Clear Harbor Asset Management, LLC Q4 2022 Filing

Filed January 20, 2023

Portfolio Value

$801.2M

Holdings

346

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (346 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ROPROPER TECHNOLOGIES INC	216,217	$93.0M	11.61%
2	ENPHENPHASE ENERGY INC	173,453	$45.0M	5.62%
3	AAPLAPPLE INC	233,254	$30.0M	3.74%	Put
4	AWCAMERICAN WTR WKS CO INC NEW	187,240	$28.0M	3.49%
5	SPYSPDR S&P 500 ETF TR	68,666	$25.0M	3.12%	Put
6	FLEXFLEX LTD	889,194	$19.0M	2.37%
7	PHPARKER-HANNIFIN CORP	60,440	$17.0M	2.12%
8	TRMBTRIMBLE INC	281,862	$14.0M	1.75%
9	PXDEURPIONEER NAT RES CO	57,741	$13.0M	1.62%
10	VTIVANGUARD INDEX FDS	68,816	$13.0M	1.62%
11	BRK/BBERKSHIRE HATHAWAY INC DEL	41,169	$12.0M	1.50%
12	CATCATERPILLAR INC	51,799	$12.0M	1.50%	Put
13	HONHONEYWELL INTL INC	55,417	$11.0M	1.37%
14	MSFTMICROSOFT CORP	43,201	$10.0M	1.25%
15	BILSPDR SER TR	114,410	$10.0M	1.25%
16	PRFINVESCO EXCHANGE TRADED FD T	60,784	$9.0M	1.12%
17	VEUVANGUARD INTL EQUITY INDEX F	185,956	$9.0M	1.12%
18	HIGHARTFORD FINL SVCS GROUP INC	127,789	$9.0M	1.12%
19	NYMTEURNEW YORK MTG TR INC	3,545,030	$9.0M	1.12%
20	TSMTAIWAN SEMICONDUCTOR MFG LTD	113,362	$8.0M	1.00%
21	JNJJOHNSON & JOHNSON	39,923	$7.0M	0.87%
22	JPMJPMORGAN CHASE & CO	52,523	$7.0M	0.87%
23	GOOGALPHABET INC	92,779	$7.0M	0.87%	Call
24	CPKCHESAPEAKE UTILS CORP	62,151	$7.0M	0.87%
25	IWFISHARES TR	36,659	$7.0M	0.87%
26	IAU*ISHARES GOLD TR	183,493	$6.0M	0.75%
27	BNDVANGUARD BD INDEX FDS	95,148	$6.0M	0.75%
28	NJRNEW JERSEY RES CORP	106,888	$5.0M	0.62%
29	REEVEREST RE GROUP LTD	18,065	$5.0M	0.62%
30	VYMVANGUARD WHITEHALL FDS	49,540	$5.0M	0.62%
31	AMZNAMAZON COM INC	61,998	$5.0M	0.62%
32	WFCWELLS FARGO CO NEW	121,829	$5.0M	0.62%
33	RTXRAYTHEON TECHNOLOGIES CORP	46,005	$4.0M	0.50%
34	SHYISHARES TR	51,343	$4.0M	0.50%
35	IEFISHARES TR	46,837	$4.0M	0.50%
36	UNPUNION PAC CORP	20,212	$4.0M	0.50%
37	GOOGLALPHABET INC	46,965	$4.0M	0.50%
38	TRVCCITIGROUP INC	98,104	$4.0M	0.50%	Call
39	WTRGESSENTIAL UTILS INC	89,245	$4.0M	0.50%
40	MRKMERCK & CO INC	34,013	$3.0M	0.37%
41	IDNINTELLICHECK INC	1,507,519	$3.0M	0.37%
42	CWTCALIFORNIA WTR SVC GROUP	64,690	$3.0M	0.37%
43	SLRCSLR INVESTMENT CORP	216,285	$3.0M	0.37%
44	DISDISNEY WALT CO	41,340	$3.0M	0.37%
45	DHRDANAHER CORPORATION	12,443	$3.0M	0.37%
46	ILMNILLUMINA INC	16,811	$3.0M	0.37%
47	IWPISHARES TR	39,626	$3.0M	0.37%
48	SPGIS&P GLOBAL INC	11,870	$3.0M	0.37%
49	LHXL3HARRIS TECHNOLOGIES INC	17,464	$3.0M	0.37%
50	SGOVISHARES TR	30,490	$3.0M	0.37%
51	RSPINVESCO EXCHANGE TRADED FD T	23,607	$3.0M	0.37%
52	PGPROCTER AND GAMBLE CO	26,062	$3.0M	0.37%
53	TWITITAN INTL INC ILL	211,310	$3.0M	0.37%
54	FANGDIAMONDBACK ENERGY INC	24,726	$3.0M	0.37%
55	LDOSLEIDOS HOLDINGS INC	31,676	$3.0M	0.37%
56	RITMRITHM CAPITAL CORP	247,260	$2.0M	0.25%
57	ARANTERO RESOURCES CORP	81,940	$2.0M	0.25%
58	NEMNEWMONT CORP	47,291	$2.0M	0.25%
59	BKAGBNY MELLON ETF TRUST	55,609	$2.0M	0.25%
60	VMBSVANGUARD SCOTTSDALE FDS	63,040	$2.0M	0.25%
61	VOEVANGUARD INDEX FDS	15,934	$2.0M	0.25%
62	MCKMCKESSON CORP	6,217	$2.0M	0.25%
63	IAUISHARES TR	101,488	$2.0M	0.25%
64	RIVNRIVIAN AUTOMOTIVE INC	129,780	$2.0M	0.25%
65	IEIISHARES TR	22,086	$2.0M	0.25%
66	ORCLORACLE CORP	35,735	$2.0M	0.25%
67	HTOSJW GROUP	30,157	$2.0M	0.25%
68	HDHOME DEPOT INC	6,413	$2.0M	0.25%
69	IBDPISHARES TR	96,350	$2.0M	0.25%
70	MACMACERICH CO	263,430	$2.0M	0.25%
71	HXLHEXCEL CORP NEW	41,080	$2.0M	0.25%
72	ECLECOLAB INC	17,116	$2.0M	0.25%
73	DEODIAGEO PLC	14,058	$2.0M	0.25%
74	MFICMIDCAP FINANCIAL INVSTMNT CO	252,370	$2.0M	0.25%
75	ABBVABBVIE INC	14,346	$2.0M	0.25%
76	RCREADY CAPITAL CORP	268,880	$2.0M	0.25%
77	XOMEXXON MOBIL CORP	21,891	$2.0M	0.25%
78	QRVOQORVO INC	29,028	$2.0M	0.25%
79	—COLOMBIER ACQUISITION CORP	118,781	$1.0M	0.12%
80	PFEPFIZER INC	38,592	$1.0M	0.12%
81	QQLVINVESCO EXCH TRD SLF IDX FD	60,825	$1.0M	0.12%
82	METAMETA PLATFORMS INC	10,731	$1.0M	0.12%
83	BGSFBGSF INC	80,896	$1.0M	0.12%
84	ZIMZIM INTEGRATED SHIPPING SERV	80,345	$1.0M	0.12%
85	FBTFIRST TR EXCHANGE-TRADED FD	12,634	$1.0M	0.12%
86	ATVIEURACTIVISION BLIZZARD INC	15,157	$1.0M	0.12%
87	PVHPVH CORPORATION	19,248	$1.0M	0.12%
88	CVXCHEVRON CORP NEW	9,736	$1.0M	0.12%
89	PICKISHARES INC	47,861	$1.0M	0.12%
90	ALLYALLY FINL INC	62,121	$1.0M	0.12%
91	VIRTVIRTU FINL INC	84,345	$1.0M	0.12%	Call
92	IWRISHARES TR	15,912	$1.0M	0.12%
93	YORWYORK WTR CO	29,250	$1.0M	0.12%
94	NETCLOUDFLARE INC	23,620	$1.0M	0.12%
95	GQ9SPDR GOLD TR	10,916	$1.0M	0.12%	Call
96	ABTABBOTT LABS	16,807	$1.0M	0.12%
97	VOVANGUARD INDEX FDS	5,956	$1.0M	0.12%
98	SYYSYSCO CORP	15,765	$1.0M	0.12%
99	CRMSALESFORCE INC	12,690	$1.0M	0.12%
100	FNVFRANCO NEV CORP	11,076	$1.0M	0.12%

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