CITADEL ADVISORS LLC Q3 2016 Filing

Filed November 10, 2016

Portfolio Value

$99.5M

Holdings

3,959

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (3,959 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	CMPCOMPASS INT'L INC COMMON STOCK	190,029	$14.0M	14.07%	Put
902	—CABELA'S INC COMMON STOCK	254,877	$14.0M	14.07%	Put
903	—IAO KUN GROUP HOLDING CO LTD	46,520	$14.0M	14.07%
904	—ENTREE GOLD INC COMMON STOCK	52,070	$14.0M	14.07%
905	XYZSQUARE INC - A	1,199,895	$14.0M	14.06%	Put
906	AYIACUITY BRANDS INC CMN STOCK	52,863	$14.0M	14.05%	Put
907	—IONIS PHARMACEUTICALS 2.75% CB 10/01/2019-REGISTER	6,246,000	$14.0M	14.05%
908	KEXKIRBY CORPORATION COMMON STOCK KEX	224,506	$14.0M	14.02%	Put
909	POT1EURPOTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK	852,455	$13.9M	13.98%	Put
910	BIDSOTHEBY'S -CL A CMN STK	365,527	$13.9M	13.96%	Put
911	DREUSDDUKE REALTY CORP CMN STK	507,576	$13.9M	13.94%
912	—SPIRIT REALTY CAPITAL 2.875% CB 05/15/2019-REGISTE	12,500,000	$13.9M	13.92%
913	—WEST CORP	626,971	$13.8M	13.91%
914	TECHBIO-TECHNE CORP	126,093	$13.8M	13.87%
915	CPACOPA HOLDINGS SA CMN STK - CL A	156,826	$13.8M	13.85%	Put
916	COLMCOLUMBIA SPORTSWEAR CO CMN STOCK	242,753	$13.8M	13.84%	Put
917	—CHEMICAL FINANCIAL CORP CMN STK	309,418	$13.7M	13.72%	Call
918	VGKVANGUARD FTSE EUROPE ETF	280,055	$13.6M	13.71%	Put
919	CA8ACACI INTL INC -CL A CMN STK	135,155	$13.6M	13.70%	Put
920	—AVEXIS INC	329,179	$13.6M	13.63%
921	RRYDER SYS INC	205,661	$13.6M	13.63%	Put
922	IEFISHARES 7-10 YEAR TREASURY BON	121,098	$13.5M	13.61%	Put
923	—SPECTRUM PHARMACEUTICALS 2.75% CB 12/15/2018-REGIS	15,000,000	$13.5M	13.60%
924	HELEHELEN OF TROY CORP CMN STOCK	156,122	$13.5M	13.52%	Put
925	XHBSPDR S&P HOMBUILDERS ETF	395,217	$13.4M	13.48%	Put
926	EPIWISDOMTREE INDIA EARNINGS	619,299	$13.4M	13.45%	Call
927	PNRPENTAIR PLC	207,945	$13.4M	13.42%	Put
928	RSRELIANCE STL & ALUM CO CMN STOCK	184,966	$13.3M	13.39%	Put
929	MCOMOODY'S CORP	122,399	$13.3M	13.31%	Put
930	ESSESSEX PPTY TR CMN STOCK	59,492	$13.2M	13.31%	Put
931	EEFTEURONET WORLDWIDE INC CMN STOCK	161,681	$13.2M	13.29%	Call
932	—BLACKSTONE MORTGAGE TRUST 5.25% CB 12/01/2018-REGI	11,995,000	$13.2M	13.28%
933	INTUINTUIT INC	119,034	$13.1M	13.16%	Put
934	RIGLUSDRIGEL PHARMACEUTICALS INC	3,563,359	$13.1M	13.14%	Put
935	—IONIS PHARMACEUTICALS 1% CB 11/15/2021-REGISTERED	14,000,000	$13.1M	13.14%
936	—COSI INC COMMON STOCK	178,172	$13.0M	13.06%
937	TGBTASEKO MINES LTD CMN STOCK	26,200	$13.0M	13.06%	Call
938	—TIMMINS GOLD CORP	26,973	$13.0M	13.06%
939	—TRANSGENOMIC INC	44,814	$13.0M	13.06%
940	—VIPSHOP HOLDINGS 1.5% CB 03/15/2019-REGISTERED	12,000,000	$13.0M	13.01%
941	—DCT INDUSTRIAL TRUST INC	266,686	$12.9M	13.01%
942	RDNRADIAN GROUP INC CMN STK	953,176	$12.9M	12.98%	Put
943	—ULTRASHORT S&P500 PROSHARES ETF	785,400	$12.9M	12.93%	Put
944	—TESLA MOTORS 1.25% CB 03/01/2021-REGISTERED	15,000,000	$12.9M	12.93%
945	GMS1EURGMS INC	578,830	$12.9M	12.93%
946	—BOTTOMLINE TECHNOLOGIES 1.5% CB 12/01/2017-REGISTE	12,500,000	$12.8M	12.85%
947	ASHRDEUTSCHE X-TRACKERS HARVEST CS	519,326	$12.8M	12.82%	Put
948	—NIMBLE STORAGE INC	1,442,822	$12.7M	12.80%	Call
949	MCXMCCORMICK & CO. COMMON STOCK	127,257	$12.7M	12.78%	Put
950	—ACORDA THERAPEUTICS ORD	608,105	$12.7M	12.76%	Put
951	LKQ1LKQ CORP CMN STOCK	357,142	$12.7M	12.72%	Call
952	—BROADSOFT INC 1.5% CB 07/01/2018-REGISTERED	10,253,000	$12.7M	12.72%
953	MTHMERITAGE HOMES CORPORATION CMN STK	363,343	$12.6M	12.67%	Put
954	MRSHMARSH & MCLENNAN COS INC	187,266	$12.6M	12.65%	Put
955	—IMMUNOMEDICS INC 4.75% CB 02/15/2020-REGISTERED	13,990,000	$12.6M	12.63%
956	—HORIZON PHARMA PLC	691,566	$12.5M	12.60%	Put
957	PHMPULTE GROUP INC	624,786	$12.5M	12.58%	Put
958	CUCAAVIS BUDGET GROUP INC COMMON STOCK	365,948	$12.5M	12.58%	Put
959	—CLUBCORP HOLDINGS INC	860,661	$12.5M	12.51%	Put
960	VEEVVEEVA SYSTEMS INC-CLASS A	300,430	$12.4M	12.46%	Put
961	—STILLWATER MINING CO. COMMON STOCK	928,208	$12.4M	12.46%	Put
962	DHSWISDOMTREE HIGH DIVIDEND FUND	185,644	$12.3M	12.40%
963	FNFFNF GROUP	334,031	$12.3M	12.39%	Put
964	—LEUCADIA NATIONAL COMMON STOCK	647,511	$12.3M	12.39%	Put
965	LLOEWS CORP. COMMON STOCK LTR	299,459	$12.3M	12.38%	Call
966	UBNTEURUBIQUITI NETWORKS INC	230,318	$12.3M	12.38%	Put
967	—ARRAY BIOPHARMA 3% CB 06/01/2020-REGISTERED	10,306,000	$12.3M	12.35%
968	—CARRIAGE SERVICES 2.75% CB 03/15/2021-REGISTERED	10,403,000	$12.2M	12.29%
969	—HCP INC COMMON STOCK	322,058	$12.2M	12.28%	Put
970	PRKSSEAWORLD ENTERTAINMENT INC	904,309	$12.2M	12.25%	Put
971	BMOBANK OF MONTREAL CMN STOCK	185,767	$12.2M	12.23%
972	STAYUSDEXTENDED STAY AMERICA INC	856,003	$12.2M	12.21%
973	HASHASBRO 94 CMN STOCK	152,447	$12.1M	12.15%	Put
974	—MEDICINES CO 1.375% CB 06/01/2017-REGISTERED	8,345,000	$12.1M	12.14%
975	—ATHENAHEALTH INC	95,783	$12.1M	12.14%	Put
976	HHC*HOWARD HUGHES CORP/THE	105,385	$12.1M	12.12%	Put
977	—MTGE INVESTMENT CROP	701,440	$12.1M	12.11%
978	—CYS INVESTMENTS INC	1,381,231	$12.0M	12.10%	Put
979	CYHCOMMUNITY HEALTH SYSTEMS	1,043,538	$12.0M	12.10%	Put
980	PBIPITNEY BOWES INC	661,372	$12.0M	12.07%	Put
981	—MAST THERAPEUTICS INC	109,300	$12.0M	12.06%	Call
982	—DUPONT FABROS TECHNOLOGY	289,780	$12.0M	12.01%	Call
983	—WEBMD HEALTH A ORDINARY	239,964	$11.9M	11.98%	Put
984	NAVNAVISTAR INTERNATIONAL CORP COMMON STOCK	521,018	$11.9M	11.98%	Put
985	GKOSGLAUKOS CORP	314,492	$11.9M	11.92%
986	MANHMANHATTAN ASSOCIATES INC CMN STOCK	205,982	$11.9M	11.92%	Put
987	—POLYONE CORP	349,889	$11.8M	11.89%
988	DBEFDEUTSCHE X-TRACKERS MSCI EAFE	448,351	$11.8M	11.88%
989	ROSTROSS STORES INC CMN STK	182,868	$11.8M	11.81%	Put
990	LBRDKLIBERTY BROADBAND C	164,428	$11.8M	11.81%
991	KBHKB HOME COM SHS	728,896	$11.8M	11.81%	Put
992	XLRNACCELERON PHARMA INC	324,273	$11.7M	11.79%	Put
993	—ELLIE MAE INC	111,144	$11.7M	11.76%	Put
994	—SHUTTERFLY INC	262,106	$11.7M	11.75%	Put
995	EWYISHARES MSCI SOUTH KOREA CAPPE	200,400	$11.6M	11.70%	Put
996	—NATIONAL INSTRS CORP CMN STOCK	409,849	$11.6M	11.69%
997	VCVISTEON CORP	162,309	$11.6M	11.69%
998	—TIM PARTICIPACOES SA-ADR	946,636	$11.6M	11.64%
999	CUBECUBESMART	424,848	$11.6M	11.63%
1000	NTBBANK OF NT BUTTERFIELD & SON	467,545	$11.6M	11.63%

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