Clear Harbor Asset Management, LLC Q3 2017 Filing

Filed October 25, 2017

Portfolio Value

$504.2B

Holdings

244

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (244 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ROPROPER TECHNOLOGIES INC	278,997	$67.9B	13.47%
2	FLEXFLEX LTD	1,096,474	$18.2B	3.60%
3	AWCAMERICAN WTR WKS CO INC NEW	213,059	$17.2B	3.42%
4	AAPLAPPLE INC	96,001	$14.8B	2.93%	Call
5	TRMBTRIMBLE INC	337,152	$13.2B	2.62%
6	PHPARKER HANNIFIN CORP	62,396	$10.9B	2.17%
7	PXDEURPIONEER NAT RES CO	72,130	$10.6B	2.11%
8	WDCWESTERN DIGITAL CORP	120,636	$10.4B	2.07%
9	HIGHARTFORD FINL SVCS GROUP INC	180,268	$10.0B	1.98%
10	TSMTAIWAN SEMICONDUCTOR MFG LTD	254,926	$9.6B	1.90%
11	BRK/BBERKSHIRE HATHAWAY INC DEL	43,851	$8.0B	1.59%
12	—HI-CRUSH PARTNERS LP	796,137	$7.6B	1.50%
13	HONHONEYWELL INTL INC	53,239	$7.5B	1.50%
14	—ENERGEN CORP	122,836	$6.7B	1.33%
15	AXSAXIS CAPITAL HOLDINGS LTD	115,585	$6.6B	1.31%
16	DFSEURDISCOVER FINL SVCS	102,425	$6.6B	1.31%
17	CPKCHESAPEAKE UTILS CORP	78,890	$6.2B	1.22%
18	—CONNECTICUT WTR SVC INC	101,724	$6.0B	1.20%
19	JCIJOHNSON CTLS INTL PLC	148,498	$6.0B	1.19%
20	NJRNEW JERSEY RES	141,137	$5.9B	1.18%
21	MIC2EURMACQUARIE INFRASTRUCTURE COR	81,488	$5.9B	1.17%
22	JNJJOHNSON & JOHNSON	44,479	$5.8B	1.15%
23	—NORTHWEST NAT GAS CO	89,143	$5.7B	1.14%
24	VOYAVOYA FINL INC	129,267	$5.2B	1.02%
25	SLRCSOLAR CAP LTD	232,778	$5.0B	1.00%
26	JPMJPMORGAN CHASE & CO	52,292	$5.0B	0.99%
27	XOMEXXON MOBIL CORP	56,199	$4.6B	0.91%
28	CLBCORE LABORATORIES N V	46,129	$4.6B	0.90%
29	—CUI GLOBAL INC	1,181,692	$4.4B	0.86%
30	CATCATERPILLAR INC DEL	34,337	$4.3B	0.85%
31	QRVOQORVO INC	60,216	$4.3B	0.84%
32	SJIEURSOUTH JERSEY INDS INC	122,544	$4.2B	0.84%
33	GTGOODYEAR TIRE & RUBR CO	126,923	$4.2B	0.84%
34	GOOGALPHABET INC	4,398	$4.2B	0.84%
35	—CBS CORP NEW	67,520	$3.9B	0.77%	Call
36	WBAWALGREENS BOOTS ALLIANCE INC	49,945	$3.9B	0.77%
37	GMGENERAL MTRS CO	92,774	$3.7B	0.74%
38	TWOTWO HBRS INVT CORP	368,645	$3.7B	0.74%
39	EQTEQT CORP	55,379	$3.6B	0.72%
40	AMCXAMC NETWORKS INC	60,345	$3.5B	0.70%
41	CWTCALIFORNIA WTR SVC GROUP	87,222	$3.3B	0.66%
42	IDNINTELLICHECK INC	1,141,162	$3.3B	0.65%
43	MTDRMATADOR RES CO	119,476	$3.2B	0.64%
44	HRSEURHARRIS CORP DEL	23,788	$3.1B	0.62%
45	PNCPNC FINL SVCS GROUP INC	22,639	$3.1B	0.61%
46	AJGGALLAGHER ARTHUR J & CO	48,006	$3.0B	0.59%
47	WRKUSDWESTROCK CO	51,960	$2.9B	0.58%
48	GOOGLALPHABET INC	2,901	$2.8B	0.56%
49	NXSTNEXSTAR MEDIA GROUP INC	44,555	$2.8B	0.55%
50	IAUUSDISHARES GOLD TRUST	222,283	$2.7B	0.54%
51	VISNCOMMSCOPE HLDG CO INC	82,351	$2.7B	0.54%
52	MRKMERCK & CO INC	40,464	$2.6B	0.51%
53	MSFTMICROSOFT CORP	33,132	$2.5B	0.49%
54	SPYSPDR S&P 500 ETF TR	39,712	$2.4B	0.49%	Put
55	BNDVANGUARD BD INDEX FD INC	29,802	$2.4B	0.48%
56	ACREARES COML REAL ESTATE CORP	177,662	$2.4B	0.47%
57	DYHTARGET CORP	40,000	$2.4B	0.47%
58	—EXPRESS SCRIPTS HLDG CO	36,762	$2.3B	0.46%
59	WFCWELLS FARGO CO NEW	40,538	$2.2B	0.44%
60	—SOLAR SR CAP LTD	128,368	$2.2B	0.44%
61	TGENTECOGEN INC NEW	671,407	$2.1B	0.42%
62	HEDJWISDOMTREE TR	32,086	$2.1B	0.41%
63	DXJWISDOMTREE TR	36,040	$2.0B	0.39%
64	TWITITAN INTL INC ILL	185,475	$1.9B	0.37%
65	HXLHEXCEL CORP NEW	32,635	$1.9B	0.37%
66	—CRESTWOOD EQUITY PARTNERS LP	76,762	$1.9B	0.37%
67	CELGCELGENE CORP	12,381	$1.8B	0.36%
68	STNGSCORPIO TANKERS INC	523,045	$1.8B	0.36%
69	UNPUNION PAC CORP	14,925	$1.7B	0.34%
70	TRVCCITIGROUP INC	22,057	$1.6B	0.32%
71	—ASHFORD HOSPITALITY TR INC	233,663	$1.6B	0.31%
72	ECLECOLAB INC	12,113	$1.6B	0.31%
73	PFEPFIZER INC	41,851	$1.5B	0.30%
74	—AETNA INC NEW	9,376	$1.5B	0.30%
75	VFCV F CORP	23,330	$1.5B	0.29%
76	—FIFTH STREET FINANCE CORP	256,150	$1.4B	0.28%
77	VEUVANGUARD INTL EQUITY INDEX F	26,175	$1.4B	0.27%
78	IEFISHARES TR	12,795	$1.4B	0.27%
79	VCRVANGUARD WORLD FDS	9,475	$1.4B	0.27%
80	EDCONSOLIDATED EDISON INC	15,970	$1.3B	0.26%
81	LOWLOWES COS INC	15,685	$1.3B	0.25%
82	CVXCHEVRON CORP NEW	10,662	$1.3B	0.25%
83	GEGENERAL ELECTRIC CO	50,696	$1.2B	0.24%
84	PGPROCTER AND GAMBLE CO	13,343	$1.2B	0.24%
85	VMBSVANGUARD SCOTTSDALE FDS	22,340	$1.2B	0.23%
86	—ISHARES TR	46,920	$1.2B	0.23%
87	AMGNAMGEN INC	6,113	$1.1B	0.23%
88	CUCAAVIS BUDGET GROUP	29,895	$1.1B	0.23%
89	YORWYORK WTR CO	33,275	$1.1B	0.22%
90	CHMICHERRY HILL MTG INVT CORP	61,974	$1.1B	0.22%
91	LQDISHARES TR	9,112	$1.1B	0.22%
92	—ALLERGAN PLC	5,039	$1.0B	0.20%
93	MPCMARATHON PETE CORP	18,239	$1.0B	0.20%
94	SJMSMUCKER J M CO	9,492	$996.0M	0.20%
95	ORCLORACLE CORP	19,705	$953.0M	0.19%
96	GILDGILEAD SCIENCES INC	11,702	$948.0M	0.19%
97	—AQUA AMERICA INC	27,768	$922.0M	0.18%
98	VTIVANGUARD INDEX FDS	7,014	$908.0M	0.18%
99	QEPQEP RES INC	103,645	$888.0M	0.18%
100	—PANDORA MEDIA INC	115,000	$886.0M	0.18%

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