Caption Management, LLC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$964.3B

Holdings

164

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (164 positions)

#StockSharesValue% PortfolioType
101
SIRIEURSIRIUS XM HLDGS INC
400,000$2.1B0.22%Put
102
YELPYELP INC
50,000$2.1B0.22%Call
103
BNEDBARNES & NOBLE INC
310,000$2.1B0.22%
104
AMATAPPLIED MATLS INC
40,000$2.0B0.21%Put
105
AWCAMERICAN WTR WKS CO INC NEW
22,100$2.0B0.21%
106
ALBALBEMARLE CORP
15,000$1.9B0.20%Put
107
MDXGMIMEDX GROUP INC
150,000$1.9B0.20%Call
108
EXPRESS SCRIPTS HLDG CO
25,000$1.9B0.19%Put
109
BUNGE LIMITED
26,000$1.7B0.18%Put
110
CLDRCLOUDERA INC
105,000$1.7B0.18%
111
KLX INC
24,000$1.6B0.17%
112
INFYINFOSYS LTD
100,000$1.6B0.17%Put
113
CPE3EURCALLON PETE CO DEL
130,000$1.6B0.16%
114
ETENERGY TRANSFER EQUITY L P
87,450$1.5B0.16%
115
MONOTYPE IMAGING HOLDINGS IN
62,500$1.5B0.16%Put
116
CCCHEMOURS CO
30,000$1.5B0.16%Call
117
UPBDRENT A CTR INC NEW
135,000$1.5B0.16%Put
118
AMLPUSDALPS ETF TR
135,000$1.5B0.15%
119
AM6AMICUS THERAPEUTICS INC
100,000$1.4B0.15%Call
120
CAVIUM INC
16,000$1.3B0.14%
121
DNKNDUNKIN BRANDS GROUP INC
20,000$1.3B0.13%
122
NINISOURCE INC
50,000$1.3B0.13%Call
123
BIDSOTHEBYS
24,700$1.3B0.13%Put
124
KEYSKEYSIGHT TECHNOLOGIES INC
30,000$1.2B0.13%Put
125
RUBIEURRUBICON PROJ INC
657,900$1.2B0.13%
126
OASEUROASIS PETE INC NEW
145,000$1.2B0.13%Put
127
EWEDWARDS LIFESCIENCES CORP
10,750$1.2B0.13%
128
GISGENERAL MLS INC
20,000$1.2B0.12%Call
129
OMCOMNICOM GROUP INC
16,000$1.2B0.12%
130
XHBSPDR SERIES TRUST
25,000$1.1B0.11%
131
PRTY1EURPARTY CITY HOLDCO INC
77,000$1.1B0.11%Put
132
NUANEURNUANCE COMMUNICATIONS INC
64,000$1.0B0.11%
133
NRANRG ENERGY INC
36,000$1.0B0.11%
134
ALLYALLY FINL INC
32,000$932.0M0.10%Put
135
IPHIINPHI CORP
25,000$915.0M0.09%
136
EQTEQT CORP
15,000$854.0M0.09%
137
ARLPALLIANCE RES PARTNER L P
42,000$827.0M0.09%
138
SONIC CORP
30,000$824.0M0.09%
139
FTITECHNIPFMC PLC
24,900$780.0M0.08%
140
GTNGRAY TELEVISION INC
44,600$747.0M0.08%
141
MBIMBIA INC
100,000$732.0M0.08%Call
142
HIMXHIMAX TECHNOLOGIES INC
69,700$727.0M0.08%Put
143
HDSUSDHD SUPPLY HLDGS INC
17,800$712.0M0.07%
144
BOINGO WIRELESS INC
30,000$676.0M0.07%Call
145
DECKDECKERS OUTDOOR CORP
8,000$642.0M0.07%
146
CALIFORNIA RES CORP
32,000$622.0M0.06%Call
147
PARSLEY ENERGY INC
20,000$589.0M0.06%Put
148
9990302DAPACHE CORP
13,500$570.0M0.06%Put
149
PBIPITNEY BOWES INC
50,000$559.0M0.06%
150
ALAIR LEASE CORP
10,000$480.0M0.05%Put
151
DELLDELL TECHNOLOGIES INC
5,000$406.0M0.04%
152
DARDARLING INGREDIENTS INC
22,400$406.0M0.04%
153
TRNTRINITY INDS INC
10,700$400.0M0.04%
154
VOCVOC ENERGY TR
57,971$343.0M0.04%
155
CARRIZO OIL & GAS INC
15,000$320.0M0.03%
156
NXDRKINDRED HEALTHCARE INC
28,000$272.0M0.03%
157
ERIIENERGY RECOVERY INC
30,000$262.0M0.03%
158
GLNGGOLAR LNG LTD BERMUDA
8,000$239.0M0.02%
159
LIMELIGHT NETWORKS INC
37,600$166.0M0.02%Call
160
AVPUSDAVON PRODS INC
75,000$161.0M0.02%
161
PRIMO WTR CORP
8,000$101.0M0.01%
162
GLUUGLU MOBILE INC
24,000$87.0M0.01%
163
MCEPUSDMID CON ENERGY PARTNERS LP
50,400$60.0M0.01%
164
TRAVELCENTERS AMER LLC
10,000$41.0M0.00%
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