D. E. Shaw & Co., Inc. Q1 2017 Filing
Filed May 15, 2017
Portfolio Value
$56.9B
Holdings
2,478
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (2,478 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1201 | ATATLANTIC PWR CORP | 439,379 | $144.0M | 0.25% | |
| 1202 | HTBKHERITAGE COMMERCE CORP | 10,139 | $143.0M | 0.25% | |
| 1203 | LRCXEURLAM RESEARCH CORP | 1,111,723 | $142.7M | 0.25% | Put |
| 1204 | —TOKAI PHARMACEUTICALS INC | 169,747 | $142.0M | 0.25% | |
| 1205 | —PAIN THERAPEUTICS INC | 159,479 | $142.0M | 0.25% | |
| 1206 | GONGERON CORP | 62,327 | $141.0M | 0.25% | |
| 1207 | —NEVSUN RES LTD | 54,121 | $139.0M | 0.24% | |
| 1208 | —PHH CORP | 862,607 | $138.9M | 0.24% | |
| 1209 | CRKCOMSTOCK RES INC | 14,924 | $138.0M | 0.24% | |
| 1210 | UMCUNITED MICROELECTRONICS CORP | 894,948 | $137.6M | 0.24% | |
| 1211 | ARRYEURARRAY BIOPHARMA INC | 15,209 | $136.0M | 0.24% | |
| 1212 | LDELANDEC CORP | 11,202 | $134.0M | 0.24% | |
| 1213 | —RICHMONT MINES INC | 18,573 | $132.0M | 0.23% | |
| 1214 | —C&J ENERGY SVCS INC NEW | 3,857,413 | $131.3M | 0.23% | |
| 1215 | —CHRISTOPHER & BANKS CORP | 88,177 | $131.0M | 0.23% | |
| 1216 | —AETNA INC NEW | 1,020,886 | $130.2M | 0.23% | Put |
| 1217 | —SIERRA ONCOLOGY INC | 85,194 | $130.0M | 0.23% | |
| 1218 | HOLXHOLOGIC INC | 3,024,962 | $128.7M | 0.23% | |
| 1219 | LBRDKLIBERTY BROADBAND CORP | 1,483,843 | $128.2M | 0.23% | |
| 1220 | PFSWUSDPFSWEB INC | 19,635 | $128.0M | 0.23% | |
| 1221 | CFGCITIZENS FINL GROUP INC | 3,650,119 | $126.1M | 0.22% | Call |
| 1222 | MDLZMONDELEZ INTL INC | 2,925,090 | $126.0M | 0.22% | Put |
| 1223 | —RESOURCE CAP CORP | 12,824 | $125.0M | 0.22% | |
| 1224 | EGOELDORADO GOLD CORP NEW | 36,455 | $124.0M | 0.22% | |
| 1225 | IBNICICI BK LTD | 2,660,481 | $123.8M | 0.22% | |
| 1226 | FTVFORTIVE CORP | 2,045,513 | $123.2M | 0.22% | |
| 1227 | —SUNESIS PHARMACEUTICALS INC | 29,874 | $123.0M | 0.22% | |
| 1228 | —KONA GRILL INC | 19,080 | $120.0M | 0.21% | |
| 1229 | OPLNKAR AUCTION SVCS INC | 2,732,463 | $119.3M | 0.21% | |
| 1230 | LBRDALIBERTY BROADBAND CORP | 1,398,793 | $119.0M | 0.21% | |
| 1231 | MPCMARATHON PETE CORP | 2,353,026 | $118.9M | 0.21% | |
| 1232 | BMYBRISTOL MYERS SQUIBB CO | 2,146,310 | $116.7M | 0.21% | Put |
| 1233 | —AVID TECHNOLOGY INC | 24,887 | $116.0M | 0.20% | |
| 1234 | —ICONIX BRAND GROUP INC | 15,418 | $116.0M | 0.20% | |
| 1235 | KMIKINDER MORGAN INC DEL | 5,318,950 | $115.6M | 0.20% | Put |
| 1236 | —STEMLINE THERAPEUTICS INC | 13,502 | $115.0M | 0.20% | |
| 1237 | —NIELSEN HLDGS PLC | 2,781,051 | $114.9M | 0.20% | |
| 1238 | —J ALEXANDERS HLDGS INC | 161,058 | $114.5M | 0.20% | |
| 1239 | HALHALLIBURTON CO | 2,320,636 | $114.2M | 0.20% | Put |
| 1240 | TSLATESLA INC | 409,861 | $114.1M | 0.20% | Call |
| 1241 | AVPUSDAVON PRODS INC | 25,869 | $114.0M | 0.20% | |
| 1242 | —MDC PARTNERS INC | 151,228 | $113.3M | 0.20% | |
| 1243 | MCOMOODYS CORP | 1,009,600 | $113.1M | 0.20% | |
| 1244 | —KCAP FINL INC | 27,785 | $113.0M | 0.20% | |
| 1245 | —AVIANCA HLDGS SA | 14,488 | $112.0M | 0.20% | |
| 1246 | MRSHMARSH & MCLENNAN COS INC | 1,507,140 | $111.4M | 0.20% | |
| 1247 | ADIANALOG DEVICES INC | 1,347,854 | $110.5M | 0.19% | Call |
| 1248 | CLVSEURCLOVIS ONCOLOGY INC | 1,734,472 | $110.4M | 0.19% | Put |
| 1249 | —INDEPENDENCE CONTRACT DRIL I | 267,355 | $110.4M | 0.19% | |
| 1250 | KOCOCA COLA CO | 2,582,161 | $109.6M | 0.19% | Put |
| 1251 | SEESEALED AIR CORP NEW | 2,511,865 | $109.5M | 0.19% | |
| 1252 | CHGGCHEGG INC | 173,320 | $109.4M | 0.19% | |
| 1253 | APDAIR PRODS & CHEMS INC | 807,846 | $109.3M | 0.19% | |
| 1254 | —MONSANTO CO NEW | 957,246 | $108.4M | 0.19% | Put |
| 1255 | UALUNITED CONTL HLDGS INC | 1,527,783 | $107.9M | 0.19% | Put |
| 1256 | NEENEXTERA ENERGY INC | 840,450 | $107.9M | 0.19% | Call |
| 1257 | —SILVER STD RES INC | 110,000 | $107.1M | 0.19% | Put |
| 1258 | BBWBUILD A BEAR WORKSHOP | 12,088 | $107.0M | 0.19% | |
| 1259 | GGENPACT LIMITED | 4,303,195 | $106.5M | 0.19% | |
| 1260 | MUMICRON TECHNOLOGY INC | 3,660,352 | $105.8M | 0.19% | Put |
| 1261 | INTUINTUIT | 896,766 | $104.0M | 0.18% | |
| 1262 | —KLONDEX MNS LTD | 1,309,965 | $104.0M | 0.18% | |
| 1263 | CELGCELGENE CORP | 833,906 | $103.8M | 0.18% | Put |
| 1264 | EMBISHARES TR | 910,919 | $103.6M | 0.18% | |
| 1265 | AWNADVANCE AUTO PARTS INC | 688,021 | $102.0M | 0.18% | |
| 1266 | —REYNOLDS AMERICAN INC | 1,596,945 | $100.6M | 0.18% | |
| 1267 | ZBHZIMMER BIOMET HLDGS INC | 822,008 | $100.4M | 0.18% | Call |
| 1268 | DVADAVITA INC | 1,464,851 | $99.6M | 0.18% | |
| 1269 | NMRNOMURA HLDGS INC | 1,215,894 | $99.5M | 0.17% | |
| 1270 | —ANGIES LIST INC | 556,121 | $99.1M | 0.17% | |
| 1271 | NDLSUSDNOODLES & CO | 17,178 | $99.0M | 0.17% | |
| 1272 | VNQVANGUARD INDEX FDS | 1,197,325 | $98.9M | 0.17% | |
| 1273 | ALSALLSTATE CORP | 1,202,825 | $98.0M | 0.17% | |
| 1274 | —AGROFRESH SOLUTIONS | 22,491 | $98.0M | 0.17% | |
| 1275 | NKENIKE INC | 1,757,026 | $97.9M | 0.17% | Put |
| 1276 | BKBANK NEW YORK MELLON CORP | 2,053,893 | $97.0M | 0.17% | |
| 1277 | RLGTRADIANT LOGISTICS INC | 19,399 | $97.0M | 0.17% | |
| 1278 | NVCRNOVOCURE LTD | 11,917 | $97.0M | 0.17% | |
| 1279 | CMECME GROUP INC | 812,780 | $96.6M | 0.17% | Put |
| 1280 | UPSUNITED PARCEL SERVICE INC | 893,684 | $95.9M | 0.17% | Put |
| 1281 | 7HPHP INC | 5,351,790 | $95.7M | 0.17% | |
| 1282 | CAGCONAGRA BRANDS INC | 2,363,910 | $95.4M | 0.17% | |
| 1283 | UNPUNION PAC CORP | 899,857 | $95.3M | 0.17% | Put |
| 1284 | STXSEAGATE TECHNOLOGY PLC | 2,075,138 | $95.3M | 0.17% | Put |
| 1285 | ECECOPETROL S A | 10,228 | $95.0M | 0.17% | |
| 1286 | EXASEXACT SCIENCES CORP | 4,015,690 | $94.9M | 0.17% | Put |
| 1287 | HDHOME DEPOT INC | 645,054 | $94.7M | 0.17% | Put |
| 1288 | TEVATEVA PHARMACEUTICAL INDS LTD | 2,942,035 | $94.4M | 0.17% | Put |
| 1289 | CCKCROWN HOLDINGS INC | 1,778,712 | $94.2M | 0.17% | |
| 1290 | —MITEL NETWORKS CORP | 817,723 | $93.6M | 0.16% | |
| 1291 | EQTEQT CORP | 1,515,399 | $92.6M | 0.16% | |
| 1292 | AALAMERICAN AIRLS GROUP INC | 2,149,613 | $90.9M | 0.16% | Put |
| 1293 | KMXCARMAX INC | 1,533,201 | $90.8M | 0.16% | |
| 1294 | DLTRDOLLAR TREE INC | 1,151,021 | $90.3M | 0.16% | Put |
| 1295 | AXPAMERICAN EXPRESS CO | 1,137,586 | $90.0M | 0.16% | Put |
| 1296 | —DYNEGY INC NEW DEL | 744,737 | $89.8M | 0.16% | |
| 1297 | CTXSEURCITRIX SYS INC | 1,068,724 | $89.1M | 0.16% | |
| 1298 | COSTCOSTCO WHSL CORP NEW | 531,321 | $89.1M | 0.16% | Put |
| 1299 | UHSUNIVERSAL HLTH SVCS INC | 710,933 | $88.5M | 0.16% | |
| 1300 | —CIBER INC | 220,420 | $88.0M | 0.15% |