D. E. Shaw & Co., Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$56.7B
Holdings
2,548
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,548 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 801 | VYXNCR CORP NEW | 1,271,572 | $362.6M | 0.64% | Call |
| 802 | —STEMCELLS INC | 265,869 | $362.0M | 0.64% | |
| 803 | RGSUSDREGIS CORP MINN | 375,470 | $361.4M | 0.64% | |
| 804 | HLFHERBALIFE LTD | 2,224,762 | $360.7M | 0.64% | Put |
| 805 | —APPROACH RESOURCES INC | 106,281 | $360.0M | 0.64% | |
| 806 | FUODOLBY LABORATORIES INC | 58,294 | $359.8M | 0.63% | |
| 807 | KEPKOREA ELECTRIC PWR | 67,556 | $359.3M | 0.63% | |
| 808 | MYEMYERS INDS INC | 27,602 | $359.0M | 0.63% | |
| 809 | WSBFWATERSTONE FINL INC MD | 21,131 | $359.0M | 0.63% | |
| 810 | GILGILDAN ACTIVEWEAR INC | 649,476 | $358.8M | 0.63% | |
| 811 | PFEPFIZER INC | 10,578,420 | $358.3M | 0.63% | Put |
| 812 | IMPMIMPAC MTG HLDGS INC | 27,121 | $358.0M | 0.63% | |
| 813 | WINAWINMARK CORP | 3,380 | $357.0M | 0.63% | |
| 814 | MSFTMICROSOFT CORP | 6,190,553 | $356.6M | 0.63% | Put |
| 815 | —VITAL THERAPIES INC | 58,147 | $356.0M | 0.63% | |
| 816 | —HEALTHWAYS INC | 791,939 | $355.6M | 0.63% | |
| 817 | WFRDWEATHERFORD INTL PLC | 63,190 | $355.0M | 0.63% | |
| 818 | AMKRAMKOR TECHNOLOGY INC | 2,162,124 | $354.7M | 0.63% | |
| 819 | I9DNARBUTUS BIOPHARMA CORP | 1,720,981 | $354.6M | 0.63% | |
| 820 | BGGUSDBRIGGS & STRATTON CORP | 18,915 | $353.0M | 0.62% | |
| 821 | MPTMEDICAL PPTYS TRUST INC | 23,913 | $353.0M | 0.62% | |
| 822 | BRK/BBERKSHIRE HATHAWAY INC DEL | 2,442,789 | $352.9M | 0.62% | Call |
| 823 | EIXEDISON INTL | 4,861 | $351.0M | 0.62% | |
| 824 | NGDNEW GOLD INC CDA | 80,700 | $351.0M | 0.62% | |
| 825 | CIBEURBANCOLOMBIA S A | 8,990 | $351.0M | 0.62% | |
| 826 | LQDTLIQUIDITY SERVICES INC | 781,750 | $350.4M | 0.62% | |
| 827 | MTDRMATADOR RES CO | 14,370 | $350.0M | 0.62% | |
| 828 | —MULTI PACKAGING SOLUTIONS IN | 24,291 | $350.0M | 0.62% | |
| 829 | SAVESPIRIT AIRLS INC | 543,542 | $349.8M | 0.62% | Put |
| 830 | —CARE COM INC | 213,144 | $349.8M | 0.62% | |
| 831 | —LINKEDIN CORP | 1,828,534 | $349.5M | 0.62% | Put |
| 832 | ABEVAMBEV SA | 282,632 | $349.4M | 0.62% | |
| 833 | —BANK OF THE OZARKS INC | 76,235 | $348.6M | 0.62% | |
| 834 | ABRARBOR RLTY TR INC | 227,292 | $348.3M | 0.61% | |
| 835 | OASEUROASIS PETE INC NEW | 392,630 | $348.2M | 0.61% | Put |
| 836 | —OXFORD IMMUNOTEC GLOBAL PLC | 27,702 | $348.0M | 0.61% | |
| 837 | ZZILLOW GROUP INC | 10,000 | $347.0M | 0.61% | Call |
| 838 | IBTXUSDINDEPENDENT BK GROUP INC | 7,821 | $345.0M | 0.61% | |
| 839 | EFSCENTERPRISE FINL SVCS CORP | 11,023 | $344.0M | 0.61% | |
| 840 | —NORTHWEST NAT GAS CO | 5,709 | $343.0M | 0.61% | |
| 841 | OGSONE GAS INC | 33,768 | $342.7M | 0.60% | |
| 842 | UTXZUNITED TECHNOLOGIES CORP | 3,366,333 | $342.0M | 0.60% | Put |
| 843 | —BLUCORA INC | 151,779 | $341.4M | 0.60% | |
| 844 | QCOMQUALCOMM INC | 4,980,838 | $341.2M | 0.60% | Put |
| 845 | —LADENBURG THALMAN FIN SVCS I | 147,526 | $341.0M | 0.60% | |
| 846 | —HFF INC | 12,323 | $341.0M | 0.60% | |
| 847 | KMXCARMAX INC | 6,379 | $340.0M | 0.60% | |
| 848 | SUPNSUPERNUS PHARMACEUTICALS INC | 13,754 | $340.0M | 0.60% | |
| 849 | FSLRFIRST SOLAR INC | 404,505 | $339.7M | 0.60% | Put |
| 850 | DATATABLEAU SOFTWARE INC | 229,598 | $339.4M | 0.60% | |
| 851 | —EXONE CO | 22,259 | $339.0M | 0.60% | |
| 852 | CLVSEURCLOVIS ONCOLOGY INC | 411,949 | $338.5M | 0.60% | Call |
| 853 | SNEURSANCHEZ ENERGY CORP | 695,985 | $337.8M | 0.60% | Call |
| 854 | HTLDEXPRESS INC | 728,173 | $337.3M | 0.60% | |
| 855 | NWSNEWS CORP NEW | 179,224 | $337.2M | 0.59% | |
| 856 | —INTEGRATED DEVICE TECHNOLOGY | 14,610 | $337.0M | 0.59% | |
| 857 | FULFULLER H B CO | 7,246 | $337.0M | 0.59% | |
| 858 | HTHHILLTOP HOLDINGS INC | 15,021 | $337.0M | 0.59% | |
| 859 | —CAPITAL SR LIVING CORP | 19,914 | $335.0M | 0.59% | |
| 860 | BFAMBRIGHT HORIZONS FAM SOL IN D | 5,005 | $335.0M | 0.59% | |
| 861 | ATVIEURACTIVISION BLIZZARD INC | 87,364 | $334.5M | 0.59% | Call |
| 862 | —ISRAEL CHEMICALS LTD | 84,726 | $331.0M | 0.58% | |
| 863 | —PAIN THERAPEUTICS INC | 331,072 | $331.0M | 0.58% | |
| 864 | AALAMERICAN AIRLS GROUP INC | 3,484,517 | $330.4M | 0.58% | Put |
| 865 | —ANTARES PHARMA INC | 196,449 | $330.0M | 0.58% | |
| 866 | OHIOMEGA HEALTHCARE INVS INC | 9,306 | $330.0M | 0.58% | |
| 867 | MTARCELORMITTAL SA LUXEMBOURG | 4,523,740 | $329.0M | 0.58% | Put |
| 868 | —KCG HLDGS INC | 728,500 | $329.0M | 0.58% | Call |
| 869 | CMBTEURONAV NV ANTWERPEN | 43,028 | $328.0M | 0.58% | |
| 870 | HRTGHERITAGE INS HLDGS INC | 22,669 | $327.0M | 0.58% | |
| 871 | HDHOME DEPOT INC | 2,533,614 | $326.0M | 0.58% | Put |
| 872 | MTXMINERALS TECHNOLOGIES INC | 4,608 | $326.0M | 0.58% | |
| 873 | —GARRISON CAP INC | 32,218 | $326.0M | 0.58% | |
| 874 | HURNHURON CONSULTING GROUP INC | 45,641 | $324.4M | 0.57% | |
| 875 | WTMWHITE MTNS INS GROUP LTD | 5,291 | $324.1M | 0.57% | |
| 876 | KWKENNEDY-WILSON HLDGS INC | 14,365 | $324.0M | 0.57% | |
| 877 | GABCGERMAN AMERN BANCORP INC | 8,327 | $324.0M | 0.57% | |
| 878 | XPROFRANKS INTL N V | 142,595 | $322.5M | 0.57% | |
| 879 | —STATOIL ASA | 215,646 | $322.3M | 0.57% | |
| 880 | KLACKLA-TENCOR CORP | 917,140 | $321.7M | 0.57% | Put |
| 881 | SYU1SYNOVUS FINL CORP | 226,826 | $320.1M | 0.56% | |
| 882 | —FORWARD PHARMA A/S | 15,218 | $320.0M | 0.56% | |
| 883 | GEGENERAL ELECTRIC CO | 10,778,397 | $319.3M | 0.56% | Put |
| 884 | CNOBCONNECTONE BANCORP INC NEW | 17,648 | $319.0M | 0.56% | |
| 885 | —BIOTIME INC | 81,710 | $319.0M | 0.56% | |
| 886 | PGFUSDPENGROWTH ENERGY CORP | 202,200 | $319.0M | 0.56% | |
| 887 | BUSDBARNES GROUP INC | 158,068 | $317.1M | 0.56% | |
| 888 | —VOXX INTL CORP | 105,992 | $317.0M | 0.56% | |
| 889 | KMIKINDER MORGAN INC DEL | 4,798,323 | $316.8M | 0.56% | Put |
| 890 | CWSTCASELLA WASTE SYS INC | 208,070 | $315.8M | 0.56% | |
| 891 | FRTEURFEDERAL REALTY INVT TR | 8,613 | $315.0M | 0.56% | |
| 892 | RCKYROCKY BRANDS INC | 29,765 | $315.0M | 0.56% | |
| 893 | ADUSADDUS HOMECARE CORP | 12,056 | $315.0M | 0.56% | |
| 894 | COLBCOLUMBIA BKG SYS INC | 9,618 | $315.0M | 0.56% | |
| 895 | —VIRNETX HLDG CORP | 102,925 | $315.0M | 0.56% | |
| 896 | AVBAVALONBAY CMNTYS INC | 7,462 | $314.0M | 0.55% | |
| 897 | —BIOLASE INC | 179,104 | $313.0M | 0.55% | |
| 898 | —TRC COS INC | 36,089 | $313.0M | 0.55% | |
| 899 | ESSESSEX PPTY TR INC | 9,988 | $312.9M | 0.55% | |
| 900 | SCHLSCHOLASTIC CORP | 7,917 | $312.0M | 0.55% |