CONFLUENCE INVESTMENT MANAGEMENT LLC Q4 2020 Filing
Filed January 25, 2021
Portfolio Value
$6.7B
Holdings
302
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (302 positions)
| Stock | Value |
|---|---|
BSMYInvesco BulletShares 2025 | $15.5M |
MLNVanEck Vectors Long Municipal | $14.8M |
IBDTiShares iBonds Dec 2028 Term C | $13.5M |
SPDWSPDR Portfolio World Ex US ETF | $13.0M |
MDYVSPDR S&P 400 Mid Cap Value | $12.9M |
MDYGDow Jones Mid Cap Growth ETF - | $12.4M |
DDDupont De Nemurs Inc | $12.4M |
IBDSiShares iBonds Dec 2027 Term C | $11.2M |
—Invesco BulletShares 2024 | $11.1M |
AQLTiShares iBonds Dec 2023 Term T | $10.2M |
IBTGiShares iBonds Dec 2026 Term T | $9.6M |
IBMSiShares iBonds Dec 2029 Term T | $9.5M |
SLYVSPDR S&P 600 Small CapValue ET | $9.1M |
SLYGS&P 600 Small Cap Growth - SPD | $9.0M |
IBDUiShares iBonds December 2029 T | $8.9M |
GTESGates Industrial | $8.7M |
TLTBarclays 20 Plus Year Treasury | $8.2M |
AQLTiShares iBonds Dec 2025 Term T | $8.2M |
IBTEiShares iBonds Dec 2024 Term T | $8.1M |
KAIKadant Inc | $7.8M |
IIIVI3 Verticals Inc | $7.4M |
VNQREIT Index - Vanguard | $7.4M |
ALNTAllied Motion Technologies Inc | $7.0M |
RBCRBC Bearings Incorporated | $6.9M |
HTOSJW Group | $6.5M |
HTGCHercules Technology Growth Cap | $6.5M |
—James River Group Holdings Ltd | $6.5M |
JBTJohn Bean Technologies Corp. | $6.5M |
WGOWinnebago Industries Inc | $6.0M |
NMFCNew Mountain Finance Corp. | $5.9M |
IEMGiShares Core MSCI Emerging Mar | $5.9M |
FAROFaro Technologies Inc | $5.8M |
LQDiShares iBoxx Corporate Bond E | $5.6M |
EPCEdgewell Personal Care Company | $5.6M |
IBMQiShares iBonds Dec 2028 Term M | $5.6M |
SPYS&P 500 - SPDR | $5.5M |
VBTXVeritex Holdings | $5.3M |
FWRDUSDForward Air Corp. | $5.3M |
SLRCSolar Capital Ltd. | $5.2M |
—TCP Capital Corp. | $5.2M |
GOODGladstone Commercial Corp. | $5.2M |
GBDCGolub Capital BDC Inc. | $5.2M |
MOVMovado Group Inc. | $5.1M |
MAINMain Street Capital Corp. | $5.1M |
TSLXSixth Street Specialty Lending | $5.0M |
VTRSViatris | $4.9M |
BBDCBarings BDC Inc | $4.9M |
IBMPIshares Ibonds Dec 2027 Term M | $4.7M |
BMRCBank of Marin (CA) | $4.6M |
JJSFJ & J Snack Foods Corp | $4.5M |
—Neenah Paper Inc | $4.4M |
TPVGTriplePoint Venture Growth BDC | $4.3M |
NWNNorthwest Natural Holding Co | $4.3M |
SCMStellus Capital Investment | $4.3M |
RCOResources Global Professionals | $4.2M |
THRThermon Group Holdings Inc. | $4.2M |
XLYConsumer Discret Select Sector | $4.1M |
IBMOIshares Ibonds Dec 2026 Term M | $3.9M |
AQLTiShares iBonds Dec 2024 Term M | $3.9M |
CTVACorteva Inc | $3.8M |
MLMMartin Marietta Materials Inc. | $3.7M |
GSBDGoldman Sachs BDC Inc. | $3.7M |
—iShares iBonds Dec 2022 AMT-Fr | $3.6M |
RVNUXTrackers Municipal Infr REven | $3.6M |
IAUiShares iBonds Dec 2025 Term M | $3.6M |
PNNTPennantPark Investment Corp. | $3.5M |
PAHCPhibro Animal Health Corp Clas | $3.5M |
AQLTiShares Muni Bond 2023 | $3.5M |
XLIIndustrial Select Sector - SPD | $3.5M |
XLBMaterials Select Sector - SPDR | $3.5M |
MUBiShares National AMT-Free Muni | $3.4M |
PRFTUSDPerficient Inc | $3.4M |
OFSOFS Capital Corp. | $3.3M |
1939900DBrookfield Infrastructure | $3.2M |
—Natus Medical Inc. | $3.1M |
OBDCOwl Rock Capital Corporation | $3.1M |
TFISPDR Nuveen Barclays Capital M | $2.6M |
XHBHomebuilders Select Industry S | $2.5M |
CSWCCapital Southwest Corp. | $2.4M |
TSMTaiwan Semiconductor Manufactu | $2.2M |
IGSBiShares Short-Term Corporate B | $1.9M |
BRK-BBerkshire Hathaway Inc. - Clas | $1.7M |
NLYEURAnnaly Capital Management Inc. | $1.7M |
HYGHigh Yield Corporate Bond Fund | $1.6M |
LVMUYLVMH Moet Hennessy Louis Vuitt | $1.5M |
SONYSony Corp. ADS | $1.5M |
ICLRIcon PLC | $1.5M |
BABAAlibaba Group Holding Ltd | $1.5M |
TCEHYTencent Holdings LTD | $1.5M |
IBTHiShares iBonds Dec 2027 Term T | $1.4M |
SHOPShopify Inc | $1.4M |
IBTIiShares iBonds Dec 2028 Term T | $1.4M |
DSDVYDSV Panalpina | $1.4M |
JJSFJ & J Snack Foods Corp | $1.4M |
AAGIYAIA Group Ltd | $1.3M |
IWNRussell 2000 Value Index - iSh | $1.3M |
CYBRCyberark Software Ltd | $1.3M |
GSKGlaxoSmithKline Plc (Adr 1:2) | $1.3M |
FNVFranco-Nevada Corp. | $1.2M |
BROBrown & Brown Inc. | $1.2M |