Clear Harbor Asset Management, LLC Q4 2020 Filing

Filed February 4, 2021

Portfolio Value

$696.3M

Holdings

304

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (304 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ROPROPER TECHNOLOGIES INC	234,744	$101.2M	14.53%
2	ENPHENPHASE ENERGY INC	205,004	$36.0M	5.17%
3	AAPLAPPLE INC	243,559	$32.3M	4.64%
4	AWCAMERICAN WTR WKS CO INC NEW	192,648	$29.6M	4.25%
5	TSMTAIWAN SEMICONDUCTOR MFG LTD	196,466	$21.4M	3.08%
6	TRMBTRIMBLE INC	294,143	$19.6M	2.82%
7	IDNINTELLICHECK INC	1,500,204	$17.1M	2.46%
8	PHPARKER-HANNIFIN CORP	59,936	$16.3M	2.34%
9	FLEXFLEX LTD	904,900	$16.3M	2.34%
10	HONHONEYWELL INTL INC	56,037	$11.9M	1.71%
11	BRK/BBERKSHIRE HATHAWAY INC DEL	44,596	$10.3M	1.49%
12	—LIQTECH INTL INC	1,227,822	$9.8M	1.41%
13	MSFTMICROSOFT CORP	43,633	$9.7M	1.39%
14	CATCATERPILLAR INC	50,200	$9.1M	1.31%
15	BNDVANGUARD BD INDEX FDS	103,073	$9.1M	1.31%
16	VTIVANGUARD INDEX FDS	42,757	$8.3M	1.20%
17	GOOGALPHABET INC	4,558	$8.0M	1.15%
18	PXDEURPIONEER NAT RES CO	67,929	$7.7M	1.11%
19	QRVOQORVO INC	46,234	$7.7M	1.10%
20	VEUVANGUARD INTL EQUITY INDEX F	122,776	$7.2M	1.03%
21	JNJJOHNSON & JOHNSON	42,894	$6.8M	0.97%
22	HIGHARTFORD FINL SVCS GROUP INC	141,196	$6.7M	0.97%	Call
23	CPKCHESAPEAKE UTILS CORP	61,185	$6.6M	0.95%
24	WFCWELLS FARGO CO NEW	210,467	$6.4M	0.91%
25	JPMJPMORGAN CHASE & CO	47,448	$6.0M	0.87%
26	IAUUSDISHARES GOLD TRUST	318,399	$5.8M	0.83%
27	SPGIS&P GLOBAL INC	16,527	$5.4M	0.78%
28	CFCF INDS HLDGS INC	124,260	$4.8M	0.69%
29	GOOGLALPHABET INC	2,484	$4.4M	0.63%
30	HDHOME DEPOT INC	15,749	$4.2M	0.60%
31	SPYSPDR S&P 500 ETF TR	11,172	$4.2M	0.60%
32	ILMNILLUMINA INC	10,967	$4.1M	0.58%
33	WTRGESSENTIAL UTILS INC	83,636	$4.0M	0.57%
34	UNPUNION PAC CORP	18,938	$3.9M	0.57%
35	CWTCALIFORNIA WTR SVC GROUP	72,496	$3.9M	0.56%
36	NJRNEW JERSEY RES CORP	109,534	$3.9M	0.56%
37	MFAUSDMFA FINL INC	987,900	$3.8M	0.55%
38	CHNGUSDCHANGE HEALTHCARE INC	202,100	$3.8M	0.54%
39	LHXL3HARRIS TECHNOLOGIES INC	19,737	$3.7M	0.54%
40	REEVEREST RE GROUP LTD	16,308	$3.6M	0.52%	Call
41	ECLECOLAB INC	16,401	$3.5M	0.51%
42	TAT&T INC	122,194	$3.5M	0.50%
43	PGPROCTER AND GAMBLE CO	25,240	$3.5M	0.50%
44	AMCXAMC NETWORKS INC	97,965	$3.5M	0.50%
45	NYMTEURNEW YORK MTG TR INC	925,500	$3.4M	0.49%
46	MRKMERCK & CO. INC	41,466	$3.4M	0.49%
47	RTXRAYTHEON TECHNOLOGIES CORP	47,158	$3.4M	0.48%
48	AJGGALLAGHER ARTHUR J & CO	26,126	$3.2M	0.46%
49	MUMICRON TECHNOLOGY INC	40,231	$3.0M	0.43%
50	SLRCSOLAR CAP LTD	156,282	$2.7M	0.39%
51	UNHUNITEDHEALTH GROUP INC	7,653	$2.7M	0.39%
52	AMZNAMAZON COM INC	806	$2.6M	0.38%
53	TRVCCITIGROUP INC	40,391	$2.5M	0.36%
54	QCOMQUALCOMM INC	14,641	$2.2M	0.32%
55	DHRDANAHER CORPORATION	9,999	$2.2M	0.32%
56	IEFISHARES TR	18,437	$2.2M	0.32%
57	DEODIAGEO PLC	13,325	$2.1M	0.30%
58	ARANTERO RESOURCES CORP	384,004	$2.1M	0.30%
59	BMYBRISTOL-MYERS SQUIBB CO	33,591	$2.1M	0.30%
60	DFSEURDISCOVER FINL SVCS	22,853	$2.1M	0.30%
61	CMCSACOMCAST CORP NEW	39,091	$2.0M	0.29%
62	BILSPDR SER TR	21,771	$2.0M	0.29%
63	KHCKRAFT HEINZ CO	56,342	$2.0M	0.28%
64	METAFACEBOOK INC	7,075	$1.9M	0.28%
65	ADSKAUTODESK INC	6,015	$1.8M	0.26%
66	FANGDIAMONDBACK ENERGY INC	36,682	$1.8M	0.25%
67	IEIISHARES TR	13,266	$1.8M	0.25%
68	FBTFIRST TR EXCHANGE-TRADED FD	10,438	$1.8M	0.25%
69	LOWLOWES COS INC	10,915	$1.8M	0.25%
70	AGOASSURED GUARANTY LTD	55,082	$1.7M	0.25%
71	RITMNEW RESIDENTIAL INVT CORP	172,981	$1.7M	0.25%
72	GRPNGROUPON INC	44,900	$1.7M	0.25%
73	CVXCHEVRON CORP NEW	20,089	$1.7M	0.24%
74	FDXFEDEX CORP	6,469	$1.7M	0.24%
75	ABTABBOTT LABS	15,336	$1.7M	0.24%
76	DISDISNEY WALT CO	9,117	$1.7M	0.24%
77	LQDISHARES TR	11,892	$1.6M	0.24%
78	ABBVABBVIE INC	15,253	$1.6M	0.23%
79	BKNGBOOKING HOLDINGS INC	725	$1.6M	0.23%
80	HXLHEXCEL CORP NEW	32,855	$1.6M	0.23%
81	FSC1EUROAKTREE SPECIALTY LENDING CO	272,655	$1.5M	0.22%
82	FISFIDELITY NATL INFORMATION SV	10,412	$1.5M	0.21%
83	PFEPFIZER INC	39,889	$1.5M	0.21%
84	AMGNAMGEN INC	6,380	$1.5M	0.21%
85	WRKUSDWESTROCK CO	33,596	$1.5M	0.21%
86	XOMEXXON MOBIL CORP	35,448	$1.5M	0.21%
87	IAUISHARES TR	57,075	$1.5M	0.21%
88	YORWYORK WTR CO	30,625	$1.4M	0.20%
89	—ISHARES TR	56,240	$1.4M	0.20%
90	WDCWESTERN DIGITAL CORP.	25,164	$1.4M	0.20%
91	TBHCKIRKLANDS INC	76,190	$1.4M	0.20%
92	BACBK OF AMERICA CORP	44,704	$1.4M	0.19%
93	GQ9SPDR GOLD TR	7,528	$1.3M	0.19%
94	WBAWALGREENS BOOTS ALLIANCE INC	32,971	$1.3M	0.19%
95	VMBSVANGUARD SCOTTSDALE FDS	24,250	$1.3M	0.19%
96	CRMSALESFORCE COM INC	5,893	$1.3M	0.19%
97	NETCLOUDFLARE INC	16,922	$1.3M	0.18%
98	CPRTCOPART INC	10,018	$1.3M	0.18%
99	CICIGNA CORP NEW	5,773	$1.2M	0.17%
100	LDOSLEIDOS HOLDINGS INC	11,173	$1.2M	0.17%

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