CONFLUENCE INVESTMENT MANAGEMENT LLC Q3 2018 Filing

Filed October 25, 2018

Portfolio Value

$5.9B

Holdings

310

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (310 positions)

StockValue
SLRCSolar Capital Ltd.
$10.4B
BBDCBarings BDC Inc
$10.3B
TPVGTriplePoint Venture Growth BDC
$9.4B
iShares Corporate ex Financial
$9.0B
TFISPDR Nuveen Barclays Capital M
$8.9B
MLNVanEck Vectors Long Municipal
$8.7B
GTESGates Industrial
$8.6B
THL Credit, Inc.
$8.6B
IJSS&P SmallCap 600 Value Index F
$8.5B
IBDSiShares iBonds Dec 2027 Term C
$8.3B
IBDQiShares iBonds Dec 2025 Term C
$8.3B
VWOVanguard MSCI Emerging Markets
$7.6B
SCMStellus Capital Investment
$7.5B
TSLXUSDTPG Specialty Lending, Inc.
$7.3B
IGLBiShares Long-Term Corporate Bo
$7.3B
IJKS&P MidCap 400 Growth Index Fu
$7.2B
PNNTPennantPark Investment Corp.
$6.9B
MOVMovado Group Inc.
$6.8B
Cambrex Corp
$6.5B
TWOTwo Harbors Investment Corp.
$6.5B
JBTJohn Bean Technologies Corp.
$6.4B
ALNTAllied Motion Technologies Inc
$6.3B
THRThermon Group Holdings Inc.
$6.3B
Raven Industries Inc.
$6.3B
FWRDUSDForward Air Corp.
$6.2B
BMRCBank of Marin (CA)
$6.1B
CNNECannae Holdings Inc
$6.1B
HTOSJW Group
$6.1B
KAIKadant Inc
$6.1B
NWNNorthwest Natural Holding Co
$6.0B
RCOResources Connection Inc
$5.7B
ELFElf Beauty Inc
$5.4B
Neenah Ppaper Inc
$5.4B
RMAXRE/MAX Holdings Inc.
$5.4B
Monotype Imaging Holdings Inc.
$5.4B
Invesco BulletShares 2020
$5.4B
Invesco BulletShares 2022
$5.3B
GOODGladstone Commercial Corp.
$5.3B
OFSOFS Capital Corp.
$5.2B
IAUUSDiShares Gold Trust
$5.1B
ACWXiShares MSCI ACWI EX US ETF
$5.1B
Luxoft Holding Inc
$5.1B
iShares iBonds Sep 2020 Amt Fr
$5.0B
IPHSEURInnophos Holdings Inc
$5.0B
NLYEURAnnaly Capital Management Inc.
$5.0B
IJJS&P MidCap 400 Value Index Fun
$5.0B
AQLTiShares iBonds Dec 2024 Term M
$4.9B
AQLTiShares Muni Bond 2023
$4.9B
VBTXVeritex Holdings
$4.9B
iShares iBonds Dec 2021 Term C
$4.7B
iShares iBonds Dec 2021 AMT-Fr
$4.7B
VGKEuropean ETF - Vanguard
$4.7B
iShares iBonds Dec 2022 AMT-Fr
$4.6B
PTBPotbelly Corp.
$4.6B
MUBiShares National AMT-Free Muni
$4.4B
SPYS&P 500 - SPDR
$4.4B
VREXVarex Imaging Corp
$4.2B
IEMGiShares Core MSCI Emerging Mar
$4.1B
ASTEAstec Industries
$4.1B
FSICUSDFS Investment Corp.
$4.1B
Apollo Investment Corp.
$4.1B
RBCRBC Bearings Incorporated
$4.0B
GSBDGoldman Sachs BDC Inc.
$3.8B
SPDWSPDR Portfolio World Ex US ETF
$3.8B
BSMYInvesco BulletShares 2025
$3.5B
IIIVI3 Verticals Inc
$3.5B
MAINMain Street Capital Corp.
$3.3B
CULPCulp Inc.
$3.3B
IAUiShares iBonds Dec 2023 Term C
$2.9B
PAHCPhibro Animal Health Corp Clas
$2.9B
ICLRIcon PLC
$2.8B
USCRUS Concrete Inc
$2.7B
GOOGLAlphabet Inc. - Class A
$2.5B
LVMUYLVMH Moet Hennessy Louis Vuitt
$2.1B
TLHiShares Barclays 10-20 Year Tr
$2.0B
CM Finance Inc.
$2.0B
ECEcopetrol SA
$1.9B
SHOPShopify Inc
$1.9B
WCNWaste Connections, INC.
$1.9B
MCCUSDMedley Capital Corp.
$1.9B
BABAAlibaba Group Holding Ltd
$1.9B
SONYSony Corp. ADS
$1.9B
RDS/ARoyal Dutch Shell PLC - Cl A
$1.8B
DSDVYDSV A/S-Unsponsored ADR
$1.7B
RIORio Tinto PLC
$1.6B
BRK-BBerkshire Hathaway Inc. - Clas
$1.6B
IYFDow Jones US Financial Sector
$1.6B
FSC1EUROaktree Specialty Lending Corp
$1.5B
EEMSiShares MSCI Emerging Markets
$1.5B
CIKCredit Suisse Group AG
$1.5B
DBS GROUP HOLDINGS-SPON ADR
$1.5B
AAGIYAIA Group Lrd
$1.5B
BPBP PLC (Adr 1:6)
$1.5B
ESLTElbit Systems Ltd
$1.4B
XLEEnergy Select Sector - SPDR
$1.4B
APTVAPTIV PLC
$1.4B
INGING Groep NV
$1.4B
SMFGSumitomo Mitsui-Spons ADR
$1.4B
UOVEYUnited Overseas Bank Limited
$1.4B
EQNREquinor ASA
$1.4B
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