CONFLUENCE INVESTMENT MANAGEMENT LLC Q3 2017 Filing
Filed October 13, 2017
Portfolio Value
$5.2B
Holdings
239
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (239 positions)
| Stock | Value |
|---|---|
TPVGTriplePoint Venture Growth BDC | $9.3M |
—iShares Corporate ex Financial | $9.3M |
TFISPDR Nuveen Barclays Capital M | $9.3M |
MLNVanEck Vectors Long Municipal | $9.2M |
IJJS&P MidCap 400 Value Index Fun | $8.6M |
IGIBiShares Interm. Term Corporate | $8.6M |
IJKS&P MidCap 400 Growth Index Fu | $8.4M |
—CYS Investments Inc | $7.9M |
IYWDow Jones US Technology - iSha | $7.6M |
TSLXUSDTPG Specialty Lending, Inc. | $7.5M |
IJTS&P SmallCap 600 Growth Index | $7.5M |
SCMStellus Capital Investment | $7.3M |
—Triangle Capital Corp. | $7.1M |
PNNTPennantPark Investment Corp. | $6.9M |
IJSS&P SmallCap 600 Value Index F | $6.8M |
—iShares iBonds Dec 2021 AMT-Fr | $6.6M |
—iShares iBonds Dec 2022 AMT-F | $6.6M |
VWOVanguard MSCI Emerging Markets | $6.5M |
XLVHealth Care Select Sector - SP | $6.3M |
ACWXiShares MSCI ACWI EX US ETF | $6.1M |
NLYEURAnnaly Capital Management Inc. | $5.9M |
OFSOFS Capital Corp. | $5.8M |
—Guggenheim BulletShares Invest | $5.7M |
—Guggenheim BulletShares Invest | $5.6M |
—Guggenheim BulletShares Invest | $5.6M |
—Guggenheim BulletShares Corpor | $5.6M |
FSICUSDFS Investment Corp. | $5.6M |
VAREURVarian Medical Systems Inc. | $5.3M |
MUBiShares National AMT-Free Muni | $5.1M |
IYFDow Jones US Financial Sector | $5.1M |
XLIIndustrial Select Sector - SPD | $5.0M |
IPHSEURInnophos Holdings Inc | $4.6M |
BMRCBank of Marin (CA) | $4.6M |
—Halyard Health Inc. | $4.6M |
—Raven Industries Inc. | $4.5M |
FWRDUSDForward Air Corp. | $4.4M |
MOVMovado Group Inc. | $4.4M |
—iShares iBonds Sep 2020 Amt Fr | $4.4M |
LQDiShares iBoxx Corporate Bond E | $4.3M |
SAMThe Boston Beer Company Inc. | $4.2M |
CULPCulp Inc. | $4.1M |
XLYConsumer Discret Select Sector | $4.1M |
THRThermon Group Holdings Inc. | $4.1M |
—Luxoft Holding Inc | $4.0M |
VBTXVeritex Holdings | $3.9M |
MAINMain Street Capital Corp. | $3.9M |
SPYS&P 500 - SPDR | $3.9M |
HLTHilton Worldwide Holdings Inc. | $3.9M |
—Monotype Imaging Holdings Inc. | $3.8M |
PTBPotbelly Corp. | $3.8M |
—Guggenheim BulletShares Invest | $3.8M |
TECHTechne Corp. | $3.8M |
FELEFranklin Electric Co. Inc. | $3.5M |
RMAXRE/MAX Holdings Inc. | $3.5M |
MCCUSDMedley Capital Corp. | $3.5M |
GSBDGoldman Sachs BDC Inc. | $3.4M |
—Apollo Investment Corp. | $3.4M |
REZiShares Residential Real Estat | $3.4M |
GOOGLAlphabet Inc. - Class A | $3.2M |
—iShares iBonds Sep 2019 Amt Fr | $3.1M |
—Snyder's-Lance Inc. | $3.0M |
RBCRBC Bearings Incorporated | $3.0M |
VCLTVanguard Long Term Corporate B | $2.9M |
STTBarclays Capital High Yield Bo | $2.8M |
HYGHigh Yield Corporate Bond Fund | $2.8M |
JBTJohn Bean Technologies Corp. | $2.8M |
VREXVarex Imaging Corp | $2.7M |
—Alcentra Capital Corporation | $2.7M |
IWNRussell 2000 Value Index - iSh | $2.5M |
PFLTPennantPark Floating Rate Capi | $2.5M |
VGKEuropean ETF - Vanguard | $2.3M |
XLEEnergy Select Sector - SPDR | $2.2M |
—CM Finance Inc. | $2.1M |
SPTISPDR Barclays Intermediate Ter | $1.9M |
IWORussell 2000 Growth Index - iS | $1.8M |
XLFIConsumer Staples Select Sector | $1.7M |
—Capitala Finance Corp. | $1.6M |
EXPOExponent Inc. | $1.4M |
BRK-BBerkshire Hathaway Inc. - Clas | $1.4M |
—Solar Senior Capital Ltd. | $1.4M |
AQLTiShares Muni Bond 2023 | $1.3M |
IGSBiShares Barclays 1-3 Year Inve | $1.3M |
IDUDow Jones US Utilities - iShar | $1.3M |
—KCAP Financial Inc | $1.2M |
XLBMaterials Select Sector - SPDR | $1.2M |
ITGartner Inc | $1.2M |
IAUUSDiShares Gold Trust | $1.1M |
—Capstead Mortgage Corp. | $1.1M |
VNQREIT Index - Vanguard | $1.0M |
FSPFranklin Street Properties Cor | $850K |
JPMJP Morgan Chase & Company | $686K |
VVisa, Inc. - A | $685K |
IVVS&P 500 Index Fund - iShares | $663K |
IVES&P 500 Value Index - iShares | $622K |
IVWS&P 500 Growth Index - iShares | $552K |
QCOMQualcomm Inc. | $545K |
IWPRussell Midcap Growth Index Fu | $504K |
—Snyder's-Lance Inc. | $461K |
DLNWisdomTree LargeCap Dividend F | $441K |
BROBrown & Brown Inc. | $421K |