CHARLES SCHWAB INVESTMENT MANAGEMENT INC Q3 2019 Filing

Filed November 8, 2019

Portfolio Value

$169.4M

Holdings

3,177

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (3,177 positions)

#	Stock	Shares	Value	% Portfolio
1	LFVNLIFEVANTAGE CORP	72,757	$997K	0.59%
2	REVEURREVLON INC	42,344	$995K	0.59%
3	UNHUNITEDHEALTH GROUP INC	4,559,578	$991K	0.58%
4	—PZENA INVESTMENT MGMT INC	110,627	$987K	0.58%
5	CUTREURCUTERA INC	33,756	$987K	0.58%
6	HCKTHACKETT GROUP INC	59,791	$985K	0.58%
7	SBTEURSTERLING BANCORP INC	100,248	$979K	0.58%
8	2XYSCIPLAY CORP	91,173	$976K	0.58%
9	HRTGHERITAGE INS HLDGS INC	65,155	$975K	0.58%
10	GSATUSDGLOBALSTAR INC	2,354,705	$975K	0.58%
11	CMCSACOMCAST CORP NEW	21,623,455	$975K	0.58%
12	CSCOCISCO SYS INC	19,673,310	$972K	0.57%
13	SLDBSOLID BIOSCIENCES INC	93,731	$970K	0.57%
14	—MESA AIR GROUP INC	142,165	$959K	0.57%
15	—ATLANTIC CAP BANCSHARES INC	54,957	$953K	0.56%
16	XXYCROSS CTRY HEALTHCARE INC	92,428	$953K	0.56%
17	NODKNI HLDGS INC	55,571	$953K	0.56%
18	TMDXTRANSMEDICS GROUP INC	39,890	$948K	0.56%
19	BFCBANK FIRST CORPORATION	14,289	$946K	0.56%
20	LELANDS END INC NEW	83,206	$944K	0.56%
21	SGRYSURGERY PARTNERS INC	127,720	$944K	0.56%
22	WOWWIDEOPENWEST INC	153,164	$944K	0.56%
23	—ORCHID IS CAP INC	164,083	$944K	0.56%
24	TXNTEXAS INSTRS INC	7,301,463	$944K	0.56%
25	AMNBUSDAMERICAN NATL BANKSHARES INC	26,557	$942K	0.56%
26	—PROSIGHT GLOBAL INC	48,602	$941K	0.56%
27	—FRANKLIN FINL NETWORK INC	31,081	$939K	0.55%
28	GBLIGLOBAL INDTY LTD CAYMAN	37,545	$938K	0.55%
29	URGNUROGEN PHARMA LTD	39,185	$934K	0.55%
30	—ZIX CORP	128,256	$929K	0.55%
31	BHBBAR HBR BANKSHARES	37,200	$928K	0.55%
32	NGSNATURAL GAS SERVICES GROUP	72,296	$927K	0.55%
33	—OPTINOSE INC	132,167	$926K	0.55%
34	—UNITY BIOTECHNOLOGY INC	150,502	$919K	0.54%
35	DGIIDIGI INTL INC	67,365	$918K	0.54%
36	—CASI PHARMACEUTICALS INC	273,569	$914K	0.54%
37	CCBGCAPITAL CITY BK GROUP INC	33,140	$910K	0.54%
38	BABOEING CO	2,389,014	$909K	0.54%
39	—TRIBUNE PUBG CO NEW	105,581	$906K	0.53%
40	—AFFIMED N V	306,343	$901K	0.53%
41	KIDSORTHOPEDIATRICS CORP	25,533	$901K	0.53%
42	J2AWILLDAN GROUP INC	25,642	$900K	0.53%
43	—ROSETTA STONE INC	51,415	$895K	0.53%
44	FMNBFARMERS NATL BANC CORP	60,541	$877K	0.52%
45	MLRMILLER INDS INC TENN	26,270	$875K	0.52%
46	OSBCOLD SECOND BANCORP INC ILL	71,349	$872K	0.51%
47	ENZBENZO BIOCHEM INC	241,924	$871K	0.51%
48	—ALTUS MIDSTREAM CO	306,566	$868K	0.51%
49	NXTCNEXTCURE INC	27,835	$859K	0.51%
50	WEYSWEYCO GROUP INC	37,900	$857K	0.51%
51	LXFRLUXFER HOLDINGS PLC	54,741	$853K	0.50%
52	MOFGMIDWESTONE FINL GROUP INC NE	27,919	$853K	0.50%
53	—RESTORBIO INC	96,220	$851K	0.50%
54	WMTWALMART INC	7,130,809	$846K	0.50%
55	—FIVE PRIME THERAPEUTICS INC	217,846	$845K	0.50%
56	—SYNTHORX INC	51,770	$843K	0.50%
57	—ASSERTIO THERAPEUTICS INC	657,325	$842K	0.50%
58	MITKMITEK SYS INC	86,911	$839K	0.50%
59	UTMUTAH MED PRODS INC	8,712	$835K	0.49%
60	—PARATEK PHARMACEUTICALS INC	192,883	$834K	0.49%
61	TBHCKIRKLANDS INC	537,358	$828K	0.49%
62	NOVAQSUNNOVA ENERGY INTL INC	76,735	$825K	0.49%
63	—LIMELIGHT NETWORKS INC	271,757	$824K	0.49%
64	WTBAWEST BANCORPORATION INC	37,816	$823K	0.49%
65	STRLSTERLING CONSTRUCTION CO INC	61,546	$810K	0.48%
66	EGANEGAIN CORP	100,509	$805K	0.48%
67	CTOUSDCONSOLIDATED TOMOKA LD CO	12,258	$805K	0.48%
68	PCSBUSDPCSB FINL CORP	39,908	$798K	0.47%
69	—KADMON HLDGS INC	314,862	$794K	0.47%
70	35OBSCULPTOR CAP MGMT	40,658	$793K	0.47%
71	LMTLOCKHEED MARTIN CORP	2,019,572	$788K	0.46%
72	CRAICRA INTL INC	18,746	$787K	0.46%
73	—FORTERRA INC	108,518	$785K	0.46%
74	TRVCCITIGROUP INC	11,353,962	$784K	0.46%
75	CZNCCITIZENS & NORTHN CORP	29,606	$779K	0.46%
76	CIVBCIVISTA BANCSHARES INC	35,690	$776K	0.46%
77	ALCOALICO INC	22,807	$776K	0.46%
78	FLBFLUIDIGM CORP DEL	166,743	$773K	0.46%
79	NVECNVE CORP	11,589	$769K	0.45%
80	SENS1GBPSENSEONICS HLDGS INC	777,409	$769K	0.45%
81	CRNXCRINETICS PHARMACEUTICALS IN	51,003	$768K	0.45%
82	SPOTSPOTIFY TECHNOLOGY S A	6,719	$766K	0.45%
83	LOOPLOOP INDS INC	59,726	$766K	0.45%
84	MNOVMEDICINOVA INC	96,107	$765K	0.45%
85	QCOMQUALCOMM INC	9,996,024	$762K	0.45%
86	—CAMBRIDGE BANCORP	10,150	$762K	0.45%
87	FETUSDFORUM ENERGY TECHNOLOGIES IN	489,444	$759K	0.45%
88	ARTNAARTESIAN RESOURCES CORP	20,461	$758K	0.45%
89	RIGLUSDRIGEL PHARMACEUTICALS INC	403,243	$755K	0.45%
90	ACTGACACIA RESH CORP	280,548	$752K	0.44%
91	—CENTURY BANCORP INC MASS	8,558	$750K	0.44%
92	MMM3M CO	4,556,972	$749K	0.44%
93	PPHMEURAVID BIOSERVICES INC	140,734	$746K	0.44%
94	BFSTBUSINESS FIRST BANCSHARES IN	30,487	$744K	0.44%
95	RBBRBB BANCORP	37,723	$743K	0.44%
96	—ACORDA THERAPEUTICS INC	256,705	$737K	0.43%
97	—SOUTHERN NATL BANCORP OF VA	47,869	$737K	0.43%
98	—TRANSLATE BIO INC	74,330	$737K	0.43%
99	CVSCVS HEALTH CORP	11,676,605	$736K	0.43%
100	IPI1EURINTREPID POTASH INC	224,569	$735K	0.43%

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