D.A. DAVIDSON & CO. Q4 2016 Filing
Filed February 15, 2017
Portfolio Value
$4.4B
Holdings
2,499
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (2,499 positions)
| Stock | Value |
|---|---|
VSSVANGUARD FTSE ALL-WORLD EX-US SMALL CAP | $7K |
—LAM RESEARCH CORP SR NOTE CONV | $7K |
MBIMBIA INC | $7K |
IAIISHARES DJ US BROKER-DEALERS INDEX (IAI) | $7K |
MCHP 1.625 02/15/25MICROCHIP TECH INC SR SUB NOTE CONV | $7K |
—APOLLO INVESTMENT CORP | $7K |
PBYIPUMA BIOTECHNOLOGY INC | $7K |
TPHTRI POINTE HOMES INC | $7K |
SPWRQSUNPOWER CORP NEW | $6K |
CMACOMERICA INC | $6K |
—PROOFPOINT INC SR NOTE CONV | $6K |
—WEATHERFORD INTL LTD EXCHANGEABLE SR NOTE | $6K |
—POWERSHARES CHINESE YUAN DIM SUM BOND | $6K |
—COLONY CAPITAL INC | $6K |
—CALIFORNIA RESOURCES CORP NEW | $6K |
WTWISDOMTREE CONTINUOUS COMMODITY INDEX | $6K |
JPCNUVEEN MULTI-STRATEGY INC & GRTH FD (JPC) | $6K |
ASIXADVANSIX INC WHEN ISSUED | $6K |
TSSTOTAL SYSTEM SERVICES INC | $6K |
—WEBMD HLTH CORP NOTE CONV | $6K |
—STILLWATER MINING CO | $6K |
—DEUTSCHE STRATEGIC MUNI INCOME TRUST(KSM) | $6K |
FTQIFIRST TRUST EXCH TRADED FD VI LOW BETA INC | $6K |
OGM1COGENT COMMUNICATIONS GROUP INC | $6K |
—NEWPARK RES INC SR NOTE CONV | $6K |
JPXAEROVIRONMENT INC | $6K |
GKOSGLAUKOS CORP | $6K |
PTCPTC INC | $6K |
GSPIPATH GOLDMAN SACHS CRUDE (OIL) | $6K |
CLIRCLEARSIGN COMBUSTION CORP | $6K |
SF9SANDERSON FARMS INC | $6K |
—RYDEX GUGGENHEIM ENERGY ETF(RYE) | $6K |
SJTSAN JUAN BASIN ROYALTY TR | $6K |
GONGERON CORP | $6K |
ZNGAEURZYNGA INC | $6K |
OLNOLIN CORP | $6K |
—PRIVATE BANCORP INC | $6K |
BKCCUSDBLACKROCK KELSO CAPITAL CORP | $6K |
KNKNOWLES CORP | $6K |
PKGPACKAGING CORP OF AMERICA | $6K |
—MERRIMACK PHARMACEUTICALS INC | $6K |
TEN1TENNECO AUTOMOTIVE INC | $6K |
LIILENNOX INTERNATIONAL INC | $6K |
—MACQUARIE INFRA CO LLC SR NOTE CONV | $6K |
—BIOMARIN PHARM INC SR SUB NOTE CONV | $6K |
CALYCALLAWAY GOLF COMPANY | $6K |
BPOPPOPULAR INC (NEW) | $6K |
SDOGALPS SECTOR DIVIDEND DOGS ETF(SDOG) | $6K |
—INPHI CORP SR NOTE CONV | $6K |
—ALLERGAN PLC PFD CONV SER A 5.5 | $5K |
MHLAMAIDEN HOLDINGS LTD | $5K |
—ALLIQUA BIOMEDICAL INC | $5K |
—AIR LEASE CORP SR CONV NOTE | $5K |
—ENDOLOGIX INC | $5K |
PKNPERKINELMER INC | $5K |
LGLVSPDR SER TR RSSLL 1000 LOW VOLATILITY | $5K |
—WABASH NATIONAL CORP SR NOTE CONV | $5K |
ALNYALNYLAM PHARMACEUTICALS | $5K |
—RED HAT INC CONV BOND | $5K |
TECK/BTECK RESOURCES LTD CL B | $5K |
—POWERSHARES KBW PREMIUM YIELD EQUITY | $5K |
SCHXSCHWAB US LARGE-CAP ETF | $5K |
SDRLSEADRILL LTD | $5K |
EFTEATON VANCE FLOATING RATE INCOME TR (EFT) | $5K |
KWRQUAKER CHEMICAL CORP | $5K |
NUAN 2.75 11/01/31NUANCE COMNS INC SR NOTE CONV | $5K |
WAIREURWESCO AIRCRAFT HOLDINGS | $5K |
STIPISHARES BARCLAYS 0-5 YR TIPS BD FD(STIP) | $5K |
—ILLUMINA INC SR NOTE CONV | $5K |
KBHKB HOME | $5K |
—SILVER STANDARD RESOURCES | $5K |
—VANECK VECTORS HIGH YIELD MUN INDEX ETF | $5K |
BKFISHARES MSCI BRIC INDEX FD (BKF) | $5K |
RFPUSDRESOLUTE FOREST PRODUCTS INC | $5K |
HOLX 0 03/01/42 2012HOLOGIC INC SR NOTE CONV | $5K |
STSENSATA TECHNOLOGIES HOLDING N V | $5K |
—NUVEEN CALIFORNIA MUNICIPAL VALUE FUND | $5K |
SFBCSOUND FINANCIAL BANCORP INC | $5K |
WLKPWESTLAKE CHEMICAL PARTNERS LP | $5K |
—IXIA | $4K |
GLREGREENLIGHT CAPITAL RE LTD | $4K |
SMFGSUMITOMO MITSUI FINL GP INC SPONS ADR | $4K |
GAPGAP INC | $4K |
—AMAG PHARMS INC SR NOTE CONV | $4K |
—NOVELION THERAPEUTICS INC NEW | $4K |
—TEVA PHARM FINL LLC GTD SR DEB CONV INTO ADR OF TEVA PHARM INDS | $4K |
MTG 2 04/01/20MGIC INVT CORP SR NOTE CONV | $4K |
—ENDURANCE SPECIALTY HOLDINGS L | $4K |
—FORESIGHT ENERGY PARTNERS LTD PARTNERSHIP | $4K |
TSBKTIMBERLAND BANCORP INC | $4K |
—ARIAD PHARMACEUTICALS INC | $4K |
EESWISDOMTREE SMALL CAP EARNINGS ETF (EES) | $4K |
LPLALPL FINANCIAL HOLDINGS INC | $4K |
AEOAMERICAN EAGLE OUTFITTERS | $4K |
—SYNERON MEDICAL LTD | $4K |
TACTRANSALTA CORP | $4K |
—MOLINA HLTHCARE INC SR NOTE CONV | $4K |
CMRECOSTAMARE INC | $4K |
—ATYR PHARMA INC | $4K |
—WMI HOLDINGS CORP | $4K |