D.A. DAVIDSON & CO. Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$4.0B

Holdings

2,427

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (2,427 positions)

StockValue
GLNGGOLAR LNG LTD (BERMUDA)
$8K
POINTS INTERNATIONAL LTD NEW
$8K
STATOIL ASA ADR
$8K
INFRAREIT INC
$8K
EIMEATON VANCE INSD MUN BD FD(EIM)
$8K
XRTSPDR S&P RETAIL ETF (XRT)
$8K
TPHTRI POINTE HOMES INC
$8K
UALUNITED CONTINENTAL HOLDINGS
$8K
KIMKIMCO REALTY CORP
$8K
DXJWISDOM TREE JAPAN TOTAL DIVIDEND ETF(DXJ)
$8K
MTNVAIL RESORTS INC
$8K
HBANHUNTINGTON BANCSHARES INC
$8K
NXSTNEXSTAR BROADCASTING GROUP INC
$8K
SHIP FINANCE INTERNATIONAL
$7K
XILINX INC SR NOTE CONV
$7K
BIOMARIN PHARM INC SR SUB NOTE CONV
$7K
WMI HOLDINGS CORP
$7K
MCHP 1.625 02/15/25MICROCHIP TECH INC SR SUB NOTE CONV
$7K
SALESFORCE COM INC SR NOTE CONV
$7K
SERVICENOW INC CONV SR NOTE
$7K
BLDRBUILDERS FIRSTSOURCE INC
$7K
SPWHSPORTSMANS WAREHOUSE HOLDINGS INC
$7K
VOOGVANGUARD S&P 500 GROWTH ETF (VOOG)
$7K
SILVER STANDARD RESOURCES
$7K
MEDIDATA SLTNS INC SR NOTE CONV
$7K
CSTECAESARSTONE SDOT-YAM LTD
$7K
CMRECOSTAMARE INC
$7K
SUNSHINE HEART INC
$7K
PINNACLE FOODS INC
$7K
CLLSCELLECTIS S A SPONSORED ADS
$7K
PERRY ELLIS INTERNATIONAL CORP
$7K
OSKOSHKOSH CORPORATION
$7K
JXC1J2 GLOBAL INC
$7K
GKOSGLAUKOS CORP
$7K
MEDIA GENERAL INC NEW
$7K
HLX 3.25 03/15/32HELIX ENERGY SLTNS SR NOTE CONV
$7K
CVENT INC
$7K
VSSVANGUARD FTSE ALL-WORLD EX-US SMALL CAP
$7K
SF9SANDERSON FARMS INC
$7K
TANDEM DIABETES CARE INC
$7K
APOLLO INVESTMENT CORP
$7K
LMCA 1.375 10/15/23LIBERTY MEDIA CORP CONV BOND
$7K
GOLAR LNG PARTNERS REPSTG LTD PARTNER INT
$7K
POWERSHARES CHINESE YUAN DIM SUM BOND
$6K
GONGERON CORP
$6K
BMSBEMIS INC
$6K
JPCNUVEEN MULTI-STRATEGY INC & GRTH FD (JPC)
$6K
ON SEMICONDUCTOR CORP SR SUBORDINATED NOTE CONV
$6K
INTRALINKS HOLDINGS INC
$6K
SPRINT CORP SER 1
$6K
VECOVEECO INSTRUMENTS INC
$6K
MMLPMARTIN MIDSTREAM PARTNERS LP
$6K
WSOWATSCO INC
$6K
PKGPACKAGING CORP OF AMERICA
$6K
LAM RESEARCH CORP SR NOTE CONV
$6K
FIBKFIRST INTERSTATE BANCSYSTEM
$6K
TEXTAINER GROUP HOLDINGS LTD
$6K
DEPOMED INC SR NOTE CONV
$6K
PTCPTC INC
$6K
HLFHERBALIFE LTD
$6K
ILLUMINA INC SR NOTE CONV
$6K
LIILENNOX INTERNATIONAL INC
$6K
NVIDIA CORP CONV SR NOTE
$6K
EDVVANGUARD EXTENDED DURATION TREASURY(EDV)
$6K
CPKCHESAPEAKE UTILITIES
$6K
MACQUARIE INFRA CO LLC SR NOTE CONV
$6K
VANECK VECTORS HIGH YIELD MUN INDEX ETF
$6K
2362120DSINCLAIR BROADCASTING GROUP INC CLASS A
$6K
SDOGALPS SECTOR DIVIDEND DOGS ETF(SDOG)
$6K
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
$6K
WEATHERFORD INTL LTD EXCHANGEABLE SR NOTE
$6K
CITIZENS HOLDINGS COMPANY MISSISSIPPI
$6K
XPO LOGISTICS INC SR UNSECD NOTE CONV
$6K
BGGUSDBRIGGS & STRATTON
$6K
CVBFCVB FINANCIAL CORP
$6K
PROOFPOINT INC SR NOTE CONV
$6K
ZGZILLOW GROUP INC CL A
$6K
COLUMBIA PIPELINE PRTNRS LP REPSTG LP INT
$6K
JPXAEROVIRONMENT INC
$6K
ALLERGAN PLC PFD CONV SER A 5.5%
$5K
OLNOLIN CORP
$5K
GSPIPATH GOLDMAN SACHS CRUDE (OIL)
$5K
MBIMBIA INC
$5K
WLKPWESTLAKE CHEMICAL PARTNERS LP
$5K
RACKSPACE HOSTING INC
$5K
STIPISHARES BARCLAYS 0-5 YR TIPS BD FD(STIP)
$5K
QLT INC
$5K
DR PEPPER SNAPPLE GROUP INC
$5K
PJTPJT PARTNERS INC CL A
$5K
7SUSUMMIT MATERIALS INC CL A
$5K
OGM1COGENT COMMUNICATIONS GROUP INC
$5K
SJTSAN JUAN BASIN ROYALTY TR
$5K
MAXWELL TECHNOLOGIES INC
$5K
COLONY CAPITAL INC
$5K
ABAXIS INC
$5K
LGLVSPDR SER TR RSSLL 1000 LOW VOLATILITY
$5K
SDRLSEADRILL LTD
$5K
WOODISHARES S&P GLBL TIMBER & FORESTRY (WOOD)
$5K
IYLDISHARES MORNINGSTAR MULTI ASSET INCOME
$5K
HOLX 0 03/01/42 2012HOLOGIC INC SR NOTE CONV
$5K
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