CAPSTONE INVESTMENT ADVISORS, LLC Q4 2023 Filing

Filed February 12, 2024

Portfolio Value

$33.2B

Holdings

1,189

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (1,189 positions)

#	Stock	Shares	Value	% Portfolio	Type
401	VICIVICI PPTYS INC	172,237	$4.7M	0.01%	Put
402	CZRCAESARS ENTERTAINMENT INC NE	99,864	$4.6M	0.01%	Put
403	ESEVERSOURCE ENERGY	78,758	$4.5M	0.01%	Put
404	CPRTCOPART INC	96,895	$4.5M	0.01%	Put
405	AALAMERICAN AIRLS GROUP INC	353,133	$4.4M	0.01%	Put
406	NCLHNORWEGIAN CRUISE LINE HLDG L	252,886	$4.4M	0.01%	Put
407	CLXCLOROX CO DEL	37,598	$4.4M	0.01%	Put
408	CFCF INDS HLDGS INC	66,110	$4.3M	0.01%	Put
409	AWMSKYWORKS SOLUTIONS INC	44,269	$4.3M	0.01%	Put
410	FDO.FMACYS INC	285,793	$4.2M	0.01%	Put
411	TVTXTRAVERE THERAPEUTICS INC	533,463	$4.2M	0.01%	Put
412	KSSKOHLS CORP	163,077	$4.1M	0.01%	Put
413	FMCFMC CORP	71,000	$4.1M	0.01%	Put
414	DISHDISH NETWORK CORPORATION	868,300	$4.0M	0.01%	Put
415	KLACKLA CORP	32,600	$4.0M	0.01%	Put
416	BKRBAKER HUGHES COMPANY	119,360	$4.0M	0.01%	Put
417	U 0 11/15/26UNITY SOFTWARE INC	5,000,000	$4.0M	0.01%
418	PRFT 0.125 11/15/26PERFICIENT INC	6,000,000	$4.0M	0.01%
419	BALLBALL CORP	75,800	$4.0M	0.01%	Put
420	INFN 2.5 03/01/27INFINERA CORP	5,000,000	$4.0M	0.01%
421	CENX 2.75 05/01/28CENTURY ALUM CO	5,000,000	$4.0M	0.01%
422	URBNURBAN OUTFITTERS INC	147,718	$4.0M	0.01%	Put
423	BANDBANDWIDTH INC	6,000,000	$4.0M	0.01%
424	CRBGCOREBRIDGE FINL INC	205,000	$4.0M	0.01%
425	NVCR 0 11/01/25NOVOCURE LTD	5,250,000	$4.0M	0.01%
426	AKAMAKAMAI TECHNOLOGIES INC	37,800	$4.0M	0.01%	Put
427	VECO 3.75 06/01/27VEECO INSTRS INC DEL	1,933,000	$4.0M	0.01%
428	SAVESPIRIT AIRLS INC	297,200	$4.0M	0.01%	Put
429	PAR 1.5 10/15/27PAR TECHNOLOGY CORP	5,500,000	$4.0M	0.01%
430	SNAP 0.125 03/01/28SNAP INC	6,000,000	$4.0M	0.01%
431	ATEC 0.75 08/01/26ALPHATEC HLDGS INC	4,520,000	$4.0M	0.01%
432	INVA 2.125 03/15/28INNOVIVA INC	5,000,000	$4.0M	0.01%
433	ARAY 3.75 06/01/26ACCURAY INC DEL	4,500,000	$4.0M	0.01%
434	TFCTRUIST FINL CORP	146,100	$4.0M	0.01%	Put
435	CBOECBOE GLOBAL MKTS INC	24,253	$4.0M	0.01%	Put
436	HRLHORMEL FOODS CORP	153,550	$4.0M	0.01%	Put
437	BKBANK NEW YORK MELLON CORP	89,400	$3.9M	0.01%	Put
438	INVHINVITATION HOMES INC	118,400	$3.9M	0.01%	Put
439	PODDINSULET CORP	18,720	$3.9M	0.01%	Put
440	PAYCPAYCOM SOFTWARE INC	19,434	$3.9M	0.01%	Put
441	AONAON PLC	19,629	$3.9M	0.01%	Put
442	MOSMOSAIC CO NEW	147,613	$3.9M	0.01%	Put
443	JBHTHUNT J B TRANS SVCS INC	23,908	$3.9M	0.01%	Put
444	PCGPG&E CORP	225,800	$3.9M	0.01%	Put
445	CTRACOTERRA ENERGY INC	159,214	$3.8M	0.01%	Put
446	AWCAMERICAN WTR WKS CO INC NEW	38,670	$3.8M	0.01%	Put
447	MRO*MARATHON OIL CORP	210,998	$3.7M	0.01%	Put
448	SYFSYNCHRONY FINANCIAL	110,147	$3.7M	0.01%	Put
449	TRGPTARGA RES CORP	43,861	$3.7M	0.01%	Put
450	KELKELLANOVA	80,302	$3.6M	0.01%	Put
451	AKXANSYS INC	12,184	$3.5M	0.01%	Put
452	AERAERCAP HOLDINGS NV	60,123	$3.5M	0.01%	Put
453	QRVOQORVO INC	34,270	$3.4M	0.01%	Put
454	CHRWC H ROBINSON WORLDWIDE INC	50,286	$3.4M	0.01%	Put
455	EDCONSOLIDATED EDISON INC	46,586	$3.3M	0.01%	Put
456	WYNNWYNN RESORTS LTD	42,739	$3.3M	0.01%	Put
457	LDOSLEIDOS HOLDINGS INC	33,524	$3.2M	0.01%	Put
458	STTSTATE STR CORP	45,616	$3.2M	0.01%	Put
459	BABAALIBABA GROUP HLDG LTD	49,834	$3.1M	0.01%	Call
460	TSCOTRACTOR SUPPLY CO	19,958	$3.0M	0.01%	Put
461	WTWWILLIS TOWERS WATSON PLC LTD	14,468	$3.0M	0.01%	Put
462	HPEHEWLETT PACKARD ENTERPRISE C	249,200	$3.0M	0.01%	Put
463	OMER 5.25 02/15/26OMEROS CORP	5,160,000	$3.0M	0.01%
464	SBACSBA COMMUNICATIONS CORP NEW	12,000	$3.0M	0.01%	Put
465	KVYOKLAVIYO INC	125,072	$3.0M	0.01%
466	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	59,500	$3.0M	0.01%	Put
467	SWKSTANLEY BLACK & DECKER INC	36,000	$3.0M	0.01%	Put
468	DDD 0 11/15/263D SYS CORP DEL	4,500,000	$3.0M	0.01%
469	TTGT 0 12/15/26TECHTARGET INC	4,000,000	$3.0M	0.01%
470	CNKCINEMARK HLDGS INC	250,000	$3.0M	0.01%	Put
471	NSTG 2.625 03/01/25NANOSTRING TECHNOLOGIES INC	5,000,000	$3.0M	0.01%
472	EGHT 4 02/01/288X8 INC NEW	4,191,000	$3.0M	0.01%
473	MCOMOODYS CORP	10,400	$3.0M	0.01%	Put
474	MGMMGM RESORTS INTERNATIONAL	92,300	$3.0M	0.01%	Put
475	XLFISELECT SECTOR SPDR TR	58,314	$3.0M	0.01%	Put
476	RWT 5.625 07/15/24REDWOOD TRUST INC	3,250,000	$3.0M	0.01%
477	—ARES ACQUISITION CORP II	300,000	$3.0M	0.01%
478	BUWABIO RAD LABS INC	10,000	$3.0M	0.01%	Call
479	MMSIMERIT MED SYS INC	45,081	$3.0M	0.01%
480	BL 0 03/15/26BLACKLINE INC	4,000,000	$3.0M	0.01%
481	BIRKBIRKENSTOCK HOLDING PLC	77,475	$3.0M	0.01%
482	—AGRICULTURE & NAT SOL ACQ CO	300,226	$3.0M	0.01%
483	CAHCARDINAL HEALTH INC	37,100	$3.0M	0.01%	Put
484	LHLABORATORY CORP AMER HLDGS	14,800	$2.9M	0.01%	Put
485	AVBAVALONBAY CMNTYS INC	19,845	$2.9M	0.01%	Put
486	STXSEAGATE TECHNOLOGY HLDNGS PL	44,500	$2.9M	0.01%	Put
487	BBWIBATH & BODY WORKS INC	91,366	$2.8M	0.01%	Put
488	ROKROCKWELL AUTOMATION INC	10,514	$2.8M	0.01%	Put
489	ZBHZIMMER BIOMET HOLDINGS INC	25,080	$2.8M	0.01%	Put
490	GPCGENUINE PARTS CO	20,953	$2.8M	0.01%	Put
491	LYVLIVE NATION ENTERTAINMENT IN	33,800	$2.7M	0.01%	Put
492	BRBROADRIDGE FINL SOLUTIONS IN	16,270	$2.6M	0.01%	Put
493	APTVAPTIV PLC	31,318	$2.6M	0.01%	Put
494	PPLPPL CORP	120,217	$2.6M	0.01%	Put
495	WABWABTEC	20,626	$2.5M	0.01%	Put
496	WSTWEST PHARMACEUTICAL SVSC INC	8,258	$2.5M	0.01%	Put
497	LNCLINCOLN NATL CORP IND	98,082	$2.5M	0.01%	Put
498	PKNREVVITY INC	24,300	$2.4M	0.01%	Put
499	REGNREGENERON PHARMACEUTICALS	4,749	$2.4M	0.01%	Put
500	HASHASBRO INC	51,565	$2.4M	0.01%	Put

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