Caption Management, LLC Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$1.8T

Holdings

343

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (343 positions)

#StockSharesValue% PortfolioType
301
BBBYEURBED BATH & BEYOND INC
28,000$421.0M0.02%
302
SNDXSYNDAX PHARMACEUTICALS INC
52,000$421.0M0.02%
303
HSYHERSHEY CO
4,100$418.0M0.02%Call
304
HUNHUNTSMAN CORP
15,000$409.0M0.02%
305
TSEMTOWER SEMICONDUCTOR LTD
18,639$406.0M0.02%
306
GVAGRANITE CONSTR INC
8,100$370.0M0.02%
307
ADAPYADAPTIMMUNE THERAPEUTICS PLC
26,000$353.0M0.02%
308
ALDXALDEYRA THERAPEUTICS INC
25,000$345.0M0.02%Call
309
HBBHAMILTON BEACH BRANDS HLDG C
15,100$331.0M0.02%
310
DNREURDENBURY RES INC
50,000$310.0M0.02%Put
311
NOKNOKIA CORP
50,000$279.0M0.02%
312
HI-CRUSH PARTNERS LP
24,000$258.0M0.01%Put
313
AU3EURANGLOGOLD ASHANTI LTD
30,000$257.0M0.01%
314
YUMCYUM CHINA HLDGS INC
7,000$246.0M0.01%
315
ENPHENPHASE ENERGY INC
47,000$228.0M0.01%Put
316
TLRYEURTILRAY INC
1,500$216.0M0.01%Put
317
ACHCACADIA HEALTHCARE COMPANY IN
6,000$211.0M0.01%
318
SPBSPECTRUM BRANDS HLDGS INC NE
2,600$195.0M0.01%
319
INSGEURINSEEGO CORP
50,000$192.0M0.01%
320
PAAPLAINS ALL AMERN PIPELINE L
7,600$190.0M0.01%
321
WEPMAGELLAN MIDSTREAM PRTNRS LP
2,800$190.0M0.01%
322
VSTMVERASTEM INC
26,000$189.0M0.01%Call
323
PPLPPL CORP
6,400$187.0M0.01%
324
AEGEAN MARINE PETROLEUM NETW
118,200$169.0M0.01%Call
325
AIMMUNE THERAPEUTICS INC
6,000$164.0M0.01%
326
XNETXUNLEI LTD
22,000$160.0M0.01%
327
LBTYBLIBERTY GLOBAL PLC
5,000$141.0M0.01%
328
MAXWELL TECHNOLOGIES INC
40,000$140.0M0.01%Call
329
FITBIT INC
26,000$139.0M0.01%
330
QUORUM HEALTH CORP
22,500$132.0M0.01%
331
TELLEURTELLURIAN INC NEW
14,000$126.0M0.01%
332
ULTRA PETROLEUM CORP
110,685$124.0M0.01%
333
NWLNEWELL BRANDS INC
5,000$102.0M0.01%
334
BLUE APRON HLDGS INC
53,100$91.0M0.01%
335
SPPIUSDSPECTRUM PHARMACEUTICALS INC
3,000$50.0M0.00%
336
CBL & ASSOC PPTYS INC
12,500$50.0M0.00%
337
AMTECH SYS INC
7,370$39.0M0.00%
338
GOGOGOGO INC
7,000$36.0M0.00%Put
339
SSI3EURSTAGE STORES INC
12,995$26.0M0.00%
340
FUELCELL ENERGY INC
22,500$25.0M0.00%
341
NBISYANDEX N V
600$20.0M0.00%
342
AQMSEURAQUA METALS INC
5,900$15.0M0.00%
343
BBVA BANCO FRANCES S A
100$1.0M0.00%
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