BOOTHBAY FUND MANAGEMENT, LLC Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$4.2T

Holdings

1,565

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (1,565 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	471,376	$201.5B	4.79%	Put
2	SHYISHARES TR	920,000	$74.5B	1.77%	Put
3	VMWEURVMWARE INC	362,888	$60.4B	1.44%	Call
4	ATVIEURACTIVISION BLIZZARD INC	638,563	$59.8B	1.42%	Call
5	IWMISHARES TR	312,626	$55.3B	1.31%	Put
6	NDQINVESCO QQQ TR	153,300	$54.9B	1.30%	Put
7	SRPTSAREPTA THERAPEUTICS INC	368,492	$44.7B	1.06%	Put
8	CLMCORNERSTONE STRATEGIC VALUE	5,392,739	$43.4B	1.03%
9	ZBHZIMMER BIOMET HOLDINGS INC	315,861	$35.4B	0.84%
10	SNPSSYNOPSYS INC	75,056	$34.4B	0.82%	Put
11	CEF/USPROTT PHYSICAL GOLD & SILVE	1,949,625	$33.8B	0.80%
12	ARGXARGENX SE	64,600	$31.8B	0.75%	Put
13	XLISELECT SECTOR SPDR TR	299,600	$30.4B	0.72%	Put
14	OXY/WSOCCIDENTAL PETE CORP	438,997	$28.5B	0.68%
15	ELANELANCO ANIMAL HEALTH INC	2,517,568	$28.3B	0.67%
16	SGENUSDSEAGEN INC	130,800	$27.7B	0.66%	Put
17	HUMHUMANA INC	53,214	$25.9B	0.62%	Put
18	KVUEKENVUE INC	1,278,686	$25.7B	0.61%	Call
19	GSKGSK PLC	704,322	$25.5B	0.61%
20	PANW 0.375 06/01/25PALO ALTO NETWORKS INC	10,754,000	$25.4B	0.60%
21	GOOGLALPHABET INC	185,542	$24.3B	0.58%
22	RCL 6 08/15/25ROYAL CARIBBEAN GROUP	11,500,000	$22.7B	0.54%
23	XBISPDR SER TR	310,400	$22.7B	0.54%	Put
24	BLMN 5 05/01/25BLOOMIN BRANDS INC	9,794,000	$21.9B	0.52%
25	K6BKBR INC	368,580	$21.7B	0.52%	Call
26	CRFCORNERSTONE TOTAL RETURN FD	2,665,930	$21.3B	0.51%
27	MRKMERCK & CO INC	202,642	$20.9B	0.50%
28	GTLS 1 11/15/24CHART INDS INC	7,087,000	$20.7B	0.49%
29	—INDIVIOR PLC	946,208	$20.5B	0.49%
30	NNDMNANO DIMENSION LTD	7,500,000	$20.4B	0.48%
31	MSFTMICROSOFT CORP	62,590	$19.8B	0.47%
32	ECLECOLAB INC	115,673	$19.6B	0.47%	Put
33	RIG 4.625 09/30/29 *TRANSOCEAN INC	7,390,000	$19.3B	0.46%
34	TLTISHARES TR	213,310	$18.9B	0.45%	Put
35	IMGNEURIMMUNOGEN INC	1,173,686	$18.6B	0.44%	Call
36	XLVSELECT SECTOR SPDR TR	137,300	$17.7B	0.42%	Put
37	AVGOBROADCOM INC	20,593	$17.1B	0.41%	Put
38	LVLNSPDR SER TR	402,800	$16.8B	0.40%	Put
39	IEIISHARES TR	146,300	$16.6B	0.39%	Put
40	MDTMEDTRONIC PLC	211,064	$16.5B	0.39%
41	MDYSPDR S&P MIDCAP 400 ETF TR	36,170	$16.5B	0.39%
42	ABTABBOTT LABS	163,803	$15.9B	0.38%
43	ICPTUSDINTERCEPT PHARMACEUTICALS IN	848,800	$15.7B	0.37%	Put
44	WCNWASTE CONNECTIONS INC	110,687	$14.9B	0.35%
45	BAXBAXTER INTL INC	386,856	$14.6B	0.35%
46	ESTAESTABLISHMENT LABS HLDGS INC	296,767	$14.6B	0.35%	Call
47	FTDRFRONTDOOR INC	467,472	$14.3B	0.34%	Call
48	HYGISHARES TR	188,900	$13.9B	0.33%	Put
49	FDXFEDEX CORP	51,133	$13.5B	0.32%
50	AZOAUTOZONE INC	5,217	$13.3B	0.31%	Put
51	CCKCROWN HLDGS INC	148,825	$13.2B	0.31%
52	THTARGET HOSPITALITY CORP	828,707	$13.2B	0.31%	Call
53	NVSNNOVARTIS AG	127,580	$13.0B	0.31%
54	APHAMPHENOL CORP NEW	154,712	$13.0B	0.31%	Call
55	ADBEADOBE INC	25,059	$12.8B	0.30%
56	TSMTAIWAN SEMICONDUCTOR MFG LTD	147,037	$12.8B	0.30%	Call
57	EX9EXELIXIS INC	574,185	$12.5B	0.30%
58	VYXNCR CORP NEW	462,000	$12.5B	0.30%
59	ADPAUTOMATIC DATA PROCESSING IN	50,840	$12.2B	0.29%	Call
60	IMVTIMMUNOVANT INC	317,406	$12.2B	0.29%	Put
61	TSLATESLA INC	48,196	$12.1B	0.29%	Put
62	PDD 0 12/01/25PDD HOLDINGS INC	12,000,000	$11.8B	0.28%
63	TTWOTAKE-TWO INTERACTIVE SOFTWAR	83,928	$11.8B	0.28%
64	AMZNAMAZON COM INC	92,443	$11.8B	0.28%
65	QSEQUANS COMMUNICATIONS S A	4,121,524	$11.7B	0.28%
66	EHCENCOMPASS HEALTH CORP	173,398	$11.6B	0.28%
67	DISH 2.375 03/15/24DISH NETWORK CORPORATION	12,085,000	$11.6B	0.28%
68	XPOFXPONENTIAL FITNESS INC	742,938	$11.5B	0.27%
69	ANIKANIKA THERAPEUTICS INC	617,602	$11.5B	0.27%
70	BERYEURBERRY GLOBAL GROUP INC	182,730	$11.3B	0.27%
71	ICLRICON PLC	45,665	$11.2B	0.27%
72	LTHM 4.125 07/15/25LIVENT CORP	5,146,000	$11.2B	0.27%
73	RCLROYAL CARIBBEAN GROUP	117,620	$10.8B	0.26%	Put
74	—FIESTA RESTAURANT GROUP INC	1,258,480	$10.6B	0.25%
75	EOLSEVOLUS INC	1,162,905	$10.6B	0.25%
76	BABAALIBABA GROUP HLDG LTD	122,162	$10.6B	0.25%
77	CRNXCRINETICS PHARMACEUTICALS IN	344,238	$10.2B	0.24%	Put
78	—ARES ACQUISITION CORPORATION	946,349	$10.2B	0.24%
79	—ALIMERA SCIENCES INC	3,198,708	$9.9B	0.24%
80	YOTAWYOTTA ACQUISITION CORPORATIO	925,000	$9.8B	0.23%
81	—EF HUTTON ACQUISITION CORP I	915,750	$9.7B	0.23%
82	TALOTALOS ENERGY INC	582,339	$9.6B	0.23%
83	CIVICIVITAS RESOURCES INC	115,215	$9.3B	0.22%
84	FLRFLUOR CORP NEW	253,752	$9.3B	0.22%
85	MCKMCKESSON CORP	21,327	$9.3B	0.22%
86	SVIXVS TRUST	330,700	$9.2B	0.22%	Put
87	XLESELECT SECTOR SPDR TR	100,000	$9.0B	0.21%
88	HONHONEYWELL INTL INC	47,382	$8.8B	0.21%
89	AERAERCAP HOLDINGS NV	138,188	$8.7B	0.21%
90	PHPARKER-HANNIFIN CORP	22,149	$8.6B	0.20%
91	MSOSADVISORSHARES TR	1,085,600	$8.6B	0.20%	Call
92	HLITHARMONIC INC	894,217	$8.6B	0.20%
93	GEO 6.5 02/23/26GEO CORRECTIONS HOLDINGS INC	7,121,000	$8.6B	0.20%
94	ARRYARRAY TECHNOLOGIES INC	384,279	$8.5B	0.20%
95	QTRXQUANTERIX CORP	311,713	$8.5B	0.20%
96	CLVTRIP COM GROUP LTD	241,804	$8.5B	0.20%
97	—BURTECH ACQUISITION CORP	800,000	$8.4B	0.20%
98	—RELATIVITY ACQUISITION CORP	670,000	$8.2B	0.20%
99	AKROAKERO THERAPEUTICS INC	160,780	$8.1B	0.19%	Put
100	PRGOPERRIGO CO PLC	253,586	$8.1B	0.19%	Call

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