D. E. Shaw & Co., Inc. Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$65.1B
Holdings
2,538
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (2,538 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | TCRTZIOPHARM ONCOLOGY INC | 143,390 | $880.0M | 1.35% | |
| 202 | MFGMIZUHO FINL GROUP INC | 247,663 | $879.0M | 1.35% | |
| 203 | GWWGRAINGER W W INC | 120,374 | $878.8M | 1.35% | Put |
| 204 | NKENIKE INC | 2,620,727 | $878.1M | 1.35% | Put |
| 205 | TPDTEMPUR SEALY INTL INC | 925,232 | $877.9M | 1.35% | Put |
| 206 | —ARC DOCUMENT SOLUTIONS INC | 1,119,558 | $877.7M | 1.35% | |
| 207 | NBHCNATIONAL BK HLDGS CORP | 24,560 | $877.0M | 1.35% | |
| 208 | BGCPEURBGC PARTNERS INC | 149,613 | $872.3M | 1.34% | |
| 209 | OREUROSISKO GOLD ROYALTIES LTD | 67,585 | $872.0M | 1.34% | |
| 210 | —LEVEL 3 COMMUNICATIONS INC | 1,372,910 | $871.4M | 1.34% | Put |
| 211 | PEGPUBLIC SVC ENTERPRISE GROUP | 46,910 | $871.3M | 1.34% | |
| 212 | GPNGLOBAL PMTS INC | 9,161 | $871.0M | 1.34% | |
| 213 | ZBRAZEBRA TECHNOLOGIES CORP | 223,338 | $870.4M | 1.34% | Put |
| 214 | IPGPIPG PHOTONICS CORP | 81,523 | $870.2M | 1.34% | Put |
| 215 | FRCBFIRST REP BK SAN FRANCISCO C | 8,331 | $870.0M | 1.34% | |
| 216 | YUSDALLEGHANY CORP DEL | 7,656 | $869.4M | 1.34% | |
| 217 | AGCOAGCO CORP | 67,562 | $869.1M | 1.34% | Put |
| 218 | AMTTD AMERITRADE HLDG CORP | 470,262 | $869.1M | 1.34% | Call |
| 219 | FNVFRANCO NEVADA CORP | 11,208 | $869.0M | 1.34% | |
| 220 | WMWASTE MGMT INC DEL | 1,093,774 | $867.8M | 1.33% | Put |
| 221 | —KLX INC | 16,334 | $865.0M | 1.33% | |
| 222 | HLFHERBALIFE LTD | 2,760,466 | $864.6M | 1.33% | Call |
| 223 | —ZIX CORP | 1,301,620 | $864.5M | 1.33% | |
| 224 | —AGROFRESH SOLUTIONS | 122,952 | $864.0M | 1.33% | |
| 225 | CNCEEURCONCERT PHARMACEUTICALS INC | 301,836 | $863.6M | 1.33% | |
| 226 | GTGOODYEAR TIRE & RUBR CO | 985,527 | $862.9M | 1.33% | Put |
| 227 | —CARE COM INC | 355,315 | $862.8M | 1.33% | |
| 228 | COFCAPITAL ONE FINL CORP | 297,776 | $862.4M | 1.32% | Call |
| 229 | DYDYCOM INDS INC | 21,707 | $860.0M | 1.32% | Call |
| 230 | —AVX CORP NEW | 47,169 | $860.0M | 1.32% | |
| 231 | AOSLALPHA & OMEGA SEMICONDUCTOR | 439,558 | $859.4M | 1.32% | |
| 232 | TBHCKIRKLANDS INC | 320,425 | $858.8M | 1.32% | |
| 233 | SSPSCRIPPS E W CO OHIO | 44,826 | $857.0M | 1.32% | |
| 234 | —SPARTON CORP | 36,830 | $855.0M | 1.31% | |
| 235 | BG3BIG 5 SPORTING GOODS CORP | 111,793 | $855.0M | 1.31% | |
| 236 | AROCARCHROCK INC | 258,605 | $854.4M | 1.31% | |
| 237 | NVRIHARSCO CORP | 276,020 | $852.9M | 1.31% | |
| 238 | —BONANZA CREEK ENERGY INC | 25,825 | $852.0M | 1.31% | |
| 239 | CLRUSDCONTINENTAL RESOURCES INC | 87,074 | $851.5M | 1.31% | Put |
| 240 | MCCUSDMEDLEY CAP CORP | 142,549 | $851.0M | 1.31% | |
| 241 | —DIPLOMAT PHARMACY INC | 327,585 | $850.9M | 1.31% | |
| 242 | SCHN1EURSCHNITZER STL INDS | 82,188 | $846.5M | 1.30% | Put |
| 243 | I9DNARBUTUS BIOPHARMA CORP | 1,754,105 | $846.0M | 1.30% | |
| 244 | HTLFEURHEARTLAND FINL USA INC | 17,077 | $844.0M | 1.30% | |
| 245 | HSIHEIDRICK & STRUGGLES INTL IN | 39,925 | $844.0M | 1.30% | |
| 246 | BHPBHP BILLITON LTD | 815,874 | $843.3M | 1.30% | Put |
| 247 | —ASCENA RETAIL GROUP INC | 343,214 | $840.0M | 1.29% | |
| 248 | JAZZJAZZ PHARMACEUTICALS PLC | 44,659 | $839.7M | 1.29% | Call |
| 249 | VSTOEURVISTA OUTDOOR INC | 708,854 | $839.4M | 1.29% | Put |
| 250 | RIGLUSDRIGEL PHARMACEUTICALS INC | 1,511,197 | $839.0M | 1.29% | |
| 251 | —ENSCO PLC | 140,399 | $838.0M | 1.29% | Put |
| 252 | STWDSTARWOOD PPTY TR INC | 38,577 | $838.0M | 1.29% | |
| 253 | —FIVE PRIME THERAPEUTICS INC | 20,446 | $837.0M | 1.29% | |
| 254 | SAMBOSTON BEER INC | 59,827 | $836.5M | 1.29% | Put |
| 255 | RUSHARUSH ENTERPRISES INC | 88,474 | $835.3M | 1.28% | |
| 256 | BLDRBUILDERS FIRSTSOURCE INC | 46,325 | $833.0M | 1.28% | |
| 257 | HPHELMERICH & PAYNE INC | 105,888 | $832.7M | 1.28% | Put |
| 258 | CHRCHURCHILL DOWNS INC | 84,720 | $832.7M | 1.28% | Put |
| 259 | CATCATERPILLAR INC DEL | 1,051,576 | $830.4M | 1.28% | Put |
| 260 | WBC1EURWABCO HLDGS INC | 109,247 | $829.4M | 1.27% | Put |
| 261 | ABGAMERISOURCEBERGEN CORP | 10,000 | $828.0M | 1.27% | Put |
| 262 | LYTSLSI INDS INC | 125,340 | $828.0M | 1.27% | |
| 263 | NEMNEWMONT MINING CORP | 1,699,565 | $828.0M | 1.27% | Put |
| 264 | —ICONIX BRAND GROUP INC | 145,308 | $827.0M | 1.27% | |
| 265 | RGLDROYAL GOLD INC | 90,128 | $826.9M | 1.27% | Put |
| 266 | SAICSCIENCE APPLICATNS INTL CP N | 12,360 | $826.0M | 1.27% | |
| 267 | SVMSILVERCORP METALS INC | 304,880 | $826.0M | 1.27% | |
| 268 | AIGAMERICAN INTL GROUP INC | 41,284 | $823.0M | 1.26% | |
| 269 | RITMNEW RESIDENTIAL INVT CORP | 49,201 | $823.0M | 1.26% | |
| 270 | ATENA10 NETWORKS INC | 585,274 | $822.6M | 1.26% | |
| 271 | KRNYKEARNY FINL CORP MD | 201,545 | $821.3M | 1.26% | |
| 272 | SFMSPROUTS FMRS MKT INC | 963,044 | $821.3M | 1.26% | |
| 273 | HTBKHERITAGE COMMERCE CORP | 57,707 | $821.0M | 1.26% | |
| 274 | NUSNU SKIN ENTERPRISES INC | 13,300 | $818.0M | 1.26% | Call |
| 275 | —MANTECH INTL CORP | 18,519 | $818.0M | 1.26% | |
| 276 | RUBIEURRUBICON PROJ INC | 1,158,319 | $813.7M | 1.25% | |
| 277 | —APTEVO THERAPEUTICS INC | 354,483 | $812.0M | 1.25% | |
| 278 | ARWRARROWHEAD PHARMACEUTICALS IN | 971,768 | $811.4M | 1.25% | |
| 279 | CHUYUSDCHUYS HLDGS INC | 100,546 | $811.3M | 1.25% | Put |
| 280 | GRA1EURGRACE W R & CO DEL NEW | 1,245,513 | $811.1M | 1.25% | Call |
| 281 | BNEDBARNES & NOBLE INC | 256,395 | $810.1M | 1.24% | Put |
| 282 | XLKSELECT SECTOR SPDR TR | 13,700 | $810.0M | 1.24% | |
| 283 | COLBCOLUMBIA BKG SYS INC | 147,067 | $809.4M | 1.24% | |
| 284 | AGENEURAGENUS INC | 183,250 | $808.0M | 1.24% | |
| 285 | AZZAZZ INC | 16,553 | $806.0M | 1.24% | |
| 286 | —SONUS NETWORKS INC | 1,167,039 | $805.1M | 1.24% | |
| 287 | MCHPMICROCHIP TECHNOLOGY INC | 196,864 | $804.9M | 1.24% | Put |
| 288 | ATHMAUTOHOME INC | 582,697 | $804.2M | 1.24% | |
| 289 | PSTGPURE STORAGE INC | 251,425 | $803.2M | 1.23% | Put |
| 290 | —PANDORA MEDIA INC | 1,048,610 | $801.3M | 1.23% | Put |
| 291 | —HEALTHSOUTH CORP | 17,280 | $801.0M | 1.23% | |
| 292 | —TEXTAINER GROUP HOLDINGS LTD | 46,599 | $799.0M | 1.23% | |
| 293 | —CYTRX CORP | 1,946,861 | $798.0M | 1.23% | |
| 294 | —SIGMA DESIGNS INC | 126,629 | $798.0M | 1.23% | |
| 295 | ACTGACACIA RESH CORP | 174,043 | $792.0M | 1.22% | |
| 296 | BOOTBOOT BARN HLDGS INC | 88,952 | $792.0M | 1.22% | |
| 297 | KWKENNEDY-WILSON HLDGS INC | 139,192 | $791.8M | 1.22% | Put |
| 298 | SD2SANDY SPRING BANCORP INC | 19,031 | $789.0M | 1.21% | |
| 299 | ARNAEURARENA PHARMACEUTICALS INC | 30,940 | $789.0M | 1.21% | |
| 300 | —TIME INC NEW | 198,261 | $787.9M | 1.21% |