Cetera Investment Advisers Q4 2019 Filing

Filed February 10, 2020

Portfolio Value

$995.5M

Holdings

582

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (582 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	PFFISHARES TR	70,780	$2.7M	0.27%
102	FXHFIRST TR EXCHANGE TRADED FD	31,477	$2.7M	0.27%
103	INTCINTEL CORP	44,213	$2.7M	0.27%
104	SRLNSSGA ACTIVE ETF TR	54,253	$2.5M	0.25%
105	XLVSELECT SECTOR SPDR TR	24,696	$2.5M	0.25%
106	XLUSELECT SECTOR SPDR TR	38,835	$2.5M	0.25%
107	UNPUNION PACIFIC CORP	13,828	$2.5M	0.25%
108	MDYSPDR S&P MIDCAP 400 ETF TR	6,633	$2.5M	0.25%
109	VOEVANGUARD INDEX FDS	20,850	$2.5M	0.25%
110	KOCOCA COLA CO	43,288	$2.4M	0.24%
111	SPLVINVESCO EXCHNG TRADED FD TR	40,557	$2.4M	0.24%
112	PTLCPACER FDS TR	70,580	$2.4M	0.24%
113	VEAVANGUARD TAX MANAGED INTL FD	53,467	$2.4M	0.24%
114	BACBANK AMER CORP	64,838	$2.3M	0.23%
115	CSCOCISCO SYS INC	47,005	$2.3M	0.23%
116	EFAVISHARES TR	30,209	$2.2M	0.23%
117	PLDPROLOGIS INC	25,199	$2.2M	0.23%
118	HYDVANECK VECTORS ETF TR	34,460	$2.2M	0.22%
119	ABBVABBVIE INC	24,211	$2.2M	0.22%
120	ITOTISHARES TR	29,544	$2.1M	0.22%
121	FAIFIRST TR EXCHANGE TRADED FD	67,304	$2.1M	0.21%
122	HDVISHARES TR	21,101	$2.1M	0.21%
123	MDTMEDTRONIC PLC	18,171	$2.1M	0.21%
124	CVSCVS HEALTH CORP	27,836	$2.1M	0.21%
125	DDDUPONT DE NEMOURS INC	31,843	$2.0M	0.20%
126	SYSBISHARES TR	19,905	$2.0M	0.20%
127	SLYVSPDR SERIES TRUST	30,746	$2.0M	0.20%
128	MRKMERCK & CO INC	21,976	$2.0M	0.20%
129	HYGISHARES TR	22,531	$2.0M	0.20%
130	XLYSELECT SECTOR SPDR TR	15,633	$2.0M	0.20%
131	SOXXISHARES TR	7,736	$2.0M	0.20%
132	NEENEXTERA ENERGY INC	8,011	$1.9M	0.19%
133	XLFSELECT SECTOR SPDR TR	61,436	$1.9M	0.19%
134	BRK/BBERKSHIRE HATHAWAY INC DEL	8,081	$1.8M	0.18%
135	AVGOBROADCOM INC	5,769	$1.8M	0.18%
136	METMETLIFE INC	35,713	$1.8M	0.18%
137	VYMVANGUARD WHITEHALL FDS INC	19,349	$1.8M	0.18%
138	REGLPROSHARES TR	29,983	$1.8M	0.18%
139	LRCXEURLAM RESEARCH CORP	6,029	$1.8M	0.18%
140	ABTABBOTT LABS	20,124	$1.7M	0.18%
141	RIGSALPS ETF TR	70,136	$1.7M	0.18%
142	BONDPIMCO ETF TR	16,178	$1.7M	0.18%
143	CATCATERPILLAR INC DEL	11,755	$1.7M	0.17%
144	FTSMFIRST TR EXCHANGE TRADED FD	28,502	$1.7M	0.17%
145	LMBSFIRST TR EXCHANGE TRADED FD	32,448	$1.7M	0.17%
146	IWPISHARES TR	10,812	$1.7M	0.17%
147	UTXZUNITED TECHNOLOGIES CORP	10,964	$1.6M	0.16%
148	ADIANALOG DEVICES INC	13,752	$1.6M	0.16%
149	UPSUNITED PARCEL SERVICE INC	13,575	$1.6M	0.16%
150	CMCSACOMCAST CORP NEW	35,504	$1.6M	0.16%
151	LQDISHARES TR	12,419	$1.6M	0.16%
152	PEPPEPSICO INC	11,564	$1.6M	0.16%
153	IUSVISHARES TR	24,429	$1.5M	0.15%
154	SYKSTRYKER CORP	7,164	$1.5M	0.15%
155	STZCONSTELLATION BRANDS INC	7,837	$1.5M	0.15%
156	SLVISHARES SILVER TRUST	87,604	$1.5M	0.15%
157	DUKDUKE ENERGY CORP NEW	16,046	$1.5M	0.15%
158	ACNACCENTURE PLC IRELAND	6,910	$1.5M	0.15%
159	FEFIRSTENERGY CORP	29,691	$1.4M	0.14%
160	SOSOUTHERN CO	22,506	$1.4M	0.14%
161	PDIPIMCO DYNAMIC INCOME FD	44,210	$1.4M	0.14%
162	BABAALIBABA GROUP HLDG LTD	6,750	$1.4M	0.14%
163	FNXFIRST TR MID CAP CORE ALPHAD	19,649	$1.4M	0.14%
164	DBEFDBX ETF TR	41,559	$1.4M	0.14%
165	BPBP PLC	36,866	$1.4M	0.14%
166	VCITVANGUARD SCOTTSDALE FDS	15,291	$1.4M	0.14%
167	HEDJWISDOMTREE TR	19,719	$1.4M	0.14%
168	SBUXSTARBUCKS CORP	15,282	$1.3M	0.14%
169	IVWISHARES TR	6,826	$1.3M	0.13%
170	AEPAMERICAN ELEC PWR CO INC	13,876	$1.3M	0.13%
171	SMDVPROSHARES TR	21,102	$1.3M	0.13%
172	4I1PHILIP MORRIS INTL INC	15,210	$1.3M	0.13%
173	AMATAPPLIED MATLS INC	21,285	$1.3M	0.13%
174	IGIBISHARES TR	22,213	$1.3M	0.13%
175	BXBLACKSTONE GROUP INC	22,557	$1.3M	0.13%
176	VLOVALERO ENERGY CORP NEW	13,536	$1.3M	0.13%
177	OEFISHARES TR	8,725	$1.3M	0.13%
178	MMM3M CO	7,401	$1.3M	0.13%	Put
179	EEMISHARES TR	28,074	$1.2M	0.12%	Put
180	SCHWTHE CHARLES SCHWAB CORPORATI	25,910	$1.2M	0.12%
181	AQLTISHARES TR	47,281	$1.2M	0.12%
182	FYXFIRST TR SML CP CORE ALPHA F	18,662	$1.2M	0.12%
183	HONHONEYWELL INTL INC	6,782	$1.2M	0.12%
184	BMYBRISTOL MYERS SQUIBB CO	18,648	$1.2M	0.12%
185	PPAINVESCO EXCHANGE TRADED FD T	17,432	$1.2M	0.12%
186	VPUVANGUARD WORLD FDS	8,288	$1.2M	0.12%
187	DYHTARGET CORP	8,957	$1.2M	0.12%
188	XLFISELECT SECTOR SPDR TR	18,098	$1.1M	0.11%
189	TMOTHERMO FISHER SCIENTIFIC INC	3,523	$1.1M	0.11%
190	DEODIAGEO P L C	6,591	$1.1M	0.11%
191	FFORD MTR CO DEL	117,440	$1.1M	0.11%
192	ROPROPER TECHNOLOGIES INC	3,066	$1.1M	0.11%
193	CZAINVESCO EXCHANGE TRADED FD T	14,006	$1.1M	0.11%
194	FTAFIRST TR LRG CP VL ALPHADEX	18,919	$1.1M	0.11%
195	JCIJOHNSON CTLS INTL PLC	26,288	$1.1M	0.11%
196	GEGENERAL ELECTRIC CO	95,182	$1.1M	0.11%
197	AWCAMERICAN WTR WKS CO INC NEW	8,675	$1.1M	0.11%
198	QTECFIRST TR NASDAQ100 TECH INDE	10,556	$1.1M	0.11%
199	SHYISHARES TR	12,461	$1.1M	0.11%
200	VCRVANGUARD WORLD FDS	5,530	$1.0M	0.11%

PreviousPage 2 of 6Next