CONFLUENCE INVESTMENT MANAGEMENT LLC Q1 2018 Filing
Filed April 4, 2018
Portfolio Value
$5.4B
Holdings
227
Report Date
Q1 2018
Filing Type
13F-HR
All Holdings (227 positions)
| Stock | Value |
|---|---|
TFISPDR Nuveen Barclays Capital M | $9.6M |
—iShares Corporate ex Financial | $9.5M |
MLNVanEck Vectors Long Municipal | $9.2M |
IJTS&P SmallCap 600 Growth Index | $8.7M |
TPVGTriplePoint Venture Growth BDC | $8.3M |
—THL Credit, Inc. | $8.3M |
VWOVanguard MSCI Emerging Markets | $8.0M |
IGIBiShares Interm. Term Corporate | $7.6M |
—iShares iBonds Dec 2021 AMT-Fr | $7.1M |
—iShares iBonds Dec 2022 AMT-F | $7.1M |
IJJS&P MidCap 400 Value Index Fun | $7.0M |
TSLXUSDTPG Specialty Lending, Inc. | $6.4M |
SCMStellus Capital Investment | $6.4M |
—Triangle Capital Corp. | $6.3M |
ACWXiShares MSCI ACWI EX US ETF | $6.3M |
—CYS Investments Inc | $6.3M |
PNNTPennantPark Investment Corp. | $6.2M |
MOVMovado Group Inc. | $6.1M |
IJSS&P SmallCap 600 Value Index F | $5.8M |
RMAXRE/MAX Holdings Inc. | $5.8M |
—Guggenheim BulletShares Corpor | $5.7M |
—Guggenheim BulletShares Invest | $5.7M |
—Guggenheim BulletShares Invest | $5.6M |
—Guggenheim BulletShares Invest | $5.6M |
ALNTAllied Motion Technologies Inc | $5.6M |
RMRRMR Group Inc | $5.5M |
THRThermon Group Holdings Inc. | $5.3M |
SAMThe Boston Beer Company Inc. | $5.3M |
VREXVarex Imaging Corp | $5.2M |
—iShares iBonds Sep 2020 Amt Fr | $5.1M |
NLYEURAnnaly Capital Management Inc. | $5.1M |
—Halyard Health Inc. | $5.0M |
OFSOFS Capital Corp. | $5.0M |
FSICUSDFS Investment Corp. | $5.0M |
—Raven Industries Inc. | $4.9M |
BMRCBank of Marin (CA) | $4.9M |
TECHTechne Corp. | $4.8M |
—Monotype Imaging Holdings Inc. | $4.7M |
VGKEuropean ETF - Vanguard | $4.6M |
—Cambrex Corp | $4.6M |
MUBiShares National AMT-Free Muni | $4.5M |
VBTXVeritex Holdings | $4.5M |
—iShares iBonds Dec 2021 Term C | $4.4M |
GOODGladstone Commercial Corp. | $4.4M |
FWRDUSDForward Air Corp. | $4.4M |
ASTEASTEC INDUSTRIES, INC. | $4.3M |
CULPCulp Inc. | $4.3M |
HLTHilton Worldwide Holdings Inc. | $4.2M |
IPHSEURInnophos Holdings Inc | $4.1M |
PTBPotbelly Corp. | $4.1M |
—Apollo Investment Corp. | $3.9M |
—Luxoft Holding Inc | $3.8M |
—Guggenheim BulletShares Invest | $3.7M |
SPYS&P 500 - SPDR | $3.6M |
SPDWSPDR Portfolio World Ex US ETF | $3.6M |
GSBDGoldman Sachs BDC Inc. | $3.3M |
MAINMain Street Capital Corp. | $3.2M |
—iShares iBonds Sep 2019 Amt Fr | $3.2M |
RBCRBC Bearings Incorporated | $3.2M |
JBTJohn Bean Technologies Corp. | $2.9M |
HYGHigh Yield Corporate Bond Fund | $2.6M |
STTBarclays Capital High Yield Bo | $2.6M |
IBDSiShares iBonds Dec 2027 Term C | $2.5M |
IAUiShares iBonds Dec 2023 Term C | $2.5M |
IBDQiShares iBonds Dec 2025 Term C | $2.5M |
GOOGLAlphabet Inc. - Class A | $2.5M |
REZiShares Residential Real Estat | $2.3M |
MCCUSDMedley Capital Corp. | $2.3M |
PFLTPennantPark Floating Rate Capi | $2.2M |
VCLTVanguard Long Term Corporate B | $2.2M |
—CM Finance Inc. | $1.9M |
AQLTiShares Muni Bond 2023 | $1.7M |
IYWDow Jones US Technology - iSha | $1.5M |
—Solar Senior Capital Ltd. | $1.5M |
EXPOExponent Inc. | $1.5M |
BRK-BBerkshire Hathaway Inc. - Clas | $1.5M |
IYFDow Jones US Financial Sector | $1.5M |
FSC1EUROaktree Specialty Lending Corp | $1.3M |
—Corporate Capital Trust Inc | $1.3M |
XLBMaterials Select Sector - SPDR | $1.3M |
XLEEnergy Select Sector - SPDR | $1.2M |
—Alcentra Capital Corporation | $1.2M |
EEMSiShares MSCI Emerging Markets | $1.2M |
FELEFranklin Electric Co. Inc. | $1.1M |
—KCAP Financial Inc | $1.1M |
IAUUSDiShares Gold Trust | $1.1M |
JPMJP Morgan Chase & Company | $1.1M |
—Capstead Mortgage Corp. | $961K |
ABTAbbott Laboratories | $925K |
ITGartner Inc | $910K |
VVisa, Inc. - A | $753K |
FSPFranklin Street Properties Cor | $673K |
IVVS&P 500 Index Fund - iShares | $645K |
BACBank of America Corp. | $636K |
VNQREIT Index - Vanguard | $534K |
BROBrown & Brown Inc. | $496K |
KOThe Coca-Cola Company | $430K |
—ETFS Physical Platinum | $387K |
IWORussell 2000 Growth Index - iS | $372K |
EOGEOG Resources | $352K |