Clear Harbor Asset Management, LLC Q4 2021 Filing

Filed January 21, 2022

Portfolio Value

$921.6M

Holdings

403

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (403 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ROPROPER TECHNOLOGIES INC	222,703	$109.5M	11.89%
2	AAPLAPPLE INC	247,862	$44.0M	4.78%	Put
3	AWCAMERICAN WTR WKS CO INC NEW	187,434	$35.4M	3.84%
4	ENPHENPHASE ENERGY INC	178,959	$32.7M	3.55%
5	SPYSPDR S&P 500 ETF TR	63,195	$30.0M	3.26%
6	TRMBTRIMBLE INC	285,211	$24.9M	2.70%
7	TSMTAIWAN SEMICONDUCTOR MFG LTD	165,429	$19.9M	2.16%
8	PHPARKER-HANNIFIN CORP	60,611	$19.3M	2.09%
9	VTIVANGUARD INDEX FDS	69,030	$16.7M	1.81%
10	FLEXFLEX LTD	882,817	$16.2M	1.76%
11	MSFTMICROSOFT CORP	42,872	$14.4M	1.56%
12	GOOGALPHABET INC	4,748	$13.7M	1.49%	Put
13	BRK/BBERKSHIRE HATHAWAY INC DEL	42,466	$12.7M	1.38%
14	VEUVANGUARD INTL EQUITY INDEX F	193,710	$11.9M	1.29%
15	HONHONEYWELL INTL INC	56,634	$11.8M	1.28%
16	PXDEURPIONEER NAT RES CO	61,700	$11.2M	1.22%
17	IWFISHARES TR	33,690	$10.3M	1.12%
18	CATCATERPILLAR INC	49,563	$10.2M	1.11%
19	PRFINVESCO EXCHANGE TRADED FD T	58,864	$10.1M	1.10%
20	BNDVANGUARD BD INDEX FDS	112,760	$9.6M	1.04%
21	—LIQTECH INTL INC	1,569,501	$9.0M	0.97%
22	CPKCHESAPEAKE UTILS CORP	61,389	$9.0M	0.97%
23	HIGHARTFORD FINL SVCS GROUP INC	129,500	$8.9M	0.97%
24	JPMJPMORGAN CHASE & CO	47,825	$7.6M	0.82%
25	SPGIS&P GLOBAL INC	14,870	$7.0M	0.76%
26	QRVOQORVO INC	44,822	$7.0M	0.76%
27	GOOGLALPHABET INC	2,390	$6.9M	0.75%
28	JNJJOHNSON & JOHNSON	40,361	$6.9M	0.75%
29	IDNINTELLICHECK INC	1,480,469	$6.8M	0.74%
30	ILMNILLUMINA INC	16,076	$6.1M	0.66%
31	IAU*ISHARES GOLD TR	170,485	$5.9M	0.64%
32	TRVCCITIGROUP INC	96,446	$5.8M	0.63%	Call
33	MFICAPOLLO INVT CORP	440,755	$5.6M	0.61%
34	NYMTEURNEW YORK MTG TR INC	1,508,590	$5.6M	0.61%
35	UNPUNION PAC CORP	20,262	$5.1M	0.55%
36	REEVEREST RE GROUP LTD	18,625	$5.1M	0.55%	Call
37	VYMVANGUARD WHITEHALL FDS	45,015	$5.0M	0.55%
38	WFCWELLS FARGO CO NEW	103,368	$5.0M	0.54%
39	CWTCALIFORNIA WTR SVC GROUP	65,864	$4.7M	0.51%
40	WTRGESSENTIAL UTILS INC	86,896	$4.7M	0.51%
41	NJRNEW JERSEY RES CORP	106,678	$4.4M	0.48%
42	MEOHMETHANEX CORP	110,415	$4.4M	0.47%
43	PGPROCTER AND GAMBLE CO	25,658	$4.2M	0.46%
44	RTXRAYTHEON TECHNOLOGIES CORP	48,154	$4.1M	0.45%
45	ECLECOLAB INC	17,499	$4.1M	0.45%
46	MMM3M CO	22,624	$4.0M	0.44%
47	UNHUNITEDHEALTH GROUP INC	7,552	$3.8M	0.41%
48	LHXL3HARRIS TECHNOLOGIES INC	17,585	$3.8M	0.41%
49	DHRDANAHER CORPORATION	11,345	$3.7M	0.41%
50	BMYBRISTOL-MYERS SQUIBB CO	55,491	$3.5M	0.38%
51	DISDISNEY WALT CO	21,486	$3.3M	0.36%
52	0VVBVIACOMCBS INC	110,072	$3.3M	0.36%	Call
53	DEODIAGEO PLC	14,174	$3.1M	0.34%
54	VISNCOMMSCOPE HLDG CO INC	281,951	$3.1M	0.34%
55	FANGDIAMONDBACK ENERGY INC	28,010	$3.0M	0.33%
56	IEFISHARES TR	25,792	$3.0M	0.32%
57	LDOSLEIDOS HOLDINGS INC	32,676	$2.9M	0.32%
58	HDHOME DEPOT INC	6,625	$2.7M	0.30%
59	NETCLOUDFLARE INC	20,812	$2.7M	0.30%
60	ORCLORACLE CORP	31,355	$2.7M	0.30%
61	FDXFEDEX CORP	10,573	$2.7M	0.30%	Call
62	TWITITAN INTL INC ILL	247,900	$2.7M	0.29%
63	LOWLOWES COS INC	10,285	$2.7M	0.29%
64	LENLENNAR CORP	22,800	$2.6M	0.29%
65	AMZNAMAZON COM INC	792	$2.6M	0.29%
66	SLRCSLR INVESTMENT CORP	143,313	$2.6M	0.29%
67	MUMICRON TECHNOLOGY INC	28,201	$2.6M	0.29%
68	METAMETA PLATFORMS INC	7,749	$2.6M	0.28%
69	ARANTERO RESOURCES CORP	148,459	$2.6M	0.28%
70	MRKMERCK & CO INC	33,877	$2.6M	0.28%
71	BKNGBOOKING HOLDINGS INC	1,034	$2.5M	0.27%
72	QCOMQUALCOMM INC	13,547	$2.5M	0.27%
73	DISCKUSDDISCOVERY INC	107,990	$2.5M	0.27%
74	ABTABBOTT LABS	17,337	$2.4M	0.26%
75	BURBURFORD CAP LTD	223,445	$2.3M	0.25%
76	ALKALASKA AIR GROUP INC	44,615	$2.3M	0.25%	Call
77	CVXCHEVRON CORP NEW	19,594	$2.3M	0.25%
78	VODVODAFONE GROUP PLC NEW	152,631	$2.3M	0.25%
79	BBBYEURBED BATH & BEYOND INC	154,885	$2.3M	0.25%
80	VOEVANGUARD INDEX FDS	14,744	$2.2M	0.24%
81	PFEPFIZER INC	37,213	$2.2M	0.24%
82	CMCSACOMCAST CORP NEW	43,100	$2.2M	0.24%
83	HTOSJW GROUP	29,587	$2.2M	0.24%
84	FBTFIRST TR EXCHANGE-TRADED FD	13,347	$2.2M	0.23%
85	CGBDTCG BDC INC	156,305	$2.1M	0.23%
86	ABBVABBVIE INC	15,791	$2.1M	0.23%
87	CPRTCOPART INC	14,036	$2.1M	0.23%
88	DFSEURDISCOVER FINL SVCS	17,985	$2.1M	0.23%
89	IWPISHARES TR	17,742	$2.0M	0.22%
90	HXLHEXCEL CORP NEW	38,985	$2.0M	0.22%
91	LQDISHARES TR	15,173	$2.0M	0.22%
92	IEIISHARES TR	15,505	$2.0M	0.22%
93	CFCF INDS HLDGS INC	27,690	$2.0M	0.21%
94	STNGSCORPIO TANKERS INC	152,896	$2.0M	0.21%
95	PICKISHARES INC	45,790	$2.0M	0.21%
96	TOLTOLL BROTHERS INC	25,475	$1.8M	0.20%
97	IAUISHARES TR	71,393	$1.8M	0.19%
98	VOVANGUARD INDEX FDS	6,934	$1.8M	0.19%
99	XOMEXXON MOBIL CORP	27,859	$1.7M	0.18%
100	ADSKAUTODESK INC	6,015	$1.7M	0.18%

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