D.A. DAVIDSON & CO. Q3 2023 Filing
Filed November 8, 2023
Portfolio Value
$9.2B
Holdings
1,314
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (1,314 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1201 | INDYISHARES TR | 4,784 | $216.0M | 2.34% | |
| 1202 | HLHECLA MNG CO | 55,324 | $216.0M | 2.34% | |
| 1203 | CFCF INDS HLDGS INC | 2,501 | $214.0M | 2.32% | |
| 1204 | ACESALPS ETF TR | 5,870 | $214.0M | 2.32% | |
| 1205 | BF/BBROWN FORMAN CORP | 3,726 | $214.0M | 2.32% | |
| 1206 | WW6WW INTL INC | 19,345 | $214.0M | 2.32% | |
| 1207 | GWRSGLOBAL WTR RES INC | 21,898 | $213.0M | 2.31% | |
| 1208 | NUVNUVEEN MUN VALUE FD INC | 25,832 | $213.0M | 2.31% | |
| 1209 | BSTBLACKROCK SCIENCE & TECHNOLO | 6,774 | $212.0M | 2.30% | |
| 1210 | ETRENTERGY CORP NEW | 2,285 | $211.0M | 2.29% | |
| 1211 | FMFFIRST TR EXCHANGE-TRADED FD | 4,300 | $210.0M | 2.28% | |
| 1212 | MATWMATTHEWS INTL CORP | 5,420 | $210.0M | 2.28% | |
| 1213 | ALSNALLISON TRANSMISSION HLDGS I | 3,551 | $209.0M | 2.27% | |
| 1214 | UGIUGI CORP NEW | 9,121 | $209.0M | 2.27% | |
| 1215 | RNGRINGCENTRAL INC | 7,034 | $208.0M | 2.26% | |
| 1216 | TOSTTOAST INC | 11,133 | $208.0M | 2.26% | |
| 1217 | SUBISHARES TR | 2,020 | $207.0M | 2.25% | |
| 1218 | EVRGEVERGY INC | 4,091 | $207.0M | 2.25% | |
| 1219 | IEIINSIGHT ENTERPRISES INC | 1,424 | $207.0M | 2.25% | |
| 1220 | XSLVINVESCO EXCH TRADED FD TR II | 5,259 | $207.0M | 2.25% | |
| 1221 | CIIBLACKROCK ENHANCD CAP & INM | 11,074 | $206.0M | 2.24% | |
| 1222 | WYNNWYNN RESORTS LTD | 2,230 | $206.0M | 2.24% | |
| 1223 | AKXANSYS INC | 690 | $205.0M | 2.23% | |
| 1224 | OMGBPOUTSET MED INC | 18,745 | $203.0M | 2.20% | |
| 1225 | NWENORTHWESTERN CORP | 4,225 | $203.0M | 2.20% | |
| 1226 | JPIEJ P MORGAN EXCHANGE TRADED F | 4,594 | $203.0M | 2.20% | |
| 1227 | WDIWESTERN ASSET DIVERSIFIED IN | 15,250 | $201.0M | 2.18% | |
| 1228 | SRVRPACER FDS TR | 7,761 | $200.0M | 2.17% | |
| 1229 | RCLROYAL CARIBBEAN GROUP | 2,180 | $200.0M | 2.17% | |
| 1230 | BSCQINVESCO EXCH TRD SLF IDX FD | 10,536 | $197.0M | 2.14% | |
| 1231 | KYNKAYNE ANDERSON ENERGY INFRST | 22,377 | $188.0M | 2.04% | |
| 1232 | EVNEATON VANCE MUNI INCOME TRUS | 20,472 | $182.0M | 1.98% | |
| 1233 | PBRPETROLEO BRASILEIRO SA PETRO | 12,090 | $181.0M | 1.96% | |
| 1234 | PNTGPENNANT GROUP INC | 15,981 | $177.0M | 1.92% | |
| 1235 | QSQUANTUMSCAPE CORP | 26,446 | $176.0M | 1.91% | |
| 1236 | —NUVEEN CORPORATE INCOME 2023 | 18,500 | $176.0M | 1.91% | |
| 1237 | —NUVEEN CALIF SELECT TAX FREE | 14,299 | $174.0M | 1.89% | |
| 1238 | PSTLPOSTAL REALTY TRUST INC | 12,559 | $169.0M | 1.83% | |
| 1239 | INTTINTEST CORP | 11,050 | $167.0M | 1.81% | |
| 1240 | AGNCAGNC INVT CORP | 17,747 | $167.0M | 1.81% | |
| 1241 | ERICERICSSON | 33,000 | $160.0M | 1.74% | |
| 1242 | F 0 03/15/26FORD MTR CO DEL | 160,000 | $158.0M | 1.71% | |
| 1243 | FINSANGEL OAK FINL STRATEGIES IN | 13,141 | $158.0M | 1.71% | |
| 1244 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 150,000 | $156.0M | 1.69% | |
| 1245 | BCATBLACKROCK CAP ALLOCATION TER | 10,825 | $156.0M | 1.69% | |
| 1246 | HALO 0.25 03/01/27HALOZYME THERAPEUTICS INC | 180,000 | $152.0M | 1.65% | |
| 1247 | W3UWESTERN UN CO | 11,019 | $145.0M | 1.57% | |
| 1248 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 14,832 | $143.0M | 1.55% | |
| 1249 | SWN1EURSOUTHWESTERN ENERGY CO | 22,323 | $143.0M | 1.55% | |
| 1250 | GBX 2.875 04/15/28GREENBRIER COS INC | 150,000 | $143.0M | 1.55% | |
| 1251 | LCII 1.125 05/15/26LCI INDS | 150,000 | $140.0M | 1.52% | |
| 1252 | IMAX 0.5 04/01/26IMAX CORP | 150,000 | $138.0M | 1.50% | |
| 1253 | SEDG 0 09/15/25SOLAREDGE TECHNOLOGIES INC | 150,000 | $137.0M | 1.49% | |
| 1254 | COOKTRAEGER INC | 50,300 | $137.0M | 1.49% | |
| 1255 | GES 2 04/15/24GUESS INC | 135,000 | $136.0M | 1.48% | |
| 1256 | UBER 0 12/15/25UBER TECHNOLOGIES INC | 145,000 | $135.0M | 1.47% | |
| 1257 | BKCCUSDBLACKROCK CAP INVT CORP | 36,640 | $135.0M | 1.47% | |
| 1258 | BWBBRIDGEWATER BANCSHARES INC | 14,220 | $134.0M | 1.45% | |
| 1259 | —IRONWOOD PHARMACEUTICALS INC | 135,000 | $132.0M | 1.43% | |
| 1260 | JBLU 0.5 04/01/26JETBLUE AIRWAYS CORP | 170,000 | $131.0M | 1.42% | |
| 1261 | ENPH 0 03/01/26ENPHASE ENERGY INC | 150,000 | $131.0M | 1.42% | |
| 1262 | NMZNUVEEN MUN HIGH INCOME OPPOR | 13,832 | $128.0M | 1.39% | |
| 1263 | ITRI 0 03/15/26ITRON INC | 150,000 | $127.0M | 1.38% | |
| 1264 | XCHYXCALAMOS CONV & HIGH INCOME F | 11,465 | $127.0M | 1.38% | |
| 1265 | PCRX 0.75 08/01/25PACIRA BIOSCIENCES INC | 140,000 | $126.0M | 1.37% | |
| 1266 | LITE 0.5 12/15/26LUMENTUM HLDGS INC | 150,000 | $125.0M | 1.36% | |
| 1267 | OXLCLOXFORD LANE CAP CORP | 24,018 | $119.0M | 1.29% | |
| 1268 | NGLNGL ENERGY PARTNERS LP | 30,621 | $118.0M | 1.28% | |
| 1269 | CHPTCHARGEPOINT HOLDINGS INC | 23,536 | $116.0M | 1.26% | Call |
| 1270 | —KAMAN CORP | 120,000 | $114.0M | 1.24% | |
| 1271 | BKNBLACKROCK INVT QUALITY MUN T | 11,100 | $112.0M | 1.22% | |
| 1272 | NIMNUVEEN SELECT MAT MUN FD | 13,104 | $110.0M | 1.19% | |
| 1273 | BMRN 1.25 05/15/27BIOMARIN PHARMACEUTICAL INC | 110,000 | $109.0M | 1.18% | |
| 1274 | GGNGAMCO GLOBAL GOLD NAT RES & | 29,258 | $107.0M | 1.16% | |
| 1275 | PETQ 4 06/01/26PETIQ INC | 110,000 | $105.0M | 1.14% | |
| 1276 | FPIFARMLAND PARTNERS INC | 10,176 | $104.0M | 1.13% | |
| 1277 | —VOXX INTL CORP | 12,900 | $102.0M | 1.11% | |
| 1278 | RIOTRIOT PLATFORMS INC | 10,400 | $97.0M | 1.05% | |
| 1279 | —STRONGHOLD DIGITAL MINING IN | 21,950 | $95.0M | 1.03% | |
| 1280 | XEMDXWESTERN ASSET EMERGING MKTS | 11,300 | $93.0M | 1.01% | |
| 1281 | SNAPSNAP INC | 10,091 | $89.0M | 0.97% | |
| 1282 | BTEBAYTEX ENERGY CORP | 19,195 | $84.0M | 0.91% | |
| 1283 | CAKE 0.375 06/15/26CHEESECAKE FACTORY INC | 100,000 | $82.0M | 0.89% | |
| 1284 | SAVE 1 05/15/26SPIRIT AIRLS INC | 100,000 | $82.0M | 0.89% | |
| 1285 | CCIFCARLYLE CREDIT INCOME FUND | 10,022 | $81.0M | 0.88% | |
| 1286 | FTFFRANKLIN LTD DURATION INCOME | 12,855 | $78.0M | 0.85% | |
| 1287 | AKTSQAKOUSTIS TECHNOLOGIES INC | 103,500 | $77.0M | 0.84% | |
| 1288 | NMRNOMURA HLDGS INC | 19,108 | $76.0M | 0.82% | |
| 1289 | PHPNGALECTIN THERAPEUTICS INC | 37,825 | $72.0M | 0.78% | |
| 1290 | SIRIEURSIRIUS XM HOLDINGS INC | 14,766 | $66.0M | 0.72% | |
| 1291 | GUTGABELLI UTIL TR | 11,953 | $63.0M | 0.68% | |
| 1292 | NOKNOKIA CORP | 15,282 | $57.0M | 0.62% | |
| 1293 | JRSHJERASH HLDGS US INC | 18,167 | $55.0M | 0.60% | |
| 1294 | CVM1EURCEL-SCI CORP | 43,800 | $54.0M | 0.59% | |
| 1295 | XPCKXPIMCO CALIF MUN INCOME FD II | 10,315 | $51.0M | 0.55% | |
| 1296 | USOUNITED STATES ANTIMONY CORP | 135,343 | $49.0M | 0.53% | |
| 1297 | HIOWESTERN ASSET HIGH INCOME OP | 12,994 | $47.0M | 0.51% | |
| 1298 | OPENOPENDOOR TECHNOLOGIES INC | 18,000 | $47.0M | 0.51% | |
| 1299 | NATNORDIC AMERICAN TANKERS LIMI | 11,500 | $47.0M | 0.51% | |
| 1300 | —HUT 8 MNG CORP | 22,950 | $44.0M | 0.48% |