CONFLUENCE INVESTMENT MANAGEMENT LLC Q3 2020 Filing

Filed October 19, 2020

Portfolio Value

$6.2B

Holdings

293

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (293 positions)

StockValue
SPTISpdr Portfolio Intermediate Te
$1.2M
NTDOYNintendo Co. Ltd. ADS
$1.1M
SAPSAP AG - ADS
$1.1M
BKCCUSDBlackRock Kelso Capital Corp.
$1.1M
BROBrown & Brown Inc.
$1.1M
WMMVYWalmart De-Mexico-Spon ADR V
$1.1M
APTVAPTIV PLC
$1.0M
NATHNathan's Famous Inc
$942K
CSWCCapital Southwest Corp.
$920K
ESLTElbit Systems Ltd
$918K
IAUiShares iBonds Dec 2023 Term C
$880K
RHHBYRoche Holding AG
$844K
IUSViShares Core US Values - ETF
$844K
PFLTPennantPark Floating Rate Capi
$803K
CCAPCrescent Capital BDC, Inc.
$781K
FANUYFanuc Ltd. ADS
$780K
DBS GROUP HOLDINGS-SPON ADR
$777K
PAGSPagseguro Digital Ltd
$760K
MINTPimco Enhanced Short Maturity
$743K
FSC1EUROaktree Specialty Lending Corp
$741K
JJSFJ & J Snack Foods Corp
$718K
PRUPrudential Financial Inc
$715K
NBISYandex NV
$632K
WXXWYWuxi Biologics Cayman Inc
$624K
UOVEYUnited Overseas Bank Limited
$608K
MLCOMelco Resorts & Entertainment
$598K
KMTUYKOMATSU LTD
$583K
VUSXXVanguard Treasury Money Market
$521K
JAZZJazz Pharmaceuticals Plc
$511K
VVisa, Inc. - A
$507K
GBILGoldman Sachs Treasury Access
$501K
IAUiShares iBonds Dec 2022 Term C
$495K
HTHTHuazhu Group Ltd.
$480K
ICMBInvestcorp Credit Management B
$473K
NVDANVIDIA Corp.
$471K
AAPLApple Inc.
$457K
KCAPUSDPortman Ridge Finance Corp
$456K
iShares iBonds Dec 2021 Term C
$436K
MLB1MERCADOLIBRE INC
$434K
RDS/ARoyal Dutch Shell PLC - Cl A
$432K
GOOGLAlphabet Inc. - Class A
$425K
Medley Capital Corp.
$416K
Solar Senior Capital Ltd.
$414K
PYPLPayPal Holdings, Inc.
$413K
EQXEquinox Gold
$395K
FSPFranklin Street Properties Cor
$375K
RDYDR. REDDY'S LABORATORIES LTD.
$375K
Manatuck Hill Mariner Offshore
$374K
GFIGold Fields Ltd
$374K
MFICApollo Investment Corp.
$370K
SHMSPDR Nuveen Barclays Capital S
$357K
LLYEli Lilly & Co.
$355K
VIPSVipshop Holdings Ltd
$344K
NATHNathan's Famous Inc
$344K
YUMCYum China Holdings Inc
$336K
GDSGDS Holdings Ltd
$335K
HDBHDFC Bank Ltd
$334K
AMZNAmazon.com, Inc.
$327K
XNGSYENN Energy Holdings Ltd
$318K
LZRFYLocaliza Rent a Car SA
$308K
ABXBarrick Gold ORD Shrs
$303K
COSTCostco Wholesale Corporation
$302K
WNSNWNS Holdings Ltd
$301K
UI2Kemper Corp.
$299K
TMETencent Music Entertainment Gr
$292K
PAASPan American Silver Corp
$287K
SEASeabridge Gold Inc.
$286K
ZNHUSDChina Southern Airlines Co Ltd
$283K
JPMJP Morgan Chase & Company
$279K
PNGAYPing An Insurance Group Co of
$263K
FCXFreeport-McMoRan Copper & Gold
$258K
RGLDRoyal Gold, Inc.
$252K
AYS1Sandstorm Gold Ltd.
$251K
BIDUNBaidu Inc. ADS
$247K
KBKB Financial Group Inc
$245K
GQ9Gold Shares - SPDR
$242K
AXPAmerican Express Company
$241K
FLOTiShares Floating Rate Note Fun
$241K
BACBank of America Corp.
$240K
MMC Norilsk Nickel
$237K
TTENTotal SA - ADR
$235K
SNPUSDChina Petroleum & Chemical Co
$230K
SIL1EURSilverCrest Metals Inc
$228K
TSLATesla Motors Inc
$225K
CEOCNOOC Ltd.
$222K
TXGTorex Gold Res Inc
$218K
CTRACabot Oil & Gas Corp.
$215K
HYMBSPDR Nuveen S&P High Yield
$215K
GBOOYGrupo Financiero ADR
$204K
HONHoneywell International, Inc.
$200K
C1B2Cia Brasileira de Distribuicao
$194K
ECEcopetrol SA
$185K
OREUROsisko Gold Royalties Ltd
$182K
CCOCameco Corp.
$168K
Antofagasta plc ADR
$158K
ICICI Bank Ltd. ADS
$132K
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