CAPSTONE INVESTMENT ADVISORS, LLC Q4 2022 Filing

Filed February 10, 2023

Portfolio Value

$13.7B

Holdings

763

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (763 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	MMM3M CO	19,088	$2.3M	0.02%	Put
502	OSH 0 03/15/26OAK STR HEALTH INC	3,000,000	$2.3M	0.02%
503	CPBCAMPBELL SOUP CO	40,100	$2.3M	0.02%	Put
504	PUCKGOAL ACQUISITIONS CORP	224,942	$2.3M	0.02%
505	JBLUJETBLUE AWYS CORP	344,640	$2.2M	0.02%
506	RFREGIONS FINANCIAL CORP NEW	103,510	$2.2M	0.02%	Put
507	ULTAULTA BEAUTY INC	4,700	$2.2M	0.02%	Put
508	EVRGEVERGY INC	34,669	$2.2M	0.02%	Put
509	APTVAPTIV PLC	23,128	$2.2M	0.02%	Put
510	BAXBAXTER INTL INC	41,816	$2.1M	0.02%	Put
511	JNPJUNIPER NETWORKS INC	66,567	$2.1M	0.02%	Put
512	GRFSGRIFOLS S A	250,000	$2.1M	0.02%
513	ZTOZTO EXPRESS CAYMAN INC	78,100	$2.1M	0.02%
514	OMCOMNICOM GROUP INC	25,700	$2.1M	0.02%	Put
515	GENGEN DIGITAL INC	96,273	$2.1M	0.02%	Put
516	DVNDEVON ENERGY CORP NEW	33,463	$2.1M	0.01%	Put
517	—CONSILIUM ACQUISITN CORP I L	200,000	$2.0M	0.01%
518	—COLONNADE ACQUISITION CORP I	200,000	$2.0M	0.01%
519	—DIGITAL TRANSFORMATN OPT COR	200,000	$2.0M	0.01%
520	—FUSION ACQUISITION CORP II	200,000	$2.0M	0.01%
521	—PINE TECHNOLOGY ACQUISITN CO	200,000	$2.0M	0.01%
522	—ANZU SPECIAL ACQUISITIN CORP	200,000	$2.0M	0.01%
523	TSNTYSON FOODS INC	32,113	$2.0M	0.01%	Put
524	FOUR 0 12/15/25SHIFT4 PMTS INC	2,000,000	$2.0M	0.01%
525	BIDUNBAIDU INC	17,375	$2.0M	0.01%
526	IRMIRON MTN INC DEL	39,553	$2.0M	0.01%	Put
527	CDZICADIZ INC	783,926	$2.0M	0.01%
528	7HPHP INC	72,437	$1.9M	0.01%	Put
529	—AMYRIS INC	6,000,000	$1.9M	0.01%
530	ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE	3,500,000	$1.9M	0.01%
531	APAAPA CORPORATION	40,600	$1.9M	0.01%	Put
532	DISHDISH NETWORK CORPORATION	134,241	$1.9M	0.01%	Put
533	MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN	8,000,000	$1.9M	0.01%
534	LYBLYONDELLBASELL INDUSTRIES N	22,311	$1.9M	0.01%	Put
535	—AFRICAN GOLD ACQUISITION COR	184,010	$1.8M	0.01%
536	MOSMOSAIC CO NEW	41,400	$1.8M	0.01%	Put
537	HWMHOWMET AEROSPACE INC	45,500	$1.8M	0.01%	Put
538	WSTWEST PHARMACEUTICAL SVSC INC	7,600	$1.8M	0.01%	Call
539	ETSYETSY INC	14,708	$1.8M	0.01%	Put
540	CNKCINEMARK HLDGS INC	200,000	$1.7M	0.01%	Put
541	LVSLAS VEGAS SANDS CORP	35,600	$1.7M	0.01%	Put
542	—COLLIERS INTL GROUP INC	1,000,000	$1.7M	0.01%
543	CHRWC H ROBINSON WORLDWIDE INC	18,365	$1.7M	0.01%	Put
544	SHAK 0 03/01/28SHAKE SHACK INC	2,500,000	$1.7M	0.01%
545	BALLBALL CORP	32,444	$1.7M	0.01%	Put
546	—DISRUPTIVE ACQUISITION CORP	164,000	$1.7M	0.01%
547	LUMNLUMEN TECHNOLOGIES INC	312,013	$1.6M	0.01%	Put
548	CAHCARDINAL HEALTH INC	20,792	$1.6M	0.01%	Put
549	RLRALPH LAUREN CORP	15,110	$1.6M	0.01%	Put
550	WBDWARNER BROS DISCOVERY INC	167,244	$1.6M	0.01%	Put
551	GRMNGARMIN LTD	17,034	$1.6M	0.01%	Put
552	—L CATTERTON ASIA ACQUISITION	155,000	$1.6M	0.01%
553	—CIIG CAPITAL PARTNERS II INC	152,891	$1.6M	0.01%
554	URBNURBAN OUTFITTERS INC	65,000	$1.6M	0.01%	Put
555	—BLOCKCHAIN COINVSTRS ACQ CRP	150,000	$1.5M	0.01%
556	SOFISOFI TECHNOLOGIES INC	329,923	$1.5M	0.01%	Put
557	—VISCOGLIOSI BROS ACQUISTN CO	150,000	$1.5M	0.01%
558	—TWIN RIDGE CAPITAL ACQUIS CO	150,000	$1.5M	0.01%
559	SEDGSOLAREDGE TECHNOLOGIES INC	5,300	$1.5M	0.01%	Put
560	SEALTD 2.375 12/01/25SEA LTD	1,519,000	$1.5M	0.01%
561	—MASON INDUSTRIAL TECHNOLGY I	150,000	$1.5M	0.01%
562	LWLAMB WESTON HLDGS INC	16,600	$1.5M	0.01%	Put
563	TTWOTAKE-TWO INTERACTIVE SOFTWAR	13,991	$1.5M	0.01%	Put
564	JWNUSDNORDSTROM INC	87,595	$1.4M	0.01%
565	NCLHNORWEGIAN CRUISE LINE HLDG L	115,402	$1.4M	0.01%	Put
566	CHDCHURCH & DWIGHT CO INC	17,304	$1.4M	0.01%	Put
567	RDFN 0.5 04/01/27REDFIN CORP	3,000,000	$1.4M	0.01%
568	COUPEURCOUPA SOFTWARE INC	17,500	$1.4M	0.01%	Call
569	—ELLIOTT OPPORTUNITY II CORP	135,000	$1.4M	0.01%
570	CCLCARNIVAL CORP	166,810	$1.3M	0.01%	Put
571	OGNORGANON & CO	47,236	$1.3M	0.01%	Put
572	BYND 0 03/15/27BEYOND MEAT INC	5,000,000	$1.3M	0.01%
573	CPRICAPRI HOLDINGS LIMITED	22,500	$1.3M	0.01%	Put
574	AJGGALLAGHER ARTHUR J & CO	6,800	$1.3M	0.01%	Put
575	—ARTEMIS STRATEGIC INVT CORP	125,000	$1.3M	0.01%
576	—BLACK MOUNTAIN ACQ CORP	125,000	$1.3M	0.01%
577	FQIDIGITAL RLTY TR INC	12,692	$1.3M	0.01%	Put
578	DVAX 2.5 05/15/26DYNAVAX TECHNOLOGIES CORP	1,000,000	$1.3M	0.01%
579	0VVBPARAMOUNT GLOBAL	74,233	$1.3M	0.01%	Put
580	—FOCUS IMPACT ACQUISITION COR	120,000	$1.2M	0.01%
581	TROWPRICE T ROWE GROUP INC	10,947	$1.2M	0.01%	Put
582	ONON SEMICONDUCTOR CORP	18,847	$1.2M	0.01%	Put
583	ODFLOLD DOMINION FREIGHT LINE IN	4,131	$1.2M	0.01%	Put
584	PVHPVH CORPORATION	16,512	$1.2M	0.01%	Put
585	EBAEBAY INC.	27,734	$1.1M	0.01%	Put
586	CZRCAESARS ENTERTAINMENT INC NE	27,299	$1.1M	0.01%	Put
587	QUREUNIQURE NV	50,000	$1.1M	0.01%	Call
588	GDXVANECK ETF TRUST	39,530	$1.1M	0.01%
589	BMRNBIOMARIN PHARMACEUTICAL INC	10,900	$1.1M	0.01%
590	GAPGAP INC	99,735	$1.1M	0.01%	Put
591	EEFTEURONET WORLDWIDE INC	11,700	$1.1M	0.01%
592	WECWEC ENERGY GROUP INC	11,525	$1.1M	0.01%	Put
593	TERTERADYNE INC	12,354	$1.1M	0.01%	Put
594	HAEHAEMONETICS CORP MASS	13,703	$1.1M	0.01%
595	CTLTEURCATALENT INC	23,870	$1.1M	0.01%	Put
596	NRANRG ENERGY INC	33,759	$1.1M	0.01%	Put
597	—ESM ACQUISITION CORPORATION	105,000	$1.1M	0.01%
598	—LANNETT CO INC	7,500,000	$1.1M	0.01%
599	—MARLIN TECHNOLOGY CORP	102,693	$1.0M	0.01%
600	FFIVF5 INC	7,193	$1.0M	0.01%	Put

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