BOOTHBAY FUND MANAGEMENT, LLC Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$4.2B
Holdings
1,565
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (1,565 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 471,376 | $201.5T | 4787203.04% | Put |
| 2 | SHYISHARES TR | 920,000 | $74.5T | 1769744.40% | Put |
| 3 | VMWEURVMWARE INC | 362,888 | $60.4T | 1435268.83% | Call |
| 4 | ATVIEURACTIVISION BLIZZARD INC | 638,563 | $59.8T | 1420421.89% | Call |
| 5 | IWMISHARES TR | 312,626 | $55.3T | 1312678.96% | Put |
| 6 | NDQINVESCO QQQ TR | 153,300 | $54.9T | 1304821.73% | Put |
| 7 | SRPTSAREPTA THERAPEUTICS INC | 368,492 | $44.7T | 1061208.99% | Put |
| 8 | CLMCORNERSTONE STRATEGIC VALUE | 5,392,739 | $43.4T | 1031344.85% | |
| 9 | ZBHZIMMER BIOMET HOLDINGS INC | 315,861 | $35.4T | 842102.29% | |
| 10 | SNPSSYNOPSYS INC | 75,056 | $34.4T | 818405.03% | Put |
| 11 | CEF/USPROTT PHYSICAL GOLD & SILVE | 1,949,625 | $33.8T | 802227.52% | |
| 12 | ARGXARGENX SE | 64,600 | $31.8T | 754517.78% | Put |
| 13 | XLISELECT SECTOR SPDR TR | 299,600 | $30.4T | 721593.61% | Put |
| 14 | OXY/WSOCCIDENTAL PETE CORP | 438,997 | $28.5T | 676660.72% | |
| 15 | ELANELANCO ANIMAL HEALTH INC | 2,517,568 | $28.3T | 672273.66% | |
| 16 | SGENUSDSEAGEN INC | 130,800 | $27.7T | 659248.82% | Put |
| 17 | HUMHUMANA INC | 53,214 | $25.9T | 615070.90% | Put |
| 18 | KVUEKENVUE INC | 1,278,686 | $25.7T | 609994.90% | Call |
| 19 | GSKGSK PLC | 704,322 | $25.5T | 606565.71% | |
| 20 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 10,754,000 | $25.4T | 602533.89% | |
| 21 | GOOGLALPHABET INC | 185,542 | $24.3T | 576829.85% | |
| 22 | RCL 6 08/15/25ROYAL CARIBBEAN GROUP | 11,500,000 | $22.7T | 539883.25% | |
| 23 | XBISPDR SER TR | 310,400 | $22.7T | 538470.76% | Put |
| 24 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 9,794,000 | $21.9T | 519190.07% | |
| 25 | K6BKBR INC | 368,580 | $21.7T | 516107.86% | Call |
| 26 | CRFCORNERSTONE TOTAL RETURN FD | 2,665,930 | $21.3T | 506050.79% | |
| 27 | MRKMERCK & CO INC | 202,642 | $20.9T | 495626.36% | |
| 28 | GTLS 1 11/15/24CHART INDS INC | 7,087,000 | $20.7T | 491821.43% | |
| 29 | —INDIVIOR PLC | 946,208 | $20.5T | 487848.95% | |
| 30 | NNDMNANO DIMENSION LTD | 7,500,000 | $20.4T | 484650.59% | |
| 31 | MSFTMICROSOFT CORP | 62,590 | $19.8T | 469512.22% | |
| 32 | ECLECOLAB INC | 115,673 | $19.6T | 465526.04% | Put |
| 33 | RIG 4.625 09/30/29 *TRANSOCEAN INC | 7,390,000 | $19.3T | 457336.85% | |
| 34 | TLTISHARES TR | 213,310 | $18.9T | 449453.18% | Put |
| 35 | IMGNEURIMMUNOGEN INC | 1,173,686 | $18.6T | 442514.43% | Call |
| 36 | XLVSELECT SECTOR SPDR TR | 137,300 | $17.7T | 419935.53% | Put |
| 37 | AVGOBROADCOM INC | 20,593 | $17.1T | 406349.45% | Put |
| 38 | LVLNSPDR SER TR | 402,800 | $16.8T | 399716.91% | Put |
| 39 | IEIISHARES TR | 146,300 | $16.6T | 393310.78% | Put |
| 40 | MDTMEDTRONIC PLC | 211,064 | $16.5T | 392922.75% | |
| 41 | MDYSPDR S&P MIDCAP 400 ETF TR | 36,170 | $16.5T | 392392.82% | |
| 42 | ABTABBOTT LABS | 163,803 | $15.9T | 376894.73% | |
| 43 | ICPTUSDINTERCEPT PHARMACEUTICALS IN | 848,800 | $15.7T | 373864.03% | Put |
| 44 | WCNWASTE CONNECTIONS INC | 110,687 | $14.9T | 353159.76% | |
| 45 | BAXBAXTER INTL INC | 386,856 | $14.6T | 346856.47% | |
| 46 | ESTAESTABLISHMENT LABS HLDGS INC | 296,767 | $14.6T | 345963.48% | Call |
| 47 | FTDRFRONTDOOR INC | 467,472 | $14.3T | 339729.80% | Call |
| 48 | HYGISHARES TR | 188,900 | $13.9T | 330838.36% | Put |
| 49 | FDXFEDEX CORP | 51,133 | $13.5T | 321821.16% | |
| 50 | AZOAUTOZONE INC | 5,217 | $13.3T | 314812.11% | Put |
| 51 | CCKCROWN HLDGS INC | 148,825 | $13.2T | 312838.06% | |
| 52 | THTARGET HOSPITALITY CORP | 828,707 | $13.2T | 312643.99% | Call |
| 53 | NVSNNOVARTIS AG | 127,580 | $13.0T | 308734.28% | |
| 54 | APHAMPHENOL CORP NEW | 154,712 | $13.0T | 308709.62% | Call |
| 55 | ADBEADOBE INC | 25,059 | $12.8T | 303561.94% | |
| 56 | TSMTAIWAN SEMICONDUCTOR MFG LTD | 147,037 | $12.8T | 303560.31% | Call |
| 57 | EX9EXELIXIS INC | 574,185 | $12.5T | 298058.74% | |
| 58 | VYXNCR CORP NEW | 462,000 | $12.5T | 296020.31% | |
| 59 | ADPAUTOMATIC DATA PROCESSING IN | 50,840 | $12.2T | 290578.61% | Call |
| 60 | IMVTIMMUNOVANT INC | 317,406 | $12.2T | 289488.83% | Put |
| 61 | TSLATESLA INC | 48,196 | $12.1T | 286504.60% | Put |
| 62 | PDD 0 12/01/25PDD HOLDINGS INC | 12,000,000 | $11.8T | 281368.18% | |
| 63 | TTWOTAKE-TWO INTERACTIVE SOFTWAR | 83,928 | $11.8T | 279924.96% | |
| 64 | AMZNAMAZON COM INC | 92,443 | $11.8T | 279181.41% | |
| 65 | QSEQUANS COMMUNICATIONS S A | 4,121,524 | $11.7T | 277104.04% | |
| 66 | EHCENCOMPASS HEALTH CORP | 173,398 | $11.6T | 276664.45% | |
| 67 | DISH 2.375 03/15/24DISH NETWORK CORPORATION | 12,085,000 | $11.6T | 276309.83% | |
| 68 | XPOFXPONENTIAL FITNESS INC | 742,938 | $11.5T | 273579.06% | |
| 69 | ANIKANIKA THERAPEUTICS INC | 617,602 | $11.5T | 273350.66% | |
| 70 | BERYEURBERRY GLOBAL GROUP INC | 182,730 | $11.3T | 268762.84% | |
| 71 | ICLRICON PLC | 45,665 | $11.2T | 267151.90% | |
| 72 | LTHM 4.125 07/15/25LIVENT CORP | 5,146,000 | $11.2T | 266260.22% | |
| 73 | RCLROYAL CARIBBEAN GROUP | 117,620 | $10.8T | 257470.79% | Put |
| 74 | —FIESTA RESTAURANT GROUP INC | 1,258,480 | $10.6T | 252938.69% | |
| 75 | EOLSEVOLUS INC | 1,162,905 | $10.6T | 252516.07% | |
| 76 | BABAALIBABA GROUP HLDG LTD | 122,162 | $10.6T | 251741.11% | |
| 77 | CRNXCRINETICS PHARMACEUTICALS IN | 344,238 | $10.2T | 243219.48% | Put |
| 78 | —ARES ACQUISITION CORPORATION | 946,349 | $10.2T | 241914.65% | |
| 79 | —ALIMERA SCIENCES INC | 3,198,708 | $9.9T | 235578.08% | |
| 80 | YOTAWYOTTA ACQUISITION CORPORATIO | 925,000 | $9.8T | 233380.64% | |
| 81 | —EF HUTTON ACQUISITION CORP I | 915,750 | $9.7T | 230829.29% | |
| 82 | TALOTALOS ENERGY INC | 582,339 | $9.6T | 227444.93% | |
| 83 | CIVICIVITAS RESOURCES INC | 115,215 | $9.3T | 221357.91% | |
| 84 | FLRFLUOR CORP NEW | 253,752 | $9.3T | 221245.32% | |
| 85 | MCKMCKESSON CORP | 21,327 | $9.3T | 220327.05% | |
| 86 | SVIXVS TRUST | 330,700 | $9.2T | 219041.07% | Put |
| 87 | XLESELECT SECTOR SPDR TR | 100,000 | $9.0T | 214742.98% | |
| 88 | HONHONEYWELL INTL INC | 47,382 | $8.8T | 207956.70% | |
| 89 | AERAERCAP HOLDINGS NV | 138,188 | $8.7T | 205744.68% | |
| 90 | PHPARKER-HANNIFIN CORP | 22,149 | $8.6T | 204966.29% | |
| 91 | MSOSADVISORSHARES TR | 1,085,600 | $8.6T | 204780.65% | Call |
| 92 | HLITHARMONIC INC | 894,217 | $8.6T | 204582.18% | |
| 93 | GEO 6.5 02/23/26GEO CORRECTIONS HOLDINGS INC | 7,121,000 | $8.6T | 204386.14% | |
| 94 | ARRYARRAY TECHNOLOGIES INC | 384,279 | $8.5T | 202582.78% | |
| 95 | QTRXQUANTERIX CORP | 311,713 | $8.5T | 200984.86% | |
| 96 | CLVTRIP COM GROUP LTD | 241,804 | $8.5T | 200889.71% | |
| 97 | —BURTECH ACQUISITION CORP | 800,000 | $8.4T | 200702.36% | |
| 98 | —RELATIVITY ACQUISITION CORP | 670,000 | $8.2T | 195466.24% | |
| 99 | AKROAKERO THERAPEUTICS INC | 160,780 | $8.1T | 193201.02% | Put |
| 100 | PRGOPERRIGO CO PLC | 253,586 | $8.1T | 192484.04% | Call |
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