Clear Harbor Asset Management, LLC Q3 2019 Filing

Filed October 31, 2019

Portfolio Value

$512.2M

Holdings

258

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (258 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	FSICUSDFS KKR CAPITAL CORP	48,147	$281K	0.05%
202	TRVTRAVELERS COMPANIES INC	1,857	$276K	0.05%
203	FITBFIFTH THIRD BANCORP	10,062	$275K	0.05%
204	XFLTXAI OCTAGON FLOATNG RATE ALT	30,720	$275K	0.05%
205	CHMICHERRY HILL MTG INVT CORP	20,817	$273K	0.05%
206	TSLATESLA INC	1,120	$270K	0.05%
207	MCDMCDONALDS CORP	1,250	$268K	0.05%
208	HSYHERSHEY CO	1,712	$265K	0.05%
209	ABGAMERISOURCEBERGEN CORP	3,144	$259K	0.05%
210	—STEMLINE THERAPEUTICS INC	24,625	$256K	0.05%
211	REZIRESIDEO TECHNOLOGIES INC	17,843	$256K	0.05%
212	DBDEUTSCHE BANK AG	33,225	$249K	0.05%
213	—BG STAFFING INC	13,014	$249K	0.05%
214	QEPQEP RES INC	67,095	$248K	0.05%
215	NVDANVIDIA CORP	1,427	$248K	0.05%
216	—MARLIN BUSINESS SVCS CORP	9,672	$244K	0.05%
217	VETVERMILION ENERGY INC	14,581	$243K	0.05%
218	B7SBROOKDALE SR LIVING INC	31,132	$236K	0.05%
219	NEENEXTERA ENERGY INC	1,000	$233K	0.05%
220	DWDMORGAN STANLEY	5,435	$232K	0.05%
221	EDDMORGAN STANLEY EM MKTS DM DE	35,263	$232K	0.05%
222	AGGISHARES TR	2,034	$230K	0.04%
223	OXYOCCIDENTAL PETE CORP	5,040	$224K	0.04%
224	MPCMARATHON PETE CORP	3,679	$223K	0.04%
225	—HILL INTERNATIONAL INC	71,575	$214K	0.04%
226	4I1PHILIP MORRIS INTL INC	2,806	$213K	0.04%
227	ICFIICF INTL INC	2,500	$211K	0.04%
228	NOCNORTHROP GRUMMAN CORP	557	$209K	0.04%
229	NEMNEWMONT GOLDCORP CORPORATION	5,448	$207K	0.04%
230	ETRAE TRADE FINANCIAL CORP	4,737	$207K	0.04%
231	MHLAMAIDEN HOLDINGS LTD	275,219	$206K	0.04%
232	CMCSACOMCAST CORP NEW	4,578	$206K	0.04%
233	EEMISHARES TR	5,000	$204K	0.04%
234	AMCAMC ENTMT HLDGS INC	18,485	$198K	0.04%
235	—NUVEEN EMERGING MKTS DEBT 20	22,473	$196K	0.04%
236	—HERTZ GLOBAL HLDGS INC	11,500	$159K	0.03%
237	VLTINVESCO HIGH INCOME TR II	10,510	$151K	0.03%
238	BKTBLACKROCK INCOME TR INC	23,675	$144K	0.03%
239	—CUI GLOBAL INC	164,035	$139K	0.03%
240	GEGENERAL ELECTRIC CO	13,751	$123K	0.02%
241	BBBYEURBED BATH & BEYOND INC	11,323	$120K	0.02%
242	—MDC PARTNERS INC	38,352	$108K	0.02%
243	PRVBUSDPROVENTION BIO INC	15,500	$106K	0.02%
244	HIMXHIMAX TECHNOLOGIES INC	46,450	$105K	0.02%
245	PESIPERMA-FIX ENVIRONMENTAL SVCS	22,550	$102K	0.02%
246	LSAKNET 1 UEPS TECHNOLOGIES INC	23,500	$84K	0.02%
247	—CHIASMA INC	16,745	$83K	0.02%
248	—NAVIOS MARITIME CONTAINERS L	40,000	$80K	0.02%
249	—CAPSTEAD MTG CORP	10,000	$74K	0.01%
250	PPTPUTNAM PREMIER INCOME TR	12,325	$65K	0.01%
251	IWMISHARES TR	11,528	$55K	0.01%	Put
252	—ASHFORD HOSPITALITY TR INC	15,500	$51K	0.01%
253	—PURE ACQUISITION CORP	46,000	$48K	0.01%
254	OCULOCULAR THERAPEUTIX INC	12,500	$38K	0.01%
255	INFIQINFINITY PHARMACEUTICALS INC	35,120	$36K	0.01%
256	THTARGET HOSPITALITY CORP	25,000	$22K	0.00%
257	—WIDEPOINT CORP	50,000	$16K	0.00%
258	SNYSANOFI	15,635	$9K	0.00%

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