Clear Harbor Asset Management, LLC Q3 2023 Filing

Filed October 26, 2023

Portfolio Value

$965.4M

Holdings

330

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (330 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ROPROPER TECHNOLOGIES INC	226,972	$109.0M	11.29%
2	AAPLAPPLE INC	353,212	$60.0M	6.22%	Put
3	SPYSPDR S&P 500 ETF TR	70,133	$29.0M	3.00%	Put
4	AWCAMERICAN WTR WKS CO INC NEW	217,099	$26.0M	2.69%
5	FLEXFLEX LTD	898,188	$24.0M	2.49%
6	PHPARKER-HANNIFIN CORP	60,566	$23.0M	2.38%
7	MSFTMICROSOFT CORP	69,065	$21.0M	2.18%
8	ENPHENPHASE ENERGY INC	175,047	$21.0M	2.18%
9	BRK/BBERKSHIRE HATHAWAY INC DEL	57,588	$20.0M	2.07%
10	GOOGALPHABET INC	140,465	$18.0M	1.86%
11	JPMJPMORGAN CHASE & CO	121,454	$17.0M	1.76%
12	VTIVANGUARD INDEX FDS	80,296	$17.0M	1.76%
13	TRMBTRIMBLE INC	277,835	$14.0M	1.45%
14	CATCATERPILLAR INC	50,350	$13.0M	1.35%
15	GOOGLALPHABET INC	104,524	$13.0M	1.35%
16	DHRDANAHER CORPORATION	53,914	$13.0M	1.35%
17	PXDEURPIONEER NAT RES CO	55,602	$12.0M	1.24%
18	AMZNAMAZON COM INC	84,741	$10.0M	1.04%
19	HONHONEYWELL INTL INC	56,249	$10.0M	1.04%
20	VEUVANGUARD INTL EQUITY INDEX F	203,896	$10.0M	1.04%
21	JNJJOHNSON & JOHNSON	63,062	$9.0M	0.93%
22	IWFISHARES TR	38,105	$9.0M	0.93%	Put
23	PRFINVESCO EXCHANGE TRADED FD T	299,241	$9.0M	0.93%
24	HIGHARTFORD FINL SVCS GROUP INC	119,167	$8.0M	0.83%
25	MAMASTERCARD INCORPORATED	19,794	$7.0M	0.73%
26	EEMISHARES TR	186,139	$7.0M	0.73%
27	CMECME GROUP INC	35,181	$7.0M	0.73%
28	IAU*ISHARES GOLD TR	194,065	$6.0M	0.62%
29	IBDPISHARES TR	251,915	$6.0M	0.62%
30	CPRTCOPART INC	156,569	$6.0M	0.62%
31	CPKCHESAPEAKE UTILS CORP	61,399	$6.0M	0.62%
32	REEVEREST GROUP LTD	17,620	$6.0M	0.62%	Call
33	CNMCORE & MAIN INC	229,908	$6.0M	0.62%
34	PGPROCTER AND GAMBLE CO	36,262	$5.0M	0.52%
35	WSTWEST PHARMACEUTICAL SVSC INC	14,129	$5.0M	0.52%
36	VVISA INC	25,965	$5.0M	0.52%
37	HDHOME DEPOT INC	19,262	$5.0M	0.52%
38	ABBVABBVIE INC	34,060	$5.0M	0.52%
39	DOVDOVER CORP	35,931	$5.0M	0.52%
40	BXBLACKSTONE INC	42,005	$4.0M	0.41%
41	UNHUNITEDHEALTH GROUP INC	8,611	$4.0M	0.41%
42	AMEAMETEK INC	28,205	$4.0M	0.41%
43	NVDANVIDIA CORPORATION	9,919	$4.0M	0.41%
44	ADAMNEW YORK MTG TR INC	520,775	$4.0M	0.41%
45	MRKMERCK & CO INC	44,733	$4.0M	0.41%
46	ABTABBOTT LABS	42,795	$4.0M	0.41%
47	ECLECOLAB INC	28,364	$4.0M	0.41%
48	ZTSZOETIS INC	26,129	$4.0M	0.41%
49	SPGIS&P GLOBAL INC	12,776	$4.0M	0.41%
50	VYMVANGUARD WHITEHALL FDS	47,967	$4.0M	0.41%
51	TSMTAIWAN SEMICONDUCTOR MFG LTD	46,943	$4.0M	0.41%
52	UNPUNION PAC CORP	24,390	$4.0M	0.41%
53	NJRNEW JERSEY RES CORP	107,033	$4.0M	0.41%
54	RTXRTX CORPORATION	68,485	$4.0M	0.41%
55	HXLHEXCEL CORP NEW	53,677	$3.0M	0.31%
56	LDOSLEIDOS HOLDINGS INC	41,166	$3.0M	0.31%
57	FANGDIAMONDBACK ENERGY INC	22,421	$3.0M	0.31%
58	HEIHEICO CORP NEW	22,229	$3.0M	0.31%
59	IWPISHARES TR	41,587	$3.0M	0.31%
60	IDXXIDEXX LABS INC	8,173	$3.0M	0.31%
61	ORCLORACLE CORP	29,992	$3.0M	0.31%
62	TYLTYLER TECHNOLOGIES INC	9,167	$3.0M	0.31%
63	AMTAMERICAN TOWER CORP NEW	20,703	$3.0M	0.31%
64	MCKMCKESSON CORP	7,112	$3.0M	0.31%
65	IDNINTELLICHECK INC	1,501,169	$3.0M	0.31%
66	TRVCCITIGROUP INC	78,853	$3.0M	0.31%
67	CFCF INDS HLDGS INC	37,945	$3.0M	0.31%
68	RCREADY CAPITAL CORP	319,865	$3.0M	0.31%
69	DEODIAGEO PLC	14,305	$2.0M	0.21%
70	WFCWELLS FARGO CO NEW	52,268	$2.0M	0.21%
71	AXSAXIS CAP HLDGS LTD	39,622	$2.0M	0.21%
72	ILMNILLUMINA INC	17,042	$2.0M	0.21%
73	XOMEXXON MOBIL CORP	24,997	$2.0M	0.21%
74	CWTCALIFORNIA WTR SVC GROUP	62,101	$2.0M	0.21%
75	INTUINTUIT	4,824	$2.0M	0.21%
76	TDYTELEDYNE TECHNOLOGIES INC	6,240	$2.0M	0.21%
77	DVNDEVON ENERGY CORP NEW	41,940	$2.0M	0.21%
78	CVXCHEVRON CORP NEW	17,303	$2.0M	0.21%
79	METAMETA PLATFORMS INC	7,878	$2.0M	0.21%
80	PAYCPAYCOM SOFTWARE INC	9,649	$2.0M	0.21%
81	CDNSCADENCE DESIGN SYSTEM INC	9,689	$2.0M	0.21%
82	TWTRADEWEB MKTS INC	32,748	$2.0M	0.21%
83	LENLENNAR CORP	18,109	$2.0M	0.21%
84	AMATAPPLIED MATLS INC	14,926	$2.0M	0.21%
85	LHXL3HARRIS TECHNOLOGIES INC	16,875	$2.0M	0.21%
86	BBJPJ P MORGAN EXCHANGE TRADED F	45,904	$2.0M	0.21%
87	WTRGESSENTIAL UTILS INC	83,726	$2.0M	0.21%
88	TWITITAN INTL INC ILL	184,700	$2.0M	0.21%
89	AMGNAMGEN INC	9,752	$2.0M	0.21%
90	VOEVANGUARD INDEX FDS	18,329	$2.0M	0.21%
91	QRVOQORVO INC	28,250	$2.0M	0.21%
92	BMYBRISTOL-MYERS SQUIBB CO	22,941	$1.0M	0.10%	Call
93	QCOMQUALCOMM INC	12,016	$1.0M	0.10%
94	PVHPVH CORPORATION	18,758	$1.0M	0.10%
95	LOWLOWES COS INC	7,785	$1.0M	0.10%
96	FBTFIRST TR EXCHANGE-TRADED FD	11,311	$1.0M	0.10%
97	COSTCOSTCO WHSL CORP NEW	2,665	$1.0M	0.10%
98	DFSEURDISCOVER FINL SVCS	11,720	$1.0M	0.10%
99	SPLVINVESCO EXCH TRADED FD TR II	21,682	$1.0M	0.10%
100	SYKSTRYKER CORPORATION	3,901	$1.0M	0.10%

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