Clear Harbor Asset Management, LLC Q1 2018 Filing

Filed May 1, 2018

Portfolio Value

$511.8M

Holdings

233

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (233 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	CDNACAREDX INC	28,800	$230K	0.04%
202	PBYIPUMA BIOTECHNOLOGY INC	3,360	$229K	0.04%
203	MCDMCDONALDS CORP	1,462	$229K	0.04%
204	GDOWESTERN ASSET GLOBAL CP DEFI	13,020	$218K	0.04%
205	HSYHERSHEY CO	2,122	$210K	0.04%
206	FDO.FMACYS INC	7,030	$209K	0.04%
207	BKTBLACKROCK INCOME TR INC	35,615	$209K	0.04%
208	EDDMORGAN STANLEY EM MKTS DM DE	26,293	$206K	0.04%
209	XFLTXAI OCTAGON FLOATNG RATE ALT	21,845	$206K	0.04%
210	—DIREXION SHS ETF TR	17,361	$206K	0.04%
211	BAXBAXTER INTL INC	3,151	$205K	0.04%
212	—NUVEEN CONNECTICUT QLTY MUN	17,569	$202K	0.04%
213	—ACHAOGEN INC	14,710	$190K	0.04%
214	—OBSIDIAN ENERGY LTD	186,590	$187K	0.04%
215	GEGENERAL ELECTRIC CO	13,454	$181K	0.04%
216	—ENTERCOM COMMUNICATIONS CORP	18,404	$178K	0.03%
217	INFIQINFINITY PHARMACEUTICALS INC	84,630	$178K	0.03%
218	—CLAYMORE EXCHANGE TRD FD TR	15,783	$166K	0.03%
219	SPPIUSDSPECTRUM PHARMACEUTICALS INC	10,042	$162K	0.03%
220	—GRAN TIERRA ENERGY INC	56,275	$157K	0.03%
221	NNYNUVEEN NY MUN VALUE FD	14,350	$132K	0.03%
222	PPTPUTNAM PREMIER INCOME TR	23,490	$123K	0.02%
223	PESIPERMA-FIX ENVIRONMENTAL SVCS	24,400	$101K	0.02%
224	MBIMBIA INC	10,000	$93K	0.02%
225	—AVEO PHARMACEUTICALS INC	28,000	$81K	0.02%
226	—RITE AID CORP	45,000	$76K	0.01%
227	—NABRIVA THERAPEUTICS PLC	11,875	$60K	0.01%
228	NVAXNOVAVAX INC	19,500	$41K	0.01%
229	RRCRANGE RES CORP	10,000	$32K	0.01%	Call
230	—WIDEPOINT CORP	50,000	$29K	0.01%
231	CPRXCATALYST PHARMACEUTICALS INC	11,300	$27K	0.01%
232	SNYSANOFI	33,635	$14K	0.00%
233	—MATLIN & PARTNERS ACQUISITIO	25,000	$13K	0.00%

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