D. E. Shaw & Co., Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$56.7B
Holdings
2,548
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,548 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | —AMERICAN CAPITAL AGENCY CORP | 950,479 | $496.1M | 0.88% | |
| 602 | ASBASSOCIATED BANC CORP | 25,262 | $495.0M | 0.87% | |
| 603 | ARCBARCBEST CORP | 25,953 | $494.0M | 0.87% | |
| 604 | —BLUE HILLS BANCORP INC | 32,878 | $494.0M | 0.87% | |
| 605 | AVALGRUPO AVAL ACCIONES Y VALORE | 55,839 | $493.0M | 0.87% | |
| 606 | MMM3M CO | 193,503 | $492.6M | 0.87% | Put |
| 607 | SLMSLM CORP | 1,255,246 | $490.9M | 0.87% | |
| 608 | FW2NBANNER CORP | 39,737 | $489.3M | 0.86% | |
| 609 | PROPROS HOLDINGS INC | 21,553 | $487.0M | 0.86% | |
| 610 | —SINA CORP | 184,400 | $486.1M | 0.86% | Put |
| 611 | VVXVECTRUS INC | 31,938 | $486.0M | 0.86% | |
| 612 | HANHAWAIIAN HOLDINGS INC | 10,000 | $486.0M | 0.86% | Call |
| 613 | NEWTNEWTEK BUSINESS SVCS CORP | 34,009 | $485.0M | 0.86% | |
| 614 | —INTRALINKS HLDGS INC | 512,641 | $483.7M | 0.85% | |
| 615 | —SPEEDWAY MOTORSPORTS INC | 27,016 | $483.0M | 0.85% | |
| 616 | —SNYDERS-LANCE INC | 14,312 | $481.0M | 0.85% | |
| 617 | AGIOAGIOS PHARMACEUTICALS INC | 9,100 | $481.0M | 0.85% | |
| 618 | CRREURCARBO CERAMICS INC | 243,211 | $480.2M | 0.85% | |
| 619 | —ALERE INC | 427,032 | $480.0M | 0.85% | |
| 620 | —SENIOR HSG PPTYS TR | 21,132 | $480.0M | 0.85% | |
| 621 | —MCBC HLDGS INC | 42,040 | $479.0M | 0.85% | |
| 622 | CELGCELGENE CORP | 1,086,834 | $477.2M | 0.84% | Put |
| 623 | CCSCENTURY CMNTYS INC | 22,143 | $476.0M | 0.84% | |
| 624 | —POST PPTYS INC | 408,969 | $475.6M | 0.84% | |
| 625 | HUMHUMANA INC | 2,679,774 | $474.0M | 0.84% | Put |
| 626 | DINDINEEQUITY INC | 5,988 | $474.0M | 0.84% | |
| 627 | —IDERA PHARMACEUTICALS INC | 185,164 | $474.0M | 0.84% | |
| 628 | WEAWESTERN ALLIANCE BANCORP | 12,609 | $473.0M | 0.83% | |
| 629 | NNNNATIONAL RETAIL PPTYS INC | 9,286 | $472.0M | 0.83% | |
| 630 | JBLJABIL CIRCUIT INC | 139,181 | $471.6M | 0.83% | Put |
| 631 | —PENDRELL CORP | 687,001 | $471.0M | 0.83% | |
| 632 | JBHTHUNT J B TRANS SVCS INC | 249,435 | $470.8M | 0.83% | |
| 633 | MTRXMATRIX SVC CO | 245,374 | $470.1M | 0.83% | |
| 634 | —ADVAXIS INC | 43,921 | $470.0M | 0.83% | Call |
| 635 | ETDETHAN ALLEN INTERIORS INC | 134,411 | $469.7M | 0.83% | |
| 636 | ADCAGREE REALTY CORP | 9,494 | $469.0M | 0.83% | |
| 637 | —SKULLCANDY INC | 73,943 | $469.0M | 0.83% | |
| 638 | BMIBADGER METER INC | 13,975 | $468.0M | 0.83% | |
| 639 | —OCWEN FINL CORP | 127,637 | $468.0M | 0.83% | |
| 640 | JJSFJ & J SNACK FOODS CORP | 3,933 | $468.0M | 0.83% | |
| 641 | —CHANGYOU COM LTD | 218,301 | $467.5M | 0.82% | |
| 642 | FLSFLOWSERVE CORP | 9,683 | $467.0M | 0.82% | |
| 643 | —ROWAN COMPANIES PLC | 30,800 | $467.0M | 0.82% | Put |
| 644 | VALEVALE S A | 1,243,699 | $466.4M | 0.82% | Put |
| 645 | FDEFUSDFIRST DEFIANCE FINL CORP | 10,436 | $466.0M | 0.82% | |
| 646 | IRTINDEPENDENCE RLTY TR INC | 51,778 | $466.0M | 0.82% | |
| 647 | GBTUSDGLOBAL BLOOD THERAPEUTICS IN | 82,374 | $465.4M | 0.82% | |
| 648 | CSCOCISCO SYS INC | 4,114,048 | $465.2M | 0.82% | Put |
| 649 | NIJNELNET INC | 78,495 | $464.7M | 0.82% | |
| 650 | LENLENNAR CORP | 301,492 | $464.3M | 0.82% | |
| 651 | RNSTRENASANT CORP | 13,810 | $464.0M | 0.82% | |
| 652 | FELEFRANKLIN ELEC INC | 11,386 | $464.0M | 0.82% | |
| 653 | SPYSPDR S&P 500 ETF TR | 1,042,095 | $463.2M | 0.82% | Put |
| 654 | SBCSABRA HEALTH CARE REIT INC | 18,403 | $463.0M | 0.82% | |
| 655 | KYOCYKYOCERA CORP | 9,618 | $463.0M | 0.82% | |
| 656 | EGBNEAGLE BANCORP INC MD | 9,371 | $462.0M | 0.82% | |
| 657 | —INTERNAP CORP | 279,896 | $462.0M | 0.82% | |
| 658 | ENVAENOVA INTL INC | 47,697 | $462.0M | 0.82% | |
| 659 | ZNGAEURZYNGA INC | 3,036,999 | $461.4M | 0.81% | |
| 660 | —GAMCO INVESTORS INC | 16,160 | $460.0M | 0.81% | |
| 661 | —GLATFELTER | 21,129 | $458.0M | 0.81% | |
| 662 | EBFENNIS INC | 92,750 | $456.1M | 0.80% | |
| 663 | ARCCARES CAP CORP | 941,450 | $453.2M | 0.80% | |
| 664 | SPNEUSDSEASPINE HLDGS CORP | 44,804 | $453.0M | 0.80% | |
| 665 | SMPSTANDARD MTR PRODS INC | 9,490 | $453.0M | 0.80% | |
| 666 | EVHEVOLENT HEALTH INC | 18,326 | $451.0M | 0.80% | |
| 667 | LEALEAR CORP | 32,690 | $450.5M | 0.79% | Call |
| 668 | —GENERAL FIN CORP DEL | 100,000 | $450.0M | 0.79% | |
| 669 | BCEBCE INC | 42,997 | $449.5M | 0.79% | |
| 670 | AWNADVANCE AUTO PARTS INC | 199,744 | $449.4M | 0.79% | Call |
| 671 | —ORTHOFIX INTL N V | 225,586 | $447.2M | 0.79% | |
| 672 | HNIHNI CORP | 11,240 | $447.0M | 0.79% | |
| 673 | SFESSAFEGUARD SCIENTIFICS INC | 34,475 | $447.0M | 0.79% | |
| 674 | RGAREINSURANCE GROUP AMER INC | 28,755 | $446.7M | 0.79% | |
| 675 | —COUSINS PPTYS INC | 42,590 | $445.0M | 0.79% | |
| 676 | NUENUCOR CORP | 605,014 | $444.5M | 0.78% | Put |
| 677 | CMRXEURCHIMERIX INC | 459,500 | $444.1M | 0.78% | |
| 678 | —ZOES KITCHEN INC | 20,000 | $444.0M | 0.78% | Put |
| 679 | CIENCIENA CORP | 257,951 | $441.2M | 0.78% | Call |
| 680 | BAHBOOZ ALLEN HAMILTON HLDG COR | 204,147 | $440.0M | 0.78% | |
| 681 | —QUORUM HEALTH CORP | 70,213 | $440.0M | 0.78% | |
| 682 | —ARQULE INC | 1,030,285 | $439.4M | 0.78% | |
| 683 | AVPUSDAVON PRODS INC | 1,906,100 | $439.4M | 0.78% | |
| 684 | EBSEMERGENT BIOSOLUTIONS INC | 533,649 | $438.4M | 0.77% | |
| 685 | PWIPOWER INTEGRATIONS INC | 6,926 | $437.0M | 0.77% | |
| 686 | —NEWLINK GENETICS CORP | 29,030 | $436.0M | 0.77% | |
| 687 | CCOCAMECO CORP | 898,326 | $435.3M | 0.77% | Put |
| 688 | MXIMMAXIM INTEGRATED PRODS INC | 917,120 | $435.2M | 0.77% | Call |
| 689 | AVXLANAVEX LIFE SCIENCES CORP | 119,534 | $434.0M | 0.77% | |
| 690 | AEGNAEGION CORP | 22,685 | $433.0M | 0.76% | |
| 691 | VNDAVANDA PHARMACEUTICALS INC | 346,055 | $432.3M | 0.76% | |
| 692 | FISVFISERV INC | 4,345 | $432.0M | 0.76% | |
| 693 | SWCHFSIERRA WIRELESS INC | 30,000 | $432.0M | 0.76% | Put |
| 694 | —DERMA SCIENCES INC | 92,314 | $431.0M | 0.76% | |
| 695 | AVDAMERICAN VANGUARD CORP | 26,699 | $429.0M | 0.76% | |
| 696 | ALLYALLY FINL INC | 21,978 | $428.0M | 0.76% | |
| 697 | BBBLACKBERRY LTD | 3,467,401 | $426.3M | 0.75% | Put |
| 698 | —CALAMOS ASSET MGMT INC | 62,423 | $426.0M | 0.75% | |
| 699 | —ROCKWELL MED INC | 285,075 | $425.5M | 0.75% | |
| 700 | VIRTVIRTU FINL INC | 249,251 | $425.3M | 0.75% |