CITADEL ADVISORS LLC Q4 2016 Filing

Filed February 10, 2017

Portfolio Value

$99.0M

Holdings

3,915

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (3,915 positions)

#	Stock	Shares	Value	% Portfolio	Type
3501	ZEUSOLYMPIC STEEL INC	8,288	$201K	0.20%
3502	WABCWESTAMERICA BANCORPORATION	3,200	$201K	0.20%	Call
3503	—CREDIT SUISSE NASSAU BRH	66,356	$201K	0.20%
3504	LBAIUSDLAKELAND BANCORP INC	10,282	$200K	0.20%
3505	BPFHBOSTON PRIVATE FINL HLDGS IN	12,040	$199K	0.20%
3506	LTM1GBPLATAM AIRLS GROUP S A	24,176	$198K	0.20%
3507	BCXBLACKROCK RES & COMM STRAT T	23,648	$196K	0.20%
3508	—POWERSHARES ETF TRUST	15,174	$194K	0.20%
3509	MERCMERCER INTL INC	18,100	$193K	0.19%	Put
3510	MFINMEDALLION FINL CORP	63,300	$192K	0.19%	Put
3511	SGRYSURGERY PARTNERS INC	12,029	$191K	0.19%
3512	TKCTURKCELL ILETISIM HIZMETLERI	27,660	$190K	0.19%	Put
3513	OROARROW INVTS TR	18,371	$189K	0.19%
3514	LPLLG DISPLAY CO LTD	14,600	$188K	0.19%	Call
3515	NRKNUVEEN NEW YORK AMT QLT MUNI	14,676	$188K	0.19%
3516	—SEADRILL PARTNERS LLC	44,443	$187K	0.19%	Call
3517	—FOAMIX PHARMACEUTICALS LTD	16,861	$187K	0.19%
3518	—FST TR NEW OPPORT MLP & ENE	14,561	$187K	0.19%
3519	—BIODELIVERY SCIENCES INTL IN	106,285	$186K	0.19%	Put
3520	—USCF ETF TR	10,876	$186K	0.19%
3521	—NAVIOS MARITIME HOLDINGS INC	131,220	$185K	0.19%	Put
3522	I9DNARBUTUS BIOPHARMA CORP	75,648	$185K	0.19%	Put
3523	ABRARBOR RLTY TR INC	24,769	$185K	0.19%
3524	GPRCHFGREAT PANTHER SILVER LTD	111,284	$185K	0.19%	Call
3525	CDR1USDCEDAR REALTY TRUST INC	28,076	$183K	0.18%
3526	—ANTHERA PHARMACEUTICALS INC	280,789	$182K	0.18%	Put
3527	—TEEKAY OFFSHORE PARTNERS L P	35,764	$181K	0.18%	Put
3528	—VALHI INC NEW	52,102	$181K	0.18%
3529	—LEGACY RESVS LP	84,528	$180K	0.18%	Put
3530	—PROSHARES TR	13,715	$180K	0.18%
3531	QIWQIWI PLC	14,000	$179K	0.18%	Call
3532	QUREUNIQURE NV	31,984	$179K	0.18%
3533	CSANCOSAN LTD	23,539	$177K	0.18%	Call
3534	EMKREUREMCORE CORP	20,246	$176K	0.18%
3535	—GOLDMAN SACHS MLP ENERGY REN	24,354	$175K	0.18%
3536	—POWERSHARES ETF TRUST	12,154	$175K	0.18%
3537	WPRTWESTPORT FUEL SYSTEMS INC	155,630	$175K	0.18%	Put
3538	—ZYNERBA PHARMACEUTICALS INC	11,200	$175K	0.18%	Call
3539	SAJACOMPANHIA DE SANEAMENTO BASI	20,006	$174K	0.18%
3540	—AU OPTRONICS CORP	48,737	$173K	0.17%
3541	HDSNHUDSON TECHNOLOGIES INC	21,565	$173K	0.17%
3542	OREUROSISKO GOLD ROYALTIES LTD	17,772	$173K	0.17%
3543	—PARATEK PHARMACEUTICALS INC	11,240	$173K	0.17%
3544	IVCUSDINVACARE CORP	13,199	$172K	0.17%
3545	—VEDANTA LTD	13,802	$171K	0.17%
3546	PARRPAR PACIFIC HOLDINGS INC	11,740	$171K	0.17%
3547	ISRGINTUITIVE SURGICAL INC	268,810	$170K	0.17%	Put
3548	EOSEATON VANCE ENH EQTY INC FD	13,243	$170K	0.17%
3549	—CLAYMORE EXCHANGE TRD FD TR	10,200	$169K	0.17%	Call
3550	OCULOCULAR THERAPEUTIX INC	20,200	$169K	0.17%	Call
3551	—ZIX CORP	34,159	$168K	0.17%
3552	MANUMANCHESTER UTD PLC NEW	11,691	$167K	0.17%
3553	—ON DECK CAP INC	36,210	$167K	0.17%
3554	—NEWSTAR FINANCIAL INC	18,038	$167K	0.17%
3555	—ZOGENIX INC	13,700	$166K	0.17%	Call
3556	—ARCHROCK PARTNERS L P	10,338	$166K	0.17%
3557	—INVENTURE FOODS INC	16,848	$166K	0.17%
3558	RDIREADING INTERNATIONAL INC	10,000	$166K	0.17%	Put
3559	AXIACENTRAIS ELETRICAS BRASILEIR	23,768	$165K	0.17%
3560	—PREFERRED APT CMNTYS INC	11,054	$165K	0.17%
3561	—MOMENTA PHARMACEUTICALS INC	10,900	$164K	0.17%	Call
3562	—PZENA INVESTMENT MGMT INC	14,658	$163K	0.16%
3563	—EARTHLINK HLDGS CORP	28,743	$162K	0.16%
3564	—USA TECHNOLOGIES INC	37,552	$162K	0.16%
3565	—AUTOBYTEL INC	12,055	$162K	0.16%
3566	—SYNERGY RES CORP	18,151	$162K	0.16%
3567	XPROFRANKS INTL N V	13,059	$161K	0.16%
3568	WSRWHITESTONE REIT	11,100	$160K	0.16%	Call
3569	MYEMYERS INDS INC	11,145	$159K	0.16%
3570	—UNITED CMNTY FINL CORP OHIO	17,788	$159K	0.16%
3571	HDGEGBPADVISORSHARES TR	17,088	$158K	0.16%
3572	GSTEURGASTAR EXPL INC NEW	101,709	$158K	0.16%	Put
3573	CIOCITY OFFICE REIT INC	11,954	$157K	0.16%
3574	—INVUITY INC	27,267	$157K	0.16%
3575	—FORM HLDGS CORP	73,685	$157K	0.16%	Put
3576	MHIPIONEER MUN HIGH INCOME TR	13,242	$157K	0.16%
3577	—CVR PARTNERS LP	25,789	$155K	0.16%
3578	—VIVUS INC	134,400	$155K	0.16%	Put
3579	—ROCKET FUEL INC	89,794	$154K	0.16%	Put
3580	—STEIN MART INC	27,878	$153K	0.15%
3581	TOURTUNIU CORP	17,500	$153K	0.15%	Call
3582	SSI3EURSTAGE STORES INC	35,074	$153K	0.15%
3583	—SUTHERLAND ASSET MGMT CORP M	11,381	$153K	0.15%
3584	—EXCO RESOURCES INC	173,300	$151K	0.15%	Put
3585	EIMEATON VANCE MUN BD FD	12,161	$151K	0.15%
3586	AUDCAUDIOCODES LTD	23,800	$151K	0.15%
3587	—EV ENERGY PARTNERS LP	72,057	$151K	0.15%	Put
3588	FTRIFIRST TR EXCHANGE TRADED FD	12,978	$150K	0.15%
3589	—ARENA PHARMACEUTICALS INC	105,200	$149K	0.15%	Put
3590	—DEUTSCHE MUN INCOME	11,279	$148K	0.15%
3591	—LADENBURG THALMAN FIN SVCS I	60,520	$148K	0.15%
3592	—GLOBAL X FDS	12,273	$146K	0.15%
3593	RUNSUNRUN INC	27,551	$146K	0.15%	Call
3594	EBR-BCENTRAIS ELETRICAS BRASILEIR	18,386	$145K	0.15%
3595	—PHARMATHENE INC	44,300	$144K	0.15%	Call
3596	SIDCOMPANHIA SIDERURGICA NACION	44,320	$143K	0.14%	Call
3597	—FLAMEL TECHNOLOGIES SA	13,643	$142K	0.14%
3598	CLIRCLEARSIGN COMBUSTION CORP	41,732	$142K	0.14%	Put
3599	FFFUTUREFUEL CORPORATION	10,033	$139K	0.14%
3600	AFBALLIANCEBERNSTEIN NATL MUNI	10,415	$138K	0.14%

PreviousPage 36 of 40Next