Clear Harbor Asset Management, LLC Q4 2016 Filing

Filed January 20, 2017

Portfolio Value

$474.8M

Holdings

248

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (248 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ROPROPER TECHNOLOGIES INC	288,962	$52.9M	11.14%
2	FLEXFLEX LTD	1,127,105	$16.2M	3.41%
3	AWCAMERICAN WTR WKS CO INC NEW	212,642	$15.4M	3.24%
4	AAPLAPPLE INC	131,707	$14.8M	3.12%	Call
5	PXDEURPIONEER NAT RES CO	74,038	$13.3M	2.81%
6	GMGENERAL MTRS CO	313,005	$10.9M	2.30%
7	TRMBTRIMBLE INC	350,307	$10.6M	2.22%
8	AXSAXIS CAPITAL HOLDINGS LTD	159,498	$10.4M	2.19%
9	SPYSPDR S&P 500 ETF TR	54,685	$10.0M	2.11%	Put
10	TSMTAIWAN SEMICONDUCTOR MFG LTD	316,068	$9.1M	1.91%
11	PHPARKER HANNIFIN CORP	62,551	$8.8M	1.84%
12	HIGHARTFORD FINL SVCS GROUP INC	175,590	$8.4M	1.76%
13	—CUI GLOBAL INC	1,150,492	$8.0M	1.68%
14	—ENERGEN CORP	124,256	$7.2M	1.51%
15	BRK/BBERKSHIRE HATHAWAY INC DEL	42,441	$6.9M	1.46%
16	HONHONEYWELL INTL INC	57,244	$6.6M	1.40%
17	JCIJOHNSON CTLS INTL PLC	152,475	$6.3M	1.32%
18	QRVOQORVO INC	118,050	$6.2M	1.31%
19	—CRESTWOOD EQUITY PARTNERS LP	235,501	$6.0M	1.27%
20	—CONNECTICUT WTR SVC INC	104,680	$5.8M	1.23%
21	CLBCORE LABORATORIES N V	48,341	$5.8M	1.22%
22	MIC2EURMACQUARIE INFRASTRUCTURE COR	68,522	$5.6M	1.18%
23	STNGSCORPIO TANKERS INC	1,230,885	$5.6M	1.17%
24	—NORTHWEST NAT GAS CO	90,793	$5.4M	1.14%
25	XOMEXXON MOBIL CORP	60,000	$5.4M	1.14%
26	CPKCHESAPEAKE UTILS CORP	79,865	$5.3M	1.13%
27	JNJJOHNSON & JOHNSON	46,120	$5.3M	1.12%
28	—GRAMERCY PPTY TR	577,536	$5.3M	1.12%
29	SLRCSOLAR CAP LTD	253,340	$5.3M	1.11%
30	NJRNEW JERSEY RES	135,029	$4.8M	1.01%
31	JPMJPMORGAN CHASE & CO	52,277	$4.5M	0.95%
32	SJIEURSOUTH JERSEY INDS INC	120,455	$4.1M	0.85%
33	TWOTWO HBRS INVT CORP	461,576	$4.0M	0.85%
34	—ALLERGAN PLC	17,458	$3.7M	0.77%
35	EQTEQT CORP	55,646	$3.6M	0.77%
36	—CBS CORP NEW	72,101	$3.6M	0.77%	Call
37	WDCWESTERN DIGITAL CORP	46,900	$3.2M	0.67%
38	MTDRMATADOR RES CO	122,426	$3.2M	0.66%
39	TOLTOLL BROTHERS INC	101,670	$3.2M	0.66%
40	GOOGALPHABET INC	3,994	$3.1M	0.65%
41	CATCATERPILLAR INC DEL	32,863	$3.0M	0.64%
42	CWTCALIFORNIA WTR SVC GROUP	86,922	$2.9M	0.62%
43	BACVERIZON COMMUNICATIONS INC	53,890	$2.9M	0.61%
44	TNADIREXION SHS ETF TR	28,400	$2.9M	0.61%
45	TGENTECOGEN INC NEW	659,913	$2.8M	0.58%
46	PNCPNC FINL SVCS GROUP INC	23,330	$2.7M	0.57%
47	AJGGALLAGHER ARTHUR J & CO	50,024	$2.6M	0.55%
48	HRSEURHARRIS CORP DEL	25,107	$2.6M	0.54%
49	ACREARES COML REAL ESTATE CORP	180,757	$2.5M	0.52%
50	MRKMERCK & CO INC	40,052	$2.4M	0.50%
51	WRKUSDWESTROCK CO	46,132	$2.3M	0.49%
52	GOOGLALPHABET INC	2,883	$2.3M	0.48%
53	DXJWISDOMTREE TR	45,302	$2.2M	0.47%
54	QEPQEP RES INC	119,590	$2.2M	0.46%
55	VISNCOMMSCOPE HLDG CO INC	55,723	$2.1M	0.44%
56	—SOLAR SR CAP LTD	126,116	$2.1M	0.44%
57	HEDJWISDOMTREE TR	35,983	$2.1M	0.43%
58	CELGCELGENE CORP	17,703	$2.0M	0.43%
59	BNDVANGUARD BD INDEX FD INC	24,895	$2.0M	0.42%
60	IAUUSDISHARES GOLD TRUST	181,153	$2.0M	0.42%
61	GEGENERAL ELECTRIC CO	62,906	$2.0M	0.42%
62	WBAWALGREENS BOOTS ALLIANCE INC	23,725	$2.0M	0.41%
63	MSFTMICROSOFT CORP	31,435	$2.0M	0.41%
64	TWITITAN INTL INC ILL	172,005	$1.9M	0.41%
65	HXLHEXCEL CORP NEW	34,435	$1.8M	0.37%
66	CHMICHERRY HILL MTG INVT CORP	96,591	$1.8M	0.37%
67	IDNINTELLICHECK MOBILISA INC	621,712	$1.7M	0.36%
68	UNPUNION PAC CORP	15,625	$1.6M	0.34%
69	GTGOODYEAR TIRE & RUBR CO	51,920	$1.6M	0.34%
70	GILDGILEAD SCIENCES INC	22,362	$1.6M	0.34%
71	AMCXAMC NETWORKS INC	29,775	$1.6M	0.33%
72	ECLECOLAB INC	12,274	$1.4M	0.30%
73	PFEPFIZER INC	43,314	$1.4M	0.30%
74	—WEST CORP	56,734	$1.4M	0.30%
75	CAGCONAGRA BRANDS INC	35,292	$1.4M	0.29%
76	SJMSMUCKER J M CO	10,768	$1.4M	0.29%
77	—LIQTECH INTL INC	2,130,026	$1.4M	0.29%
78	—SYNERGY PHARMACEUTICALS DEL	222,760	$1.4M	0.29%
79	YORWYORK WTR CO	33,475	$1.3M	0.27%
80	CVXCHEVRON CORP NEW	10,699	$1.3M	0.27%
81	—AETNA INC NEW	9,695	$1.2M	0.25%
82	EDCONSOLIDATED EDISON INC	15,692	$1.2M	0.24%
83	PGPROCTER AND GAMBLE CO	13,530	$1.1M	0.24%
84	VCRVANGUARD WORLD FDS	8,385	$1.1M	0.23%
85	—ENTERCOM COMMUNICATIONS CORP	68,039	$1.0M	0.22%
86	VMBSVANGUARD SCOTTSDALE FDS	19,635	$1.0M	0.22%
87	VFCV F CORP	19,166	$1.0M	0.22%
88	ANAUTONATION INC	32,775	$1.0M	0.21%	Call
89	LOWLOWES COS INC	13,685	$973K	0.20%
90	AMGNAMGEN INC	6,285	$919K	0.19%
91	—DIREXION SHS ETF TR	45,559	$904K	0.19%
92	—EXPRESS SCRIPTS HLDG CO	13,027	$896K	0.19%
93	LQDISHARES TR	7,383	$865K	0.18%
94	HCAHCA HOLDINGS INC	11,325	$838K	0.18%
95	IEFISHARES TR	7,929	$831K	0.18%
96	MPCMARATHON PETE CORP	15,816	$796K	0.17%
97	TWXCHFTIME WARNER INC	8,222	$794K	0.17%
98	—AQUA AMERICA INC	26,118	$785K	0.17%
99	VEUVANGUARD INTL EQUITY INDEX F	17,125	$757K	0.16%
100	TLTISHARES TR	6,105	$727K	0.15%

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