D. E. Shaw & Co., Inc. Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$103.6M

Holdings

3,011

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (3,011 positions)

#	Stock	Shares	Value	% Portfolio	Type
1101	IMXIINTERNATIONAL MNY EXPRESS IN	12,293	$185K	0.18%
1102	—PROSIGHT GLOBAL INC	14,667	$185K	0.18%
1103	LBRDKLIBERTY BROADBAND CORP	1,229,736	$185K	0.18%
1104	RTXRAYTHEON TECHNOLOGIES CORP	2,383,069	$184K	0.18%	Put
1105	—THUNDER BRIDGE CAP PRTNRS II	18,532	$183K	0.18%
1106	GOLGBPGOL LINHAS AEREAS INTELIGENT	23,673	$181K	0.17%
1107	CAHCARDINAL HEALTH INC	2,932,615	$178K	0.17%	Put
1108	HIOWESTERN ASSET HIGH INCOME OP	35,000	$178K	0.17%
1109	PANW 0.75 07/01/23PALO ALTO NETWORKS INC	134,675,000	$178K	0.17%
1110	—RH	57,579,000	$178K	0.17%
1111	RCORESOURCES CONNECTION INC	12,972	$176K	0.17%
1112	SURFUSDSURFACE ONCOLOGY INC	22,605	$176K	0.17%
1113	ALLYALLY FINL INC	3,870,923	$175K	0.17%	Put
1114	—MOLECULAR TEMPLATES INC	13,855	$175K	0.17%
1115	PAYSPAYSIGN INC	40,061	$175K	0.17%
1116	WYNNWYNN RESORTS LTD	1,394,321	$175K	0.17%	Put
1117	—VELOCITY ACQUISITION CORP	17,500	$173K	0.17%
1118	—ISOS ACQUISITION CORPORATION	17,366	$173K	0.17%
1119	SPYSPDR S&P 500 ETF TR	436,348	$173K	0.17%
1120	ABXBARRICK GOLD CORP	8,700,805	$172K	0.17%	Put
1121	CUROEURCURO GROUP HOLDINGS CORP	11,783	$172K	0.17%
1122	—PQ GROUP HLDGS INC	10,275	$172K	0.17%
1123	ALXNALEXION PHARMACEUTICALS INC	1,121,085	$171K	0.17%	Put
1124	LXLEXINFINTECH HLDGS LTD	16,852	$170K	0.16%
1125	NOWSERVICENOW INC	339,578	$170K	0.16%	Put
1126	SDCCQSMILEDIRECTCLUB INC	1,682,732	$169K	0.16%
1127	ACNACCENTURE PLC IRELAND	608,206	$168K	0.16%
1128	—DEEP LAKE CAPITAL ACQUSTN CO	16,700	$168K	0.16%
1129	GONGERON CORP	106,476	$168K	0.16%
1130	ACICUNITED INS HLDGS CORP	23,167	$167K	0.16%
1131	IQIQIYI INC	9,997,748	$166K	0.16%	Put
1132	07SSECUREWORKS CORP	12,398	$166K	0.16%
1133	BLBLFBILIBILI INC	38,277,000	$166K	0.16%
1134	MNOVMEDICINOVA INC	32,702	$165K	0.16%
1135	—WARRIOR TECHNOLOGIES ACQUI C	16,666	$165K	0.16%
1136	HTBKHERITAGE COMM CORP	164,890	$165K	0.16%
1137	DOCUDOCUSIGN INC	810,454	$164K	0.16%	Put
1138	ASMLASML HOLDING N V	265,593	$164K	0.16%	Put
1139	—NEXA RES S A	15,912	$163K	0.16%
1140	—GRUBHUB INC	2,707,083	$162K	0.16%	Put
1141	APPSDIGITAL TURBINE INC	2,018,611	$162K	0.16%	Put
1142	SBUXSTARBUCKS CORP	1,481,673	$162K	0.16%	Put
1143	OSG1EUROVERSEAS SHIPHOLDING GROUP I	937,465	$161K	0.16%
1144	SWN1EURSOUTHWESTERN ENERGY CO	5,993,048	$161K	0.16%
1145	W 1.125 11/01/24WAYFAIR INC	58,500,000	$160K	0.15%
1146	—SQUARE INC	54,774,000	$160K	0.15%
1147	MDBMONGODB INC	596,990	$160K	0.15%	Put
1148	—B RILEY PRINCIPAL 150 MERGER	15,900	$159K	0.15%
1149	GLNGGOLAR LNG LTD	15,367	$157K	0.15%
1150	—NEW SR INVT GROUP INC	264,118	$156K	0.15%
1151	MNSTMONSTER BEVERAGE CORP NEW	1,717,940	$156K	0.15%
1152	KPTIEURKARYOPHARM THERAPEUTICS INC	14,865	$156K	0.15%
1153	SFESSAFEGUARD SCIENTIFICS INC	22,887	$156K	0.15%
1154	YRDYIREN DIGITAL LTD	30,495	$155K	0.15%
1155	AALAMERICAN AIRLS GROUP INC	6,460,097	$154K	0.15%	Put
1156	ZNGAEURZYNGA INC	113,046	$154K	0.15%
1157	VTE1ASURE SOFTWARE INC	20,100	$154K	0.15%
1158	AUPHAURINIA PHARMACEUTICALS INC	11,835	$154K	0.15%
1159	GJBSTEELCASE INC	205,020	$153K	0.15%
1160	SPWRQSUNPOWER CORP	4,564,687	$153K	0.15%	Put
1161	OKTA 0.125 09/01/25OKTA INC	112,935,000	$153K	0.15%
1162	—SOCIAL CAPITAL HEDOSOPHA HLD	62,500	$152K	0.15%
1163	KEPKOREA ELECTRIC PWR	14,619	$150K	0.14%
1164	—REINVENT TECHNOLOGY PARTNERS	73,750	$149K	0.14%
1165	—BHP GROUP PLC	2,530,800	$146K	0.14%
1166	ADSKAUTODESK INC	527,697	$146K	0.14%	Call
1167	WKHSEURWORKHORSE GROUP INC	606,120	$146K	0.14%	Call
1168	SPLK 0.5 09/15/23SPLUNK INC	127,602,000	$146K	0.14%
1169	KSSKOHLS CORP	2,439,056	$145K	0.14%	Put
1170	NMFCNEW MTN FIN CORP	11,695	$145K	0.14%
1171	W 1 08/15/26WAYFAIR INC	65,432,000	$145K	0.14%
1172	COUPEURCOUPA SOFTWARE INC	566,219	$144K	0.14%	Put
1173	FDO.FMACYS INC	8,875,861	$144K	0.14%	Put
1174	AMEAMETEK INC	1,122,498	$143K	0.14%
1175	LBCUSDLUTHER BURBANK CORP	12,063	$143K	0.14%
1176	TMOTHERMO FISHER SCIENTIFIC INC	312,007	$142K	0.14%	Call
1177	AJXGREAT AJAX CORP	13,003	$142K	0.14%
1178	CO2ACATO CORP NEW	155,521	$142K	0.14%
1179	SG7SAGE THERAPEUTICS INC	1,871,875	$140K	0.14%
1180	—VECTOIQ ACQUISITION CORP II	13,853	$140K	0.14%
1181	ZGZILLOW GROUP INC	1,062,375	$140K	0.13%	Put
1182	BYNDBEYOND MEAT INC	1,070,410	$139K	0.13%	Put
1183	PVACUSDPENN VA CORP	10,388	$139K	0.13%
1184	—VECTOIQ ACQUISITION CORP II	110,000	$139K	0.13%
1185	SYFSYNCHRONY FINANCIAL	3,403,779	$138K	0.13%	Put
1186	MOALTRIA GROUP INC	2,705,022	$138K	0.13%	Put
1187	ETRENTERGY CORP NEW	1,388,937	$138K	0.13%	Put
1188	DDDUPONT DE NEMOURS INC	1,773,557	$137K	0.13%
1189	—INVESTINDUSTRIAL ACQUISITION	166,666	$137K	0.13%
1190	STLDSTEEL DYNAMICS INC	2,658,976	$135K	0.13%
1191	NOANORTH AMERN CONSTR GROUP LTD	12,400	$134K	0.13%
1192	SIGSIGNET JEWELERS LIMITED	2,296,798	$133K	0.13%	Put
1193	DUKDUKE ENERGY CORP NEW	1,377,062	$133K	0.13%
1194	AG8AGILENT TECHNOLOGIES INC	1,041,941	$132K	0.13%
1195	NLYEURANNALY CAPITAL MANAGEMENT IN	1,202,340	$132K	0.13%
1196	—INSULET CORP	47,000,000	$132K	0.13%
1197	CIMCHIMERA INVT CORP	10,332	$131K	0.13%
1198	VAREURVARIAN MED SYS INC	741,894	$131K	0.13%
1199	CMCSACOMCAST CORP NEW	2,407,966	$130K	0.13%
1200	—FLAME ACQUISITION CORP	13,080	$130K	0.13%

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