Caption Management, LLC Q3 2022 Filing
Filed November 14, 2022
Portfolio Value
$7.2B
Holdings
789
Report Date
Q3 2022
Filing Type
13F-HR
All Holdings (789 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | VTNRUSDVERTEX ENERGY INC | 43,398 | $270.0M | 3.73% | |
| 702 | LXULSB INDS INC | 18,750 | $267.0M | 3.68% | |
| 703 | VTGNUSDVISTAGEN THERAPEUTICS INC | 1,745,959 | $266.0M | 3.67% | Call |
| 704 | LAC1EURLITHIUM AMERS CORP NEW | 10,000 | $262.0M | 3.61% | Call |
| 705 | EMBJEMBRAER S.A. | 30,000 | $258.0M | 3.56% | |
| 706 | QUADQUAD / GRAPHICS INC | 100,432 | $257.0M | 3.55% | Call |
| 707 | WOPWOODSIDE ENERGY GROUP LTD | 12,232 | $247.0M | 3.41% | |
| 708 | EDGGOLD FIELDS LTD | 30,460 | $247.0M | 3.41% | |
| 709 | QSQUANTUMSCAPE CORP | 29,600 | $247.0M | 3.41% | Put |
| 710 | PLPLANET LABS PBC | 45,000 | $244.0M | 3.37% | Call |
| 711 | DTDYNATRACE INC | 7,000 | $243.0M | 3.35% | |
| 712 | CIONCION INVT CORP | 25,571 | $218.0M | 3.01% | Put |
| 713 | —CONTEXTLOGIC INC | 297,280 | $218.0M | 3.01% | Put |
| 714 | CERSCERUS CORP | 60,000 | $216.0M | 2.98% | Put |
| 715 | CEGCONSTELLATION ENERGY CORP | 2,500 | $208.0M | 2.87% | Call |
| 716 | BGCPEURBGC PARTNERS INC | 66,200 | $207.0M | 2.86% | |
| 717 | RAMPLIVERAMP HLDGS INC | 11,294 | $205.0M | 2.83% | |
| 718 | —PROCAPS GROUP SA | 242,319 | $205.0M | 2.83% | |
| 719 | ABEVAMBEV SA | 72,400 | $205.0M | 2.83% | |
| 720 | PATHUIPATH INC | 15,000 | $188.0M | 2.59% | |
| 721 | HDSNHUDSON TECHNOLOGIES INC | 25,000 | $185.0M | 2.55% | Call |
| 722 | EFRENERGY FUELS INC | 28,887 | $177.0M | 2.44% | |
| 723 | UAUNDER ARMOUR INC | 29,300 | $175.0M | 2.41% | Call |
| 724 | HLITHARMONIC INC | 13,372 | $174.0M | 2.40% | Call |
| 725 | SWN1EURSOUTHWESTERN ENERGY CO | 26,500 | $163.0M | 2.25% | |
| 726 | IHSIHS HOLDING LIMITED | 29,000 | $163.0M | 2.25% | Call |
| 727 | BCIABRDN ETFS | 6,200 | $160.0M | 2.21% | Put |
| 728 | PBIPITNEY BOWES INC | 66,783 | $156.0M | 2.15% | |
| 729 | SWXSOUTHWEST GAS HLDGS INC | 2,200 | $154.0M | 2.12% | |
| 730 | IM8NINSMED INC | 7,000 | $151.0M | 2.08% | |
| 731 | COMTISHARES U S ETF TR | 4,000 | $144.0M | 1.99% | Put |
| 732 | COFCAPITAL ONE FINL CORP | 1,554 | $143.0M | 1.97% | |
| 733 | TMHCTAYLOR MORRISON HOME CORP | 6,000 | $140.0M | 1.93% | |
| 734 | TLRYEURTILRAY BRANDS INC | 50,000 | $139.0M | 1.92% | Call |
| 735 | BIOXBIOCERES CROP SOLUTIONS CORP | 9,951 | $130.0M | 1.79% | |
| 736 | KBHKB HOME | 5,000 | $129.0M | 1.78% | Call |
| 737 | —GREEN PLAINS PARTNERS LP | 10,493 | $128.0M | 1.77% | |
| 738 | GNKGENCO SHIPPING & TRADING LTD | 10,000 | $127.0M | 1.75% | Put |
| 739 | PAASPAN AMERN SILVER CORP | 7,982 | $127.0M | 1.75% | Call |
| 740 | GDEVNEXTERS INC | 170,635 | $121.0M | 1.67% | |
| 741 | SPBSPECTRUM BRANDS HLDGS INC NE | 3,000 | $117.0M | 1.61% | |
| 742 | CSTMCONSTELLIUM SE | 11,333 | $115.0M | 1.59% | |
| 743 | ACCDEURACCOLADE INC | 10,000 | $114.0M | 1.57% | |
| 744 | AMCAMC ENTMT HLDGS INC | 16,100 | $113.0M | 1.56% | Call |
| 745 | PRVBUSDPROVENTION BIO INC | 25,000 | $112.0M | 1.55% | Call |
| 746 | ATEXANTERIX INC | 2,956 | $106.0M | 1.46% | |
| 747 | MAPSWM TECHNOLOGY INC | 66,300 | $106.0M | 1.46% | Call |
| 748 | SPWHSPORTSMANS WHSE HLDGS INC | 12,741 | $105.0M | 1.45% | |
| 749 | CRDLCARDIOL THERAPEUTICS INC | 99,900 | $102.0M | 1.41% | Call |
| 750 | CORZCORE SCIENTIFIC INC | 75,000 | $96.0M | 1.32% | Call |
| 751 | SBSWSIBANYE STILLWATER LTD | 9,776 | $92.0M | 1.27% | |
| 752 | U6ZURANIUM ENERGY CORP | 25,000 | $87.0M | 1.20% | |
| 753 | JOBYJOBY AVIATION INC | 20,000 | $86.0M | 1.19% | |
| 754 | HSTHOST HOTELS & RESORTS INC | 5,400 | $86.0M | 1.19% | Call |
| 755 | CFRXUSDCONTRAFECT CORP | 499,500 | $85.0M | 1.17% | Call |
| 756 | GAPGAP INC | 10,000 | $82.0M | 1.13% | |
| 757 | HLLYHOLLEY INC | 20,000 | $81.0M | 1.12% | Call |
| 758 | CRNCCERENCE INC | 5,000 | $79.0M | 1.09% | |
| 759 | INDIINDIE SEMICONDUCTOR INC | 10,000 | $74.0M | 1.02% | Call |
| 760 | ERICERICSSON | 12,500 | $73.0M | 1.01% | Call |
| 761 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 1,400 | $67.0M | 0.92% | Call |
| 762 | NKTREURNEKTAR THERAPEUTICS | 21,000 | $67.0M | 0.92% | |
| 763 | TFFPEURTFF PHARMACEUTICALS INC | 16,300 | $67.0M | 0.92% | Call |
| 764 | CMRXEURCHIMERIX INC | 32,200 | $62.0M | 0.86% | Call |
| 765 | OPADOFFERPAD SOLUTIONS INC | 49,900 | $61.0M | 0.84% | Call |
| 766 | BNFTEURBENEFITFOCUS INC | 9,322 | $59.0M | 0.81% | |
| 767 | SRNESORRENTO THERAPEUTICS INC | 36,892 | $57.0M | 0.79% | |
| 768 | MACMACERICH CO | 7,000 | $56.0M | 0.77% | |
| 769 | ROIVROIVANT SCIENCES LTD | 126,856 | $51.0M | 0.70% | |
| 770 | GSLGLOBAL SHIP LEASE INC NEW | 3,000 | $48.0M | 0.66% | Put |
| 771 | —AIRSPAN NETWORKS HOLDINGS IN | 207,222 | $37.0M | 0.51% | |
| 772 | ACBAURORA CANNABIS INC | 30,000 | $37.0M | 0.51% | Call |
| 773 | AVYAUSDAVAYA HLDGS CORP | 19,100 | $30.0M | 0.41% | Call |
| 774 | —ADTHEORENT HOLDING COMPANY | 133,416 | $23.0M | 0.32% | |
| 775 | LOCLWLOCAL BOUNTI CORP | 62,144 | $23.0M | 0.32% | |
| 776 | DHCDIVERSIFIED HEALTHCARE TR | 20,000 | $20.0M | 0.28% | |
| 777 | CDLXCARDLYTICS INC | 1,830 | $17.0M | 0.23% | |
| 778 | COMPCOMPASS INC | 7,500 | $17.0M | 0.23% | |
| 779 | EVLVEVOLV TECHNOLOGIES HLDNGS IN | 8,000 | $17.0M | 0.23% | |
| 780 | MCOMWHELBIZ INC | 250,000 | $16.0M | 0.22% | |
| 781 | TDWDTAILWIND ACQUISITION CORP | 197,049 | $16.0M | 0.22% | |
| 782 | SHPSQSHAPEWAYS HOLDINGS INC | 283,253 | $14.0M | 0.19% | |
| 783 | NYMTEURNEW YORK MTG TR INC | 4,800 | $11.0M | 0.15% | |
| 784 | ROOTROOT INC | 591 | $5.0M | 0.07% | |
| 785 | —MONEYLION INC | 15,476 | $2.0M | 0.03% | |
| 786 | OZONOZON HLDGS PLC | 80 | $1.0M | 0.01% | |
| 787 | BCBEURPRIMO WATER CORPORATION | 100 | $1.0M | 0.01% | Put |
| 788 | VALVALARIS LIMITED | 66 | $0 | 0.00% | |
| 789 | —CLARUS THERAPEUTICS HLDNGS I | 140,821 | $0 | 0.00% |
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