CONFLUENCE INVESTMENT MANAGEMENT LLC Q1 2017 Filing
Filed April 6, 2017
Portfolio Value
$4.5B
Holdings
235
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (235 positions)
| Stock | Value |
|---|---|
—Triangle Capital Corp. | $9.8M |
IWSRussell MidCap Value Index Fun | $9.7M |
TLTBarclays 20 Year Treasury Bon | $9.6M |
IJJS&P MidCap 400 Value Index Fun | $9.1M |
TFISPDR Nuveen Barclays Capital M | $9.0M |
MLNVanEck Vectors Long Municipal | $8.7M |
—iShares Corporate ex Financial | $8.6M |
TSLXUSDTPG Specialty Lending, Inc. | $8.3M |
PNNTPennantPark Investment Corp. | $7.5M |
—iShares iBonds Dec 2022 AMT-F | $7.1M |
FSICUSDFS Investment Corp. | $7.0M |
IGIBiShares Interm. Term Corporate | $7.0M |
—CYS Investments Inc | $7.0M |
IYFDow Jones US Financial Sector | $6.9M |
IYWDow Jones US Technology - iSha | $6.6M |
OFSOFS Capital Corp. | $6.4M |
SCMStellus Capital Investment | $6.2M |
—Black Knight Financial Service | $5.9M |
—iShares iBonds Dec 2021 AMT-Fr | $5.9M |
XLVHealth Care Select Sector - SP | $5.6M |
VAREURVarian Medical Systems Inc. | $5.4M |
IWPRussell Midcap Growth Index Fu | $5.2M |
—Guggenheim BulletShares Invest | $5.2M |
—Guggenheim BulletShares Corpor | $5.2M |
—Guggenheim BulletShares Invest | $5.2M |
—Guggenheim BulletShares Invest | $5.2M |
—Guggenheim BulletShares Corpor | $5.2M |
NLYEURAnnaly Capital Management Inc. | $5.1M |
XLIIndustrial Select Sector - SPD | $5.0M |
XLYConsumer Discret Select Sector | $5.0M |
IWNRussell 2000 Value Index - iSh | $4.9M |
MAINMain Street Capital Corp. | $4.8M |
MUBiShares National AMT-Free Muni | $4.7M |
—VCA Antech Inc. | $4.5M |
MCCUSDMedley Capital Corp. | $4.5M |
—iShares iBonds Sep 2020 Amt Fr | $4.2M |
—Raven Industries Inc. | $3.9M |
—Natus Medical Inc. | $3.8M |
XLFIConsumer Staples Select Sector | $3.8M |
VNQREIT Index - Vanguard | $3.7M |
—Corporate Executive Board Co. | $3.7M |
—Apollo Investment Corp. | $3.6M |
XLEEnergy Select Sector - SPDR | $3.6M |
PTBPotbelly Corp. | $3.5M |
—Monotype Imaging Holdings Inc. | $3.4M |
—Halyard Health Inc. | $3.4M |
HLTHilton Worldwide Holdings Inc. | $3.4M |
BMRCBank of Marin (CA) | $3.3M |
THRThermon Group Holdings Inc. | $3.3M |
FWRDUSDForward Air Corp. | $3.3M |
GSBDGoldman Sachs BDC Inc. | $3.3M |
SPYS&P 500 - SPDR | $3.3M |
SAMThe Boston Beer Company Inc. | $3.2M |
—Snyder's-Lance Inc. | $3.0M |
GOODGladstone Commercial Corp. | $3.0M |
IJKS&P MidCap 400 Growth Index Fu | $3.0M |
TECHTechne Corp. | $3.0M |
—iShares iBonds Sep 2019 Amt Fr | $2.9M |
LQDiShares iBoxx Corporate Bond E | $2.9M |
GOOGLAlphabet Inc. - Class A | $2.8M |
—Alcentra Capital Corporation | $2.8M |
—Guggenheim BulletShares Invest | $2.8M |
—OneBeacon Insurance Group Ltd. | $2.8M |
FELEFranklin Electric Co. Inc. | $2.8M |
REZiShares Residential Real Estat | $2.7M |
EXPOExponent Inc. | $2.6M |
IWORussell 2000 Growth Index - iS | $2.6M |
IJSS&P SmallCap 600 Value Index F | $2.6M |
PFLTPennantPark Floating Rate Capi | $2.5M |
JBTJohn Bean Technologies Corp. | $2.5M |
IGLBiShares 10 Year Credit Bond E | $2.4M |
—CM Finance Inc. | $2.4M |
—Capitala Finance Corp. | $2.4M |
VCLTVanguard Long Term Corporate B | $2.3M |
IDUDow Jones US Utilities - iShar | $2.3M |
HAEHaemonetics Corporation | $2.2M |
RBCRBC Bearings Incorporated | $2.1M |
STTBarclays Capital High Yield Bo | $1.9M |
HYGHigh Yield Corporate Bond Fund | $1.8M |
CULPCulp Inc. | $1.8M |
—Solar Senior Capital Ltd. | $1.6M |
—KCAP Financial Inc | $1.4M |
GAINGladstone Investment Corp. | $1.3M |
IVVS&P 500 Index Fund - iShares | $1.3M |
BRK-BBerkshire Hathaway Inc. - Clas | $1.2M |
—Capstead Mortgage Corp. | $1.2M |
IAUUSDiShares Gold Trust | $1.1M |
BKCCUSDBlackRock Kelso Capital Corp. | $1.1M |
XLBMaterials Select Sector - SPDR | $1.1M |
IJTS&P SmallCap 600 Growth Index | $1.1M |
DLNWisdomTree LargeCap Dividend F | $857K |
—Dow Chemical | $775K |
FSPFranklin Street Properties Cor | $728K |
VREXVarex Imaging Corp | $652K |
—S&P SmallCap Energy - PowerSha | $642K |
RWRREIT ETF- DJ Wilshire | $612K |
VVisa, Inc. - A | $612K |
IGSBiShares Barclays 1-3 Year Inve | $593K |
IVES&P 500 Value Index - iShares | $578K |
IWDRussell 1000 Value Index - iSh | $568K |