GLENFARNE MERGER CORP	418,241	$4.1M	3.66%
1754	TILEINTERFACE INC	266,931	$4.0M	3.65%
1755	SJMSMUCKER J M CO	33,679	$4.0M	3.65%	Call
1756	RHIROBERT HALF INTL INC	40,277	$4.0M	3.65%
1757	—L&F ACQUISITION CORP	403,042	$4.0M	3.64%
1758	—Z-WORK ACQUISITION CORP	413,032	$4.0M	3.63%
1759	—TONIX PHARMACEUTICALS HLDG C	6,690,867	$4.0M	3.63%
1760	—BIG SKY GROWTH PARTNERS INC	410,569	$4.0M	3.62%
1761	KAMNUSDKAMAN CORP	112,517	$4.0M	3.62%
1762	—RXR ACQUISITION CORP	411,357	$4.0M	3.61%
1763	RAPTEURRAPT THERAPEUTICS INC	127,768	$4.0M	3.58%
1764	BG3BIG 5 SPORTING GOODS CORP	172,087	$4.0M	3.58%	Put
1765	EVCENTRAVISION COMMUNICATIONS C	557,966	$4.0M	3.57%
1766	—ANZU SPECIAL ACQUISITIN CORP	407,316	$4.0M	3.57%
1767	SERVUSDTERMINIX GLOBAL HOLDINGS INC	94,789	$4.0M	3.56%
1768	—FINSERV ACQUISITION CORP II	404,779	$3.9M	3.56%
1769	JAZZJAZZ PHARMACEUTICALS PLC	30,274	$3.9M	3.56%	Put
1770	—L CATTERTON ASIA ACQUISITION	404,708	$3.9M	3.55%
1771	—GORES HOLDINGS VII INC	402,625	$3.9M	3.55%
1772	CLDTCHATHAM LODGING TR	321,013	$3.9M	3.55%
1773	DMRCDIGIMARC CORP NEW	113,818	$3.9M	3.54%
1774	—NORTHERN STAR INVEST CORP II	402,236	$3.9M	3.54%
1775	—GIGCAPITAL4 INC	397,374	$3.9M	3.54%
1776	MBVIM3 BRIGADE ACQUISITION II CO	394,503	$3.9M	3.53%
1777	VRAYQVIEWRAY INC	542,201	$3.9M	3.53%
1778	UVEUNIVERSAL INS HLDGS INC	299,426	$3.9M	3.52%
1779	—CARNEY TECHNOLOGY ACQU CORP	399,571	$3.9M	3.52%
1780	PCTYPAYLOCITY HLDG CORP	13,911	$3.9M	3.52%	Put
1781	GTESGATES INDUSTRIAL CORPRATIN P	239,285	$3.9M	3.51%
1782	—CAZOO GROUP LTD	500,000	$3.9M	3.51%
1783	—TPG PACE BEN FIN CORP	368,060	$3.9M	3.50%
1784	CDXSCODEXIS INC	166,424	$3.9M	3.49%
1785	RRDEURDONNELLEY R R & SONS CO	750,968	$3.9M	3.48%
1786	WINVUWINVEST ACQUISITION CORP	375,000	$3.9M	3.48%
1787	—MERIDA MERGER CORP I	386,008	$3.9M	3.48%
1788	—HUMANCO ACQUISITION CORP	389,840	$3.9M	3.48%
1789	TRHCEURTABULA RASA HEALTHCARE INC	146,920	$3.9M	3.48%	Put
1790	VVXVECTRUS INC	76,561	$3.8M	3.47%
1791	MDGLMADRIGAL PHARMACEUTICALS INC	48,224	$3.8M	3.47%	Put
1792	ONITOCWEN FINL CORP	136,455	$3.8M	3.46%
1793	FOURSHIFT4 PMTS INC	49,407	$3.8M	3.46%	Put
1794	—POEMA GLOBAL HOLDINGS CORP	386,293	$3.8M	3.44%
1795	—ORTHO CLINICAL DIAGNOSTICS H	205,905	$3.8M	3.43%
1796	BCOBRINKS CO	60,060	$3.8M	3.43%	Put
1797	—VPC IMPACT ACQUISITION HLDG	384,755	$3.8M	3.42%
1798	THRTHERMON GROUP HLDGS INC	218,084	$3.8M	3.41%
1799	KBHKB HOME	96,856	$3.8M	3.40%	Put
1800	—TARO PHARMACEUTICAL INDS LTD	59,196	$3.8M	3.40%

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