D. E. Shaw & Co., Inc. Q1 2020 Filing
Filed May 15, 2020
Portfolio Value
$64.1B
Holdings
2,715
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (2,715 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1301 | CLDRCLOUDERA INC | 1,130,466 | $169.7M | 0.26% | Put |
| 1302 | GDDYGODADDY INC | 2,969,433 | $169.6M | 0.26% | Put |
| 1303 | DYHTARGET CORP | 1,822,945 | $169.5M | 0.26% | Put |
| 1304 | —QUOTIENT LTD | 42,732 | $169.0M | 0.26% | |
| 1305 | INTCINTEL CORP | 3,090,231 | $167.2M | 0.26% | Put |
| 1306 | —CALYXT INC | 50,072 | $167.0M | 0.26% | |
| 1307 | TUSKMAMMOTH ENERGY SVCS INC | 221,352 | $166.0M | 0.26% | |
| 1308 | LILALIBERTY LATIN AMERICA LTD | 191,851 | $165.9M | 0.26% | |
| 1309 | BKIEURBLACK KNIGHT INC | 2,850,712 | $165.5M | 0.26% | |
| 1310 | LILALIBERTY LATIN AMERICA LTD | 16,101 | $165.0M | 0.26% | |
| 1311 | BNFTEURBENEFITFOCUS INC | 319,613 | $162.7M | 0.25% | |
| 1312 | MFAUSDMFA FINL INC | 1,680,835 | $162.4M | 0.25% | |
| 1313 | —FOUNDATION BLDG MATLS INC | 206,016 | $161.0M | 0.25% | |
| 1314 | FSICUSDFS KKR CAPITAL CORP | 1,126,155 | $160.2M | 0.25% | |
| 1315 | RRDEURDONNELLEY R R & SONS CO | 166,814 | $160.0M | 0.25% | |
| 1316 | BIIBBIOGEN INC | 505,643 | $160.0M | 0.25% | Put |
| 1317 | LTHM1EURLIVENT CORP | 30,204 | $159.0M | 0.25% | |
| 1318 | —HIGHPOINT RES CORP | 835,601 | $159.0M | 0.25% | |
| 1319 | GMREUSDGLOBAL MED REIT INC | 15,700 | $159.0M | 0.25% | Call |
| 1320 | HTGCHERCULES CAPITAL INC | 20,751 | $159.0M | 0.25% | |
| 1321 | LSXMKUSDLIBERTY MEDIA CORP DEL | 5,009,757 | $158.4M | 0.25% | |
| 1322 | RLGTRADIANT LOGISTICS INC | 40,929 | $158.0M | 0.25% | |
| 1323 | JYNTJOINT CORP | 14,595 | $158.0M | 0.25% | |
| 1324 | OPTUALTICE USA INC | 7,068,975 | $157.6M | 0.25% | |
| 1325 | SPYSPDR S&P 500 ETF TR | 610,762 | $157.4M | 0.25% | |
| 1326 | SWCHFSIERRA WIRELESS INC | 27,631 | $157.0M | 0.24% | |
| 1327 | BGBBLACKSTONE GSO STRATEGIC CR | 15,000 | $156.0M | 0.24% | |
| 1328 | BG3BIG 5 SPORTING GOODS CORP | 145,757 | $156.0M | 0.24% | |
| 1329 | 7S3US XPRESS ENTERPRISES INC | 46,159 | $154.0M | 0.24% | |
| 1330 | FDXFEDEX CORP | 1,265,919 | $153.5M | 0.24% | Put |
| 1331 | LMTLOCKHEED MARTIN CORP | 452,850 | $153.5M | 0.24% | Put |
| 1332 | —STAMPS COM INC | 1,170,405 | $152.2M | 0.24% | Put |
| 1333 | BXCBLUELINX HLDGS INC | 30,751 | $152.0M | 0.24% | |
| 1334 | UNPUNION PAC CORP | 1,076,463 | $151.8M | 0.24% | Put |
| 1335 | NVROEURNEVRO CORP | 1,507,814 | $150.8M | 0.24% | Put |
| 1336 | FCXFREEPORT-MCMORAN INC | 4,978,505 | $150.5M | 0.23% | Put |
| 1337 | AHHARMADA HOFFLER PPTYS INC | 13,984 | $150.0M | 0.23% | |
| 1338 | MFCMANULIFE FINL CORP | 11,800 | $149.0M | 0.23% | |
| 1339 | CPRXCATALYST PHARMACEUTICALS INC | 834,597 | $148.1M | 0.23% | |
| 1340 | GSATUSDGLOBALSTAR INC | 503,977 | $148.0M | 0.23% | |
| 1341 | CHS1USDCHICOS FAS INC | 114,475 | $148.0M | 0.23% | |
| 1342 | LINDLINDBLAD EXPEDITIONS HLDGS I | 35,446 | $148.0M | 0.23% | |
| 1343 | —STEMLINE THERAPEUTICS INC | 30,635 | $148.0M | 0.23% | |
| 1344 | HIOWESTERN ASSET HIGH INCM OPP | 35,000 | $147.0M | 0.23% | |
| 1345 | JMIAJUMIA TECHNOLOGIES AG | 50,000 | $146.0M | 0.23% | Call |
| 1346 | BB3BROOKLINE BANCORP INC DEL | 12,945 | $146.0M | 0.23% | |
| 1347 | WTWISDOMTREE INVTS INC | 911,791 | $146.0M | 0.23% | |
| 1348 | ISDPGIM HIGH YIELD BOND FUND IN | 12,500 | $145.0M | 0.23% | |
| 1349 | —ELDORADO RESORTS INC | 10,000 | $144.0M | 0.22% | Call |
| 1350 | SRESEMPRA ENERGY | 1,253,105 | $141.6M | 0.22% | |
| 1351 | NYCBEURNEW YORK CMNTY BANCORP INC | 15,000 | $141.0M | 0.22% | Call |
| 1352 | BHRBRAEMAR HOTELS & RESORTS INC | 82,666 | $141.0M | 0.22% | |
| 1353 | MGTXMEIRAGTX HOLDINGS PLC | 10,454 | $141.0M | 0.22% | |
| 1354 | TEAMATLASSIAN CORP PLC | 1,023,112 | $140.4M | 0.22% | Put |
| 1355 | ETRAE TRADE FINANCIAL CORP | 4,055,737 | $139.2M | 0.22% | Put |
| 1356 | —BBX CAP CORP NEW | 59,967 | $139.0M | 0.22% | |
| 1357 | PRQRPROQR THRAPEUTICS N V | 25,384 | $139.0M | 0.22% | |
| 1358 | PKPARK HOTELS RESORTS INC | 17,545 | $139.0M | 0.22% | |
| 1359 | GHYPGIM GLOBAL HIGH YIELD FD FO | 12,500 | $138.0M | 0.22% | |
| 1360 | GSGOLDMAN SACHS GROUP INC | 891,024 | $137.7M | 0.21% | Put |
| 1361 | LULULULULEMON ATHLETICA INC | 725,619 | $137.5M | 0.21% | Put |
| 1362 | MNRLUSDBRIGHAM MINERALS INC | 16,607 | $137.0M | 0.21% | |
| 1363 | —NIELSEN HLDGS PLC | 922,824 | $136.4M | 0.21% | Put |
| 1364 | —GLOBALSCAPE INC | 18,987 | $135.0M | 0.21% | |
| 1365 | —MERSANA THERAPEUTICS INC | 23,149 | $135.0M | 0.21% | |
| 1366 | —RETAIL VALUE INC | 10,920 | $134.0M | 0.21% | |
| 1367 | —ASHFORD HOSPITALITY TR INC | 180,878 | $134.0M | 0.21% | |
| 1368 | UFIUNIFI INC | 11,568 | $134.0M | 0.21% | |
| 1369 | ROICUSDRETAIL OPPORTUNITY INVTS COR | 402,991 | $133.2M | 0.21% | |
| 1370 | XENEXENON PHARMACEUTICALS INC | 142,508 | $131.5M | 0.21% | |
| 1371 | LCLENDINGCLUB CORP | 172,233 | $131.2M | 0.20% | Put |
| 1372 | 8CWCROWN CASTLE INTL CORP NEW | 903,353 | $130.4M | 0.20% | Put |
| 1373 | PPHMEURAVID BIOSERVICES INC | 25,332 | $129.0M | 0.20% | |
| 1374 | PBFSPIONEER BANCORP INC | 12,392 | $129.0M | 0.20% | |
| 1375 | —DIRTT ENVIRONMENTAL SOLUTION | 127,300 | $129.0M | 0.20% | |
| 1376 | ORCLORACLE CORP | 2,660,573 | $128.6M | 0.20% | Put |
| 1377 | NEENEXTERA ENERGY INC | 532,736 | $128.2M | 0.20% | Put |
| 1378 | 7HPHP INC | 7,373,979 | $128.0M | 0.20% | Put |
| 1379 | HZNPHORIZON THERAPEUTICS PUB LTD | 4,317,753 | $127.9M | 0.20% | |
| 1380 | SLBSCHLUMBERGER LTD | 9,427,277 | $127.2M | 0.20% | Put |
| 1381 | —SCORPIO BULKERS INC | 50,050 | $127.0M | 0.20% | |
| 1382 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 27,242 | $127.0M | 0.20% | |
| 1383 | EQTEQT CORPORATION | 4,908,004 | $126.6M | 0.20% | Put |
| 1384 | AZOAUTOZONE INC | 148,035 | $125.2M | 0.20% | Put |
| 1385 | LM03LIBERTY MEDIA CORP DEL | 3,949,135 | $125.1M | 0.20% | |
| 1386 | ASMLASML HOLDING N V | 477,783 | $125.0M | 0.20% | Put |
| 1387 | LQDISHARES TR | 1,005,000 | $124.1M | 0.19% | |
| 1388 | LBRTLIBERTY OILFIELD SVCS INC | 45,977 | $124.0M | 0.19% | |
| 1389 | —TESLA INC | 79,000,000 | $123.7M | 0.19% | |
| 1390 | —GRAN TIERRA ENERGY INC | 489,824 | $123.0M | 0.19% | |
| 1391 | ATENA10 NETWORKS INC | 19,816 | $123.0M | 0.19% | |
| 1392 | PYPLPAYPAL HLDGS INC | 1,284,519 | $123.0M | 0.19% | Put |
| 1393 | GILDGILEAD SCIENCES INC | 1,637,735 | $122.4M | 0.19% | Put |
| 1394 | PEGPUBLIC SVC ENTERPRISE GRP IN | 2,723,922 | $122.3M | 0.19% | |
| 1395 | WMTWALMART INC | 1,075,243 | $122.2M | 0.19% | Call |
| 1396 | HBBHAMILTON BEACH BRANDS HLDG C | 12,731 | $121.0M | 0.19% | |
| 1397 | NXPINXP SEMICONDUCTORS N V | 1,452,782 | $120.5M | 0.19% | Put |
| 1398 | ILMNILLUMINA INC | 441,093 | $120.5M | 0.19% | Put |
| 1399 | CDZICADIZ INC | 10,257 | $120.0M | 0.19% | |
| 1400 | XLFISELECT SECTOR SPDR TR | 2,200,000 | $119.8M | 0.19% |