D. E. Shaw & Co., Inc. Q3 2018 Filing
Filed November 14, 2018
Portfolio Value
$83.2B
Holdings
2,623
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (2,623 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | —BONANZA CREEK ENERGY INC | 26,086 | $777.0M | 0.93% | |
| 302 | MR4MERIDIAN BIOSCIENCE INC | 344,004 | $776.4M | 0.93% | |
| 303 | BPFHBOSTON PRIVATE FINL HLDGS IN | 206,482 | $776.0M | 0.93% | |
| 304 | —KEY ENERGY SVCS INC DEL | 67,795 | $776.0M | 0.93% | |
| 305 | HTEURHERSHA HOSPITALITY TR | 34,223 | $776.0M | 0.93% | |
| 306 | —BUNGE LIMITED | 799,728 | $775.2M | 0.93% | Put |
| 307 | SPYSPDR S&P 500 ETF TR | 1,565,837 | $774.9M | 0.93% | |
| 308 | —ACACIA COMMUNICATIONS INC | 218,314 | $774.3M | 0.93% | Call |
| 309 | ALNYALNYLAM PHARMACEUTICALS INC | 111,538 | $774.0M | 0.93% | Put |
| 310 | HB6HIBBETT SPORTS INC | 397,048 | $772.7M | 0.93% | |
| 311 | —SINA CORP | 1,118,894 | $772.0M | 0.93% | Put |
| 312 | CSLCARLISLE COS INC | 260,828 | $771.0M | 0.93% | |
| 313 | HAFCHANMI FINL CORP | 179,399 | $770.7M | 0.93% | |
| 314 | WMKWEIS MKTS INC | 17,746 | $770.0M | 0.93% | |
| 315 | XXYCROSS CTRY HEALTHCARE INC | 88,058 | $769.0M | 0.92% | |
| 316 | —2U INC | 530,002 | $768.1M | 0.92% | Put |
| 317 | AREALEXANDRIA REAL ESTATE EQ IN | 6,100 | $767.0M | 0.92% | Call |
| 318 | GBTUSDGLOBAL BLOOD THERAPEUTICS IN | 20,150 | $766.0M | 0.92% | |
| 319 | RNRRENAISSANCERE HOLDINGS LTD | 5,730 | $765.0M | 0.92% | |
| 320 | LRCXEURLAM RESEARCH CORP | 438,979 | $763.9M | 0.92% | Put |
| 321 | ARNCCHFARCONIC INC | 5,060,916 | $761.7M | 0.92% | Put |
| 322 | HONHONEYWELL INTL INC | 218,062 | $761.6M | 0.91% | Call |
| 323 | SRJSPARTANNASH CO | 37,937 | $761.0M | 0.91% | |
| 324 | BIGGQBIG LOTS INC | 98,217 | $760.3M | 0.91% | Put |
| 325 | —NEWFIELD EXPL CO | 1,153,140 | $759.5M | 0.91% | Put |
| 326 | —FLEXION THERAPEUTICS INC | 40,593 | $759.0M | 0.91% | |
| 327 | NEONEOGENOMICS INC | 49,408 | $758.0M | 0.91% | |
| 328 | HPHELMERICH & PAYNE INC | 221,787 | $757.5M | 0.91% | Put |
| 329 | —RESOLUTE ENERGY CORP | 20,000 | $756.0M | 0.91% | Call |
| 330 | FLOFLOWERS FOODS INC | 40,463 | $755.0M | 0.91% | |
| 331 | GENNQGENESIS HEALTHCARE INC | 559,176 | $755.0M | 0.91% | |
| 332 | KRKROGER CO | 1,637,205 | $755.0M | 0.91% | Put |
| 333 | CCXIEURCHEMOCENTRYX INC | 259,837 | $753.5M | 0.91% | |
| 334 | WSTWEST PHARMACEUTICAL SVSC INC | 6,084 | $751.0M | 0.90% | |
| 335 | SBSAFE BULKERS INC | 260,389 | $750.0M | 0.90% | |
| 336 | RIGLUSDRIGEL PHARMACEUTICALS INC | 233,786 | $750.0M | 0.90% | |
| 337 | BUWABIO RAD LABS INC | 190,492 | $748.9M | 0.90% | |
| 338 | YUMCYUM CHINA HLDGS INC | 1,331,783 | $748.1M | 0.90% | Put |
| 339 | —FANHUA INC | 27,699 | $748.0M | 0.90% | Call |
| 340 | CWSTCASELLA WASTE SYS INC | 24,019 | $747.0M | 0.90% | |
| 341 | NUENUCOR CORP | 181,920 | $746.8M | 0.90% | Put |
| 342 | CATYCATHAY GEN BANCORP | 17,997 | $746.0M | 0.90% | |
| 343 | —ADVAXIS INC | 793,082 | $746.0M | 0.90% | |
| 344 | —CLEAR CHANNEL OUTDOOR HLDGS | 124,966 | $744.0M | 0.89% | |
| 345 | OKEONEOK INC NEW | 975,751 | $743.5M | 0.89% | Call |
| 346 | JT5MUELLER WTR PRODS INC | 64,559 | $743.0M | 0.89% | |
| 347 | R6C2ROYAL DUTCH SHELL PLC | 10,464 | $742.0M | 0.89% | |
| 348 | HNGRUSDHANGER INC | 35,610 | $742.0M | 0.89% | |
| 349 | SIENUSDSIENTRA INC | 76,000 | $741.1M | 0.89% | Put |
| 350 | SF9SANDERSON FARMS INC | 44,832 | $740.9M | 0.89% | Put |
| 351 | AIRAAR CORP | 15,438 | $739.0M | 0.89% | |
| 352 | BECNUSDBEACON ROOFING SUPPLY INC | 20,400 | $738.0M | 0.89% | Call |
| 353 | —CAI INTERNATIONAL INC | 32,254 | $738.0M | 0.89% | |
| 354 | —LSC COMMUNICATIONS INC | 66,287 | $734.0M | 0.88% | |
| 355 | —FLOTEK INDS INC DEL | 1,613,395 | $733.1M | 0.88% | |
| 356 | SPWRQSUNPOWER CORP | 100,321 | $732.0M | 0.88% | |
| 357 | HPEHEWLETT PACKARD ENTERPRISE C | 44,898 | $732.0M | 0.88% | |
| 358 | SSBUSDSOUTH ST CORP | 8,916 | $731.0M | 0.88% | |
| 359 | XYZSQUARE INC | 7,372,449 | $729.9M | 0.88% | Put |
| 360 | KBHKB HOME | 139,797 | $729.6M | 0.88% | Put |
| 361 | DKSDICKS SPORTING GOODS INC | 497,763 | $727.0M | 0.87% | Put |
| 362 | CLFCLEVELAND CLIFFS INC | 6,443,760 | $726.9M | 0.87% | Put |
| 363 | ABMABM INDS INC | 22,500 | $726.0M | 0.87% | Put |
| 364 | CSIIEURCARDIOVASCULAR SYS INC DEL | 823,948 | $725.6M | 0.87% | |
| 365 | ENICENEL CHILE S A | 711,151 | $723.8M | 0.87% | |
| 366 | XPROFRANKS INTL N V | 83,056 | $721.0M | 0.87% | |
| 367 | TBHCKIRKLANDS INC | 339,019 | $720.7M | 0.87% | |
| 368 | VRTSVIRTUS INVT PARTNERS INC | 6,323 | $719.0M | 0.86% | |
| 369 | EQBKEQUITY BANCSHARES INC | 18,250 | $716.0M | 0.86% | |
| 370 | BPBP PLC | 593,442 | $715.7M | 0.86% | Put |
| 371 | RNSTRENASANT CORP | 17,357 | $715.0M | 0.86% | |
| 372 | —AV HOMES INC | 35,766 | $715.0M | 0.86% | |
| 373 | AU3EURANGLOGOLD ASHANTI LTD | 736,207 | $714.6M | 0.86% | Put |
| 374 | ADPAUTOMATIC DATA PROCESSING IN | 1,645,657 | $714.5M | 0.86% | Put |
| 375 | AELUSDAMERICAN EQTY INVT LIFE HLD | 219,773 | $714.1M | 0.86% | Call |
| 376 | NERVGBPMINERVA NEUROSCIENCES INC | 56,932 | $714.0M | 0.86% | |
| 377 | NINEQNINE ENERGY SVC INC | 23,321 | $713.0M | 0.86% | |
| 378 | —GLOBAL EAGLE ENTMT INC | 252,644 | $712.0M | 0.86% | |
| 379 | CCKCROWN HOLDINGS INC | 111,183 | $710.6M | 0.85% | Put |
| 380 | PKXPOSCO | 30,717 | $708.3M | 0.85% | Call |
| 381 | ZLABZAI LAB LTD | 36,369 | $708.0M | 0.85% | |
| 382 | —BIOSPECIFICS TECHNOLOGIES CO | 12,061 | $705.0M | 0.85% | |
| 383 | RAILFREIGHTCAR AMER INC | 43,690 | $703.0M | 0.84% | |
| 384 | USCRU S CONCRETE INC | 130,391 | $702.3M | 0.84% | Put |
| 385 | FIVNFIVE9 INC | 16,058 | $702.0M | 0.84% | |
| 386 | BWABORGWARNER INC | 1,054,807 | $701.5M | 0.84% | |
| 387 | CHS1USDCHICOS FAS INC | 80,680 | $699.0M | 0.84% | |
| 388 | —MCBC HLDGS INC | 52,133 | $698.2M | 0.84% | |
| 389 | RESRPC INC | 45,000 | $697.0M | 0.84% | Put |
| 390 | WSBFWATERSTONE FINL INC MD | 40,555 | $696.0M | 0.84% | |
| 391 | AYRAIRCASTLE LTD | 31,756 | $696.0M | 0.84% | |
| 392 | —ONCOMED PHARMACEUTICALS INC | 328,169 | $696.0M | 0.84% | |
| 393 | STLAFIAT CHRYSLER AUTOMOBILES N | 714,337 | $695.8M | 0.84% | Put |
| 394 | —ACELRX PHARMACEUTICALS INC | 180,438 | $695.0M | 0.83% | |
| 395 | MGMISTRAS GROUP INC | 252,523 | $694.8M | 0.83% | |
| 396 | MDBMONGODB INC | 8,500 | $693.0M | 0.83% | Call |
| 397 | MMIMARCUS & MILLICHAP INC | 58,342 | $692.3M | 0.83% | |
| 398 | —LADENBURG THALMAN FIN SVCS I | 256,017 | $691.0M | 0.83% | |
| 399 | LITELUMENTUM HLDGS INC | 11,510 | $690.0M | 0.83% | |
| 400 | BHFBRIGHTHOUSE FINL INC | 74,728 | $689.6M | 0.83% | Put |