CONFLUENCE INVESTMENT MANAGEMENT LLC Q4 2017 Filing

Filed January 8, 2018

Portfolio Value

$5.5B

Holdings

241

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (241 positions)

StockValue
PNNTPennantPark Investment Corp.
$6K
Guggenheim BulletShares Invest
$6K
VAREURVarian Medical Systems Inc.
$6K
Guggenheim BulletShares Invest
$6K
Guggenheim BulletShares Invest
$6K
Guggenheim BulletShares Corpor
$6K
IYFDow Jones US Financial Sector
$5K
MUBiShares National AMT-Free Muni
$5K
OFSOFS Capital Corp.
$5K
XLIIndustrial Select Sector - SPD
$5K
VGKEuropean ETF - Vanguard
$5K
XLYConsumer Discret Select Sector
$5K
LQDiShares iBoxx Corporate Bond E
$4K
iShares iBonds Sep 2020 Amt Fr
$4K
HLTHilton Worldwide Holdings Inc.
$4K
Apollo Investment Corp.
$4K
Snyder's-Lance Inc.
$4K
SPYS&P 500 - SPDR
$4K
Guggenheim BulletShares Invest
$4K
GSBDGoldman Sachs BDC Inc.
$4K
FSICUSDFS Investment Corp.
$4K
MAINMain Street Capital Corp.
$4K
SPDWSPDR Portfolio World Ex US ETF
$4K
XLEEnergy Select Sector - SPDR
$3K
IWDRussell 1000 Value Index - iSh
$3K
REZiShares Residential Real Estat
$3K
GOOGLAlphabet Inc. - Class A
$3K
iShares iBonds Sep 2019 Amt Fr
$3K
MCCUSDMedley Capital Corp.
$3K
VCLTVanguard Long Term Corporate B
$3K
HYGHigh Yield Corporate Bond Fund
$2K
STTBarclays Capital High Yield Bo
$2K
PFLTPennantPark Floating Rate Capi
$2K
XLBMaterials Select Sector - SPDR
$2K
SPTISPDR Barclays Intermediate Ter
$2K
FSC1EUROaktree Specialty Lending Corp
$2K
BRK-BBerkshire Hathaway Inc. - Clas
$1K
AQLTiShares Muni Bond 2023
$1K
IGSBiShares Barclays 1-3 Year Inve
$1K
XLFIConsumer Staples Select Sector
$1K
KCAP Financial Inc
$1K
VNQREIT Index - Vanguard
$1K
IAUUSDiShares Gold Trust
$1K
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