D. E. Shaw & Co., Inc. Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$81.2T

Holdings

2,629

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (2,629 positions)

#StockSharesValue% PortfolioType
101
CMGCHIPOTLE MEXICAN GRILL INC
751,461$1.1B0.00%Put
102
LPGDORIAN LPG LTD
103,514$1.1B0.00%
103
OPITQOFFICE PPTYS INCOME TR
34,882$1.1B0.00%Call
104
NHINATIONAL HEALTH INVS INC
12,900$1.1B0.00%Put
105
SPARK ENERGY INC
100,172$1.1B0.00%
106
LOWLOWES COS INC
9,437,611$1.0B0.00%Put
107
NGVTINGEVITY CORP
12,197$1.0B0.00%
108
MCRB1EURSERES THERAPEUTICS INC
257,978$1.0B0.00%
109
BBVA BANCO FRANCES S A
238,749$1.0B0.00%
110
SQMSOCIEDAD QUIMICA MINERA DE C
112,048$1.0B0.00%Put
111
ARRUSDARMOUR RESIDENTIAL REIT INC
61,600$1.0B0.00%Put
112
HEIHEICO CORP NEW
87,528$1.0B0.00%Put
113
HSYHERSHEY CO
212,288$1.0B0.00%Put
114
NIONIO INC
1,903,184$1.0B0.00%Put
115
SYBTSTOCK YDS BANCORP INC
27,712$1.0B0.00%
116
RIGLUSDRIGEL PHARMACEUTICALS INC
543,619$1.0B0.00%
117
IM8NINSMED INC
2,616,306$1.0B0.00%Put
118
COOCOOPER COS INC
3,414$1.0B0.00%
119
JNJJOHNSON & JOHNSON
7,820,894$1.0B0.00%Put
120
KTOSKRATOS DEFENSE & SEC SOLUTIO
320,547$1.0B0.00%Put
121
EPAMEPAM SYS INC
37,983$1.0B0.00%Put
122
LWLAMB WESTON HLDGS INC
13,819$1.0B0.00%
123
TGTXTG THERAPEUTICS INC
178,566$1.0B0.00%
124
TSNTYSON FOODS INC
243,367$1.0B0.00%Put
125
THGHANOVER INS GROUP INC
48,790$1.0B0.00%
126
IMAIMAX CORP
99,400$1.0B0.00%
127
AERIEURAERIE PHARMACEUTICALS INC
198,669$1.0B0.00%Put
128
CDR1USDCEDAR REALTY TRUST INC
883,152$1.0B0.00%
129
ALXALEXANDERS INC
2,870$1.0B0.00%
130
FORRFORRESTER RESH INC
123,894$996.0M0.00%Put
131
EXONE CO
112,472$995.0M0.00%
132
VISNCOMMSCOPE HLDG CO INC
678,324$995.0M0.00%Put
133
HOLIHOLLYSYS AUTOMATION TECHNOLO
157,585$994.4M0.00%
134
CALXCALIX INC
1,371,038$991.8M0.00%
135
CENTRAL EUROPEAN MEDIA ENTRP
1,119,146$991.0M0.00%
136
AAPLAPPLE INC
4,413,173$988.4M0.00%Put
137
GPCGENUINE PARTS CO
212,201$988.2M0.00%Put
138
ICFIICF INTL INC
11,681$987.0M0.00%
139
2JEFOCUS FINL PARTNERS INC
181,232$984.3M0.00%Put
140
G3VGREEN PLAINS INC
92,642$982.0M0.00%
141
UNITED CMNTY FINL CORP OHIO
90,972$981.0M0.00%
142
OCWEN FINL CORP
520,801$979.0M0.00%
143
MFGMIZUHO FINL GROUP INC
318,051$977.0M0.00%
144
IRMIRON MTN INC NEW
155,892$976.1M0.00%Put
145
BALLBALL CORP
118,547$975.7M0.00%Put
146
HTBKHERITAGE COMMERCE CORP
177,817$975.1M0.00%
147
ADNTADIENT PLC
175,996$974.1M0.00%Put
148
ASPSALTISOURCE PORTFOLIO SOLNS S
48,077$972.0M0.00%
149
FULTFULTON FINL CORP PA
59,996$971.0M0.00%
150
KELYAKELLY SVCS INC
40,041$970.0M0.00%
151
HUBGHUB GROUP INC
166,677$969.8M0.00%
152
TMTOYOTA MOTOR CORP
7,168$965.0M0.00%Call
153
SEDGSOLAREDGE TECHNOLOGIES INC
11,500$963.0M0.00%Call
154
STNESTONECO LTD
27,642$961.0M0.00%
155
SAPSAP SE
8,137$959.0M0.00%
156
WSMWILLIAMS SONOMA INC
145,518$958.9M0.00%Put
157
MOBILEIRON INC
299,241$958.0M0.00%
158
TDCTERADATA CORP DEL
884,749$956.5M0.00%Put
159
TSCOTRACTOR SUPPLY CO
515,847$949.7M0.00%Put
160
HESHESS CORP
75,603$947.6M0.00%Call
161
5TCTRUECAR INC
2,701,597$947.2M0.00%
162
TLYSTILLYS INC
351,541$945.4M0.00%
163
ATRCATRICURE INC
101,475$944.6M0.00%
164
GW PHARMACEUTICALS PLC
110,884$941.8M0.00%Put
165
DOCUSDPHYSICIANS RLTY TR
402,525$940.2M0.00%
166
AOSLALPHA & OMEGA SEMICONDUCTOR
497,574$939.2M0.00%
167
TSLXUSDTPG SPECIALTY LENDING INC
120,658$938.6M0.00%
168
ARMSTRONG FLOORING INC
660,035$938.3M0.00%
169
EGANEGAIN CORP
243,595$936.0M0.00%
170
PHPARKER HANNIFIN CORP
24,761$935.5M0.00%Put
171
ICPTUSDINTERCEPT PHARMACEUTICALS IN
96,600$934.5M0.00%Put
172
EVCENTRAVISION COMMUNICATIONS C
1,034,252$934.4M0.00%
173
LOVELOVESAC COMPANY
50,000$934.0M0.00%Put
174
UMCUNITED MICROELECTRONICS CORP
445,916$932.0M0.00%
175
YUSDALLEGHANY CORP DEL
11,159$932.0M0.00%Call
176
ALAIR LEASE CORP
86,400$930.7M0.00%Put
177
FFINFIRST FINL BANKSHARES
71,404$930.5M0.00%
178
CNXCNX RESOURCES CORPORATION
127,955$929.0M0.00%Put
179
RKDAEURARCADIA BIOSCIENCES INC
198,367$928.0M0.00%
180
PSNPARSONS CORPORATION
28,096$927.0M0.00%
181
RITMNEW RESIDENTIAL INVT CORP
202,531$924.3M0.00%Put
182
AMCRAMCOR PLC
3,952,700$922.7M0.00%
183
RAVEN INDS INC
27,568$922.0M0.00%
184
AAMIBRIGHTSPHERE INVT GROUP INC
490,618$920.9M0.00%
185
PLYAPLAYA HOTELS & RESORTS NV
117,546$920.0M0.00%
186
TTEKTETRA TECH INC NEW
69,488$919.1M0.00%
187
NBISYANDEX N V
941,684$917.1M0.00%
188
AGCOAGCO CORP
12,104$916.0M0.00%
189
MBIMBIA INC
303,278$915.9M0.00%
190
HTGCHERCULES CAPITAL INC
68,450$915.0M0.00%
191
MEDIDATA SOLUTIONS INC
10,000$915.0M0.00%Call
192
TENBTENABLE HLDGS INC
870,072$913.6M0.00%Put
193
KLACKLA CORPORATION
231,943$913.1M0.00%Put
194
CYBRCYBERARK SOFTWARE LTD
138,809$912.0M0.00%Put
195
HQYHEALTHEQUITY INC
63,296$909.7M0.00%Put
196
GRT-UCADGRANITE REAL ESTATE INVT TR
18,768$909.0M0.00%
197
UEOWESTLAKE CHEM CORP
13,800$904.0M0.00%Put
198
3TYTITAN MACHY INC
63,038$904.0M0.00%
199
4DHDANA INCORPORATED
274,033$903.1M0.00%Put
200
WECWEC ENERGY GROUP INC
191,378$901.3M0.00%Put
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