D.A. DAVIDSON & CO. Q4 2016 Filing
Filed February 15, 2017
Portfolio Value
$4.4T
Holdings
2,499
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (2,499 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | R6C2ROYAL DUTCH SHELL PLC ADR B | 44,222 | $2.6B | 0.06% | |
| 302 | LMTLOCKHEED MARTIN CORP | 10,221 | $2.6B | 0.06% | |
| 303 | BRBROADRIDGE FINANCIAL SOLUTIONS | 38,092 | $2.5B | 0.06% | |
| 304 | KSSKOHLS CORP | 51,040 | $2.5B | 0.06% | |
| 305 | EFAISHARES MSCI EAFE INDEX FD (EFA) | 43,531 | $2.5B | 0.06% | |
| 306 | ISIIONIS PHARMACEUTICALS INC | 52,373 | $2.5B | 0.06% | |
| 307 | TXNTEXAS INSTRUMENTS INC | 34,201 | $2.5B | 0.06% | |
| 308 | VFHVANGUARD FINANCIALS ETF (VFH) | 41,377 | $2.5B | 0.06% | |
| 309 | TRVTHE TRAVELERS COMPANIES INC | 19,999 | $2.4B | 0.06% | |
| 310 | GVIISHARES BARCLAYS INTER GOVT/CREDIT BD(GVI) | 22,271 | $2.4B | 0.06% | |
| 311 | —DOW CHEMICAL CO | 42,613 | $2.4B | 0.06% | |
| 312 | FDNFIRST TRUST DOW JONES INTERNET ETF (FDN) | 30,165 | $2.4B | 0.05% | |
| 313 | MDLZMONDELEZ INTERNATIONAL INC | 54,250 | $2.4B | 0.05% | |
| 314 | MBBISHARES BARCLAYS MBS BOND FD (MBB) | 22,606 | $2.4B | 0.05% | |
| 315 | MGVVANGUARD MEGA CAP VALUE ETF(MGV) | 35,589 | $2.4B | 0.05% | |
| 316 | ARCCARES CAPITAL CORP | 144,550 | $2.4B | 0.05% | |
| 317 | AHHARMADA HOFFLER PPTYS INC | 159,654 | $2.3B | 0.05% | |
| 318 | RTN1USDRAYTHEON COMPANY | 16,403 | $2.3B | 0.05% | |
| 319 | CCDCALAMOS DYNAMIC CONVERTIBLE INCOME FUND | 132,635 | $2.3B | 0.05% | |
| 320 | —TCP CAPITAL CORP | 137,213 | $2.3B | 0.05% | |
| 321 | NVRNVR INC | 1,380 | $2.3B | 0.05% | |
| 322 | XLKTECHNOLOGY SECTOR SPDR (XLK) | 47,513 | $2.3B | 0.05% | |
| 323 | TPCTUTOR PERINI CORP | 81,834 | $2.3B | 0.05% | |
| 324 | LQDISHARES IBOXX INV GRADE CORP BOND FD (LQD) | 19,410 | $2.3B | 0.05% | |
| 325 | VENVENTAS INC | 36,372 | $2.3B | 0.05% | |
| 326 | —CLAYMORE GUGGENHEIM ENHANCED SHRT DUR ETF | 45,324 | $2.3B | 0.05% | |
| 327 | VBRVANGUARD SMALL CAP VALUE VIPERS (VBR) | 18,700 | $2.3B | 0.05% | |
| 328 | IWBISHARES RUSSELL 1000 INDEX FUND (IWB) | 18,068 | $2.2B | 0.05% | |
| 329 | MNRUSDMONMOUTH REAL ESTATE INVS CORP (MD) | 145,848 | $2.2B | 0.05% | |
| 330 | VOTVANGUARD MID-CAP GROWTH INDEX FUND (VOT) | 20,774 | $2.2B | 0.05% | |
| 331 | LRCXEURLAM RESEARCH CORP | 20,662 | $2.2B | 0.05% | |
| 332 | WEPMAGELLAN MIDSTREAM PARTNERS | 28,572 | $2.2B | 0.05% | |
| 333 | AXPAMERICAN EXPRESS CO | 29,124 | $2.2B | 0.05% | |
| 334 | CWCOCONSOLIDATED WATER CO INC | 198,045 | $2.1B | 0.05% | |
| 335 | CHICALAMOS CONV OPPORTUNITIES AND INCOME FUND | 212,493 | $2.1B | 0.05% | |
| 336 | BIPBROOKFIELD INFRASTRUCTURE LP | 63,042 | $2.1B | 0.05% | |
| 337 | FXDFIRST TRUST ETF ALPHADEX FD(FXD) | 59,049 | $2.1B | 0.05% | |
| 338 | CTXSEURCITRIX SYSTEMS INC | 23,436 | $2.1B | 0.05% | |
| 339 | AQLTISHARES CORE MSCI EAFE ETF (IEFA) | 38,921 | $2.1B | 0.05% | |
| 340 | HOGHARLEY DAVIDSON INC | 35,712 | $2.1B | 0.05% | |
| 341 | OKEONEOK INC | 35,455 | $2.0B | 0.05% | |
| 342 | AMLPUSDALERIAN MLP ETF(AMLP) | 158,613 | $2.0B | 0.05% | |
| 343 | —WHOLE FOODS MARKET INC | 63,805 | $2.0B | 0.04% | |
| 344 | XLVHEALTH CARE SELECT SECTOR SPDR FUND | 28,413 | $2.0B | 0.04% | |
| 345 | LXPUSDLEXINGTON CORPORATE PPTYS PR REIT | 174,653 | $1.9B | 0.04% | |
| 346 | FTCFIRST TRUST LARGE CAP GROWTH ALPHADEX(FTC) | 37,846 | $1.9B | 0.04% | |
| 347 | VRTXVERTEX PHARMACEUTICALS INC | 25,098 | $1.8B | 0.04% | |
| 348 | —HEADWATERS INC | 78,400 | $1.8B | 0.04% | |
| 349 | FPXFIRST TRUST IPOX 100 INDEX FD SHS (FPX) | 34,016 | $1.8B | 0.04% | |
| 350 | SJMJM SMUCKER CO | 14,382 | $1.8B | 0.04% | |
| 351 | AMATAPPLIED MATERIALS INC | 56,357 | $1.8B | 0.04% | |
| 352 | ETENERGY TRANSFER PARTNERS LP | 50,709 | $1.8B | 0.04% | |
| 353 | IJTISHARES S&P SMALLCAP 600/BARRA (IJT) | 12,043 | $1.8B | 0.04% | |
| 354 | YUMCYUM CHINA HOLDINGS INC WHEN ISSUED | 68,815 | $1.8B | 0.04% | |
| 355 | FXOFIRST TRUST FINL ALPHADEX FD (FXO) | 66,110 | $1.8B | 0.04% | |
| 356 | AMTAMERICAN TOWER CORPORATION REIT | 16,908 | $1.8B | 0.04% | |
| 357 | GQ9SPDR GOLD TRUST (GLD) | 16,203 | $1.8B | 0.04% | |
| 358 | COTYCOTY INC CL A | 96,508 | $1.8B | 0.04% | |
| 359 | BPBP PLC ADS | 47,194 | $1.8B | 0.04% | |
| 360 | FEXFIRST TRUST LARGE CAP ETF (FEX) | 35,726 | $1.7B | 0.04% | |
| 361 | VOOVANGUARD S&P 500 INDEX ETF NEW (VOO) | 8,483 | $1.7B | 0.04% | |
| 362 | FXNFIRST TRUST ENERGY ALPHADEX FD ETF(FXN) | 105,044 | $1.7B | 0.04% | |
| 363 | VOEVANGUARD MID CAP VALUE ETF (VOE) | 17,757 | $1.7B | 0.04% | |
| 364 | NOVEURNATIONAL-OILWELL VARCO INC | 46,060 | $1.7B | 0.04% | |
| 365 | BBTUSDBB&T CORPORATION | 36,200 | $1.7B | 0.04% | |
| 366 | AIGAMERI INT'L GROUP WARRANTS EXPIRE 1/19/21 | 71,908 | $1.7B | 0.04% | |
| 367 | VRSKVERISK ANALYTICS INC | 20,754 | $1.7B | 0.04% | |
| 368 | QTECFIRST TRUST NASDAQ 100 TECH INDEX (QTEC) | 31,707 | $1.7B | 0.04% | |
| 369 | CLXCLOROX COMPANY | 13,892 | $1.7B | 0.04% | |
| 370 | FXRINDUSTRIALL PROD DURABLES ALPHADEX (FXR) | 50,304 | $1.7B | 0.04% | |
| 371 | BIDUNBAIDU INC | 10,027 | $1.6B | 0.04% | |
| 372 | VXUSVANGUARD TOTAL INTL STOCK ETF (VXUS) | 35,882 | $1.6B | 0.04% | |
| 373 | COFCAPITAL ONE FINANCIAL | 18,794 | $1.6B | 0.04% | |
| 374 | OEFISHARES S&P 100 INDEX FD (OEF) | 16,475 | $1.6B | 0.04% | |
| 375 | VBVANGUARD SMALL CAP VIPERS (VB) | 12,516 | $1.6B | 0.04% | |
| 376 | LOWLOWES COMPANIES | 22,585 | $1.6B | 0.04% | |
| 377 | FITBFIFTH THIRD BANCORP | 58,616 | $1.6B | 0.04% | |
| 378 | KYNKAYNE ANDERSON MLP INVESTMENT CO (KYN) | 80,638 | $1.6B | 0.04% | |
| 379 | ZBHZIMMER HOLDINGS INC | 15,307 | $1.6B | 0.04% | |
| 380 | —FIRSTCASH INC | 33,185 | $1.6B | 0.04% | |
| 381 | RPMRPM INC | 28,943 | $1.6B | 0.04% | |
| 382 | LTCLTC PROPERTIES INC | 33,074 | $1.6B | 0.04% | |
| 383 | WECWEC ENERGY GROUP INC | 26,436 | $1.5B | 0.04% | |
| 384 | SHYISHARES 1-3 YEAR TREASURY BOND FUND (SHY) | 18,195 | $1.5B | 0.03% | |
| 385 | —MONSANTO CO | 14,615 | $1.5B | 0.03% | |
| 386 | DISCAUSDDISCOVERY COMMUNICATIONS CLASS A | 55,173 | $1.5B | 0.03% | |
| 387 | TSMTAIWAN SEMICONDUCTOR MFG | 52,167 | $1.5B | 0.03% | |
| 388 | WELLWELLTOWER INC | 22,421 | $1.5B | 0.03% | |
| 389 | PCGPG&E CORP | 24,512 | $1.5B | 0.03% | |
| 390 | —STRAYER EDUCATION INC | 18,420 | $1.5B | 0.03% | |
| 391 | CVGWCALAVO GROWERS INC | 24,132 | $1.5B | 0.03% | |
| 392 | ALSALLSTATE CORP | 19,792 | $1.5B | 0.03% | |
| 393 | BKOBLUEROCK RESIDENTIAL GROWTH REIT INC CL A | 105,175 | $1.4B | 0.03% | |
| 394 | KELKELLOGG CO | 19,608 | $1.4B | 0.03% | |
| 395 | FXLFIRST TRUST TECHNOLOGY ALPHADEX(FXL) | 37,833 | $1.4B | 0.03% | |
| 396 | DWXSPDR S&P INTL DIVIDEND ETF (DWX) | 39,757 | $1.4B | 0.03% | |
| 397 | IGEISHARES S&P N A NATURAL RESCS IND FD (IGE) | 39,834 | $1.4B | 0.03% | |
| 398 | THQTEKLA HEALTHCARE OPPTYS FD | 92,195 | $1.4B | 0.03% | |
| 399 | VXFVANGUARD EXTENDED MARKET ETF (VXF) | 14,855 | $1.4B | 0.03% | |
| 400 | HALHALLIBURTON CO | 26,307 | $1.4B | 0.03% |