BOOTHBAY FUND MANAGEMENT, LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$1.1B

Holdings

828

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (828 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	1,163	$37.4M	3.26%	Put
2	CEF/USPROTT PHYSICAL GOLD & SILVE	1,284,052	$18.8M	1.64%
3	—INTERCEPT PHARMACEUTICALS IN	1,222	$15.1M	1.32%	Put
4	—ALLERGAN PLC	65,131	$12.5M	1.08%
5	—IMMUNOVANT INC	710,559	$11.3M	0.98%
6	BABAALIBABA GROUP HLDG LTD	48,999	$10.4M	0.90%
7	MSFTMICROSOFT CORP	61,661	$9.7M	0.85%
8	—TRIDENT ACQUISITIONS CORP	918,723	$9.7M	0.84%
9	—ZAGG INC	1,184,186	$9.6M	0.84%
10	FISFIDELITY NATL INFORMATION SV	67,950	$9.5M	0.82%
11	—JUNIPER INDL HLDGS INC	949,000	$9.4M	0.82%
12	AMZNAMAZON COM INC	5,002	$9.2M	0.80%
13	WCGEURWELLCARE HEALTH PLANS INC	27,575	$9.1M	0.79%
14	METAFACEBOOK INC	44,133	$9.1M	0.79%
15	—WEALTHBRIDGE ACQUISITION LTD	875,000	$8.9M	0.77%
16	—TESLA INC	2,263,596	$8.3M	0.72%
17	—MEGALITH FINL ACQUISITION CO	800,000	$8.3M	0.72%
18	ADIANALOG DEVICES INC	60,857	$7.2M	0.63%
19	DISDISNEY WALT CO	48,689	$7.0M	0.61%
20	NXPINXP SEMICONDUCTORS N V	55,170	$7.0M	0.61%
21	—GIGCAPITAL2 INC	700,000	$7.0M	0.61%
22	—MONOCLE ACQUISITION CORP	650,000	$6.7M	0.59%
23	—TUSCAN HLDGS CORP II	675,000	$6.7M	0.58%
24	NVDANVIDIA CORP	28,380	$6.7M	0.58%
25	ADPAUTOMATIC DATA PROCESSING IN	38,200	$6.5M	0.57%
26	SNPSSYNOPSYS INC	46,731	$6.5M	0.57%
27	—UNION ACQUISITION CORP II	634,800	$6.5M	0.56%
28	—ANDINA ACQUISITION CORP III	620,000	$6.4M	0.55%
29	ADPAUTOMATIC DATA PROCESSING IN	345	$5.9M	0.51%	Call
30	SPYSPDR S&P 500 ETF TR	18,070	$5.8M	0.51%
31	—ALBERTON ACQUISITION CORP	924,300	$5.8M	0.51%
32	—TECH DATA CORP	39,378	$5.7M	0.49%
33	—MERIDA MERGER CORP I	576,746	$5.6M	0.49%
34	SPPPSPROTT PHYSICAL PLAT PALLAD	390,361	$5.6M	0.49%
35	LVLNSPDR SERIES TRUST	580	$5.5M	0.48%	Put
36	MUMICRON TECHNOLOGY INC	100,382	$5.4M	0.47%
37	GILDGILEAD SCIENCES INC	830	$5.4M	0.47%	Call
38	—NETFIN ACQUISITION CORP	535,000	$5.3M	0.46%
39	TIFEURTIFFANY & CO NEW	39,601	$5.3M	0.46%
40	AQLTISHARES TR	390	$5.3M	0.46%	Call
41	FISVFISERV INC	45,415	$5.3M	0.46%
42	—INTRA CELLULAR THERAPIES INC	1,505	$5.2M	0.45%	Put
43	—TUSCAN HOLDINGS CORP	510,575	$5.1M	0.45%
44	RMRRMR GROUP INC	112,136	$5.1M	0.45%
45	—WEALTHBRIDGE ACQUISITION LTD	500,000	$5.1M	0.44%
46	—NETFIN ACQUISITION CORP	507,290	$5.0M	0.44%
47	AQLTISHARES TR	414	$5.0M	0.43%	Put
48	TKO 3.375 12/15/23WORLD WRESTLING ENTMT INC	1,860,000	$5.0M	0.43%
49	CZREURCAESARS ENTMT CORP	359,327	$4.9M	0.43%
50	GPNGLOBAL PMTS INC	25,897	$4.7M	0.41%
51	—ANDINA ACQUISITION CORP III	465,000	$4.7M	0.41%
52	—CISCO SYS INC	975	$4.7M	0.41%	Call
53	—EDTECHX HLDGS ACQUISITION CO	445,727	$4.6M	0.40%
54	—FIESTA RESTAURANT GROUP INC	462,966	$4.6M	0.40%
55	ORCLORACLE CORP	836	$4.4M	0.39%	Call
56	PEOADAM NAT RES FD INC	263,530	$4.3M	0.38%
57	—ORISUN ACQUISITION CORP	419,631	$4.3M	0.37%
58	NXPINXP SEMICONDUCTORS N V	332	$4.2M	0.37%	Put
59	CRMSALESFORCE COM INC	25,741	$4.2M	0.36%
60	GOOGLALPHABET INC	31	$4.1M	0.36%	Call
61	—GALILEO ACQUISITION CORP	389,000	$4.0M	0.35%
62	—TUSCAN HOLDINGS CORP	400,000	$4.0M	0.35%
63	NVSTENVISTA HLDGS CORP	134,293	$4.0M	0.35%
64	—ALBERTON ACQUISITION CORP	375,000	$3.9M	0.34%
65	MSDMORGAN STANLEY EMER MKTS DEB	400,000	$3.9M	0.34%
66	—CAESARS ENTMT CORP	2,000,000	$3.9M	0.33%
67	MELIMERCADOLIBRE INC	67	$3.8M	0.33%	Call
68	—SPDR SERIES TRUST	650	$3.8M	0.33%	Put
69	AGXARGAN INC	92,603	$3.7M	0.32%
70	AZNASTRAZENECA PLC	72,908	$3.6M	0.32%
71	VVISA INC	19,345	$3.6M	0.32%
72	—8I ENTERPRISES ACQUISITIN CO	360,091	$3.6M	0.31%
73	TLIWESTERN ASSET CORPORATE LN F	363,308	$3.6M	0.31%
74	CCIFVERTICAL CAP INCOME FUND	343,722	$3.6M	0.31%
75	KHCKRAFT HEINZ CO	108,987	$3.5M	0.30%
76	—CF FIN ACQUISITION CORP	333,384	$3.5M	0.30%
77	AAPLAPPLE INC	11,736	$3.4M	0.30%
78	—SPRINT CORPORATION	656,905	$3.4M	0.30%
79	UNHUNITEDHEALTH GROUP INC	11,616	$3.4M	0.30%
80	BAXBAXTER INTL INC	40,203	$3.4M	0.29%
81	—LABORATORY CORP AMER HLDGS	19,393	$3.3M	0.29%
82	TALTAL EDUCATION GROUP	67,562	$3.3M	0.28%
83	—CHURCHILL CAP CORP II	300,000	$3.2M	0.28%
84	AQLTISHARES TR	192	$3.2M	0.28%	Put
85	OLNOLIN CORP	1,820	$3.1M	0.27%	Put
86	MRKMERCK & CO INC	34,344	$3.1M	0.27%
87	—ALIBABA GROUP HLDG LTD	147	$3.1M	0.27%	Put
88	IPHIINPHI CORP	41,891	$3.1M	0.27%
89	TSMTAIWAN SEMICONDUCTOR MFG LTD	53,300	$3.1M	0.27%
90	LOGMEURLOGMEIN INC	35,964	$3.1M	0.27%
91	LVLNSPDR SERIES TRUST	650	$3.1M	0.27%	Put
92	—EDTECHX HLDGS ACQUISITION CO	299,345	$3.1M	0.27%
93	BMYBRISTOL MYERS SQUIBB CO	47,692	$3.1M	0.27%
94	TTWOTAKE-TWO INTERACTIVE SOFTWAR	24,957	$3.1M	0.27%
95	—SOFTWARE ACQUISITION GROUP I	300,000	$3.0M	0.27%
96	PHGEBIOMX INC	311,300	$3.0M	0.26%
97	—ENTEGRA FINL CORP	98,907	$3.0M	0.26%
98	EAELECTRONIC ARTS INC	27,392	$2.9M	0.26%
99	AMAGAMAG PHARMACEUTICALS INC	240,000	$2.9M	0.25%
100	—KBL MERGER CORP IV	271,727	$2.9M	0.25%

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