BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$1.1B

Holdings

749

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (749 positions)

StockValue
ZBHZimmer Biomet Holdings Inc
$209K
SYKStryker Corp
$207K
TPG Pace Holdings Corp
$206K
CATYCathay General Bancorp
$205K
AVGOBroadcom Inc
$205K
MLMMartin Marietta Materials Inc
$204K
RGENRepligen Corp
$204K
EVEUREaton Vance Corp
$204K
LYFTLYFT 10/18/2019 CALL 40
$204K
PDMPiedmont Office Realty Trust Inc
$203K
TMHCTaylor Morrison Home Corp
$202K
RFRegions Financial Corp
$198K
AFTApollo Senior Floating Rate Closed Fund
$190K
OPTNOptinose Inc
$183K
FT2First Horizon National Corp
$181K
Trinity Merger Corp Wts $ 11.5 Exp 05/31/2023
$179K
Phoenix New Media Ltd
$174K
Applied Genetic Technologies Corp
$169K
DTILPrecision Biosciences Inc
$168K
1S4Harborone Bancorp Inc
$165K
Arya Sciences Acquisition Corp Wts 11.50 Exp 11/02/2023
$165K
SIENUSDSientra Inc
$165K
Klx Energy Services Holdings Inc
$163K
Adamas Pharmaceuticals Inc
$159K
EQSEquus Total Return Closed Fund
$158K
On Deck Capital Inc
$153K
Entercom Communications Corp
$152K
Boxwood Merger Corp
$148K
ASAASA Gold & Precious Metals Limited
$144K
DVAXDynavax Technologies Corp
$144K
Hertz Global Holdings Inc
$143K
JEGBPJust Energy Group Inc
$143K
NewLink Genetics Corp
$142K
XPMAXPioneer Municipal High Income Advantage Trust
$137K
CBAYUSDCymaBay Therapeutics Inc
$137K
Emmis Communications Corp
$132K
CYTKCytokinetics Inc
$130K
GLYCEURGlycoMimetics Inc
$129K
AGSPlayags Inc
$125K
Arya Sciences Acquisition Corp
$117K
Proteostasis Therapeutics Inc
$117K
MVC Capital Inc
$116K
PIRSPieris Pharmaceuticals Inc
$115K
FCXFreeport-McMoRan Inc
$115K
C&J Energy Services Inc
$112K
SXCSunCoke Energy Inc
$107K
OPHTEURIVERIC bio Inc
$105K
SIL1EURSilverCrest Metals Inc
$104K
MYOVMyovant Sciences Ltd
$103K
Hennessy Capital Acquisition Corp. Wts $ 11.50 Exp 09/25/25
$101K
NATNordic American Tanker Ltd
$98K
Aptose Biosciences Inc
$98K
TASTUSDCarrols Restaurant Group Inc
$97K
PTMPlatinum Group Metals Ltd
$88K
RADEURRite Aid Corp
$88K
DMTKQDermTech Inc
$84K
Endurance International Group Holdings Inc
$84K
BLUBellus Health Inc
$80K
AGAEAllied Esports Entertainment Inc
$79K
Aduro Biotech Inc
$79K
YB4PSavara Inc
$74K
HLHecla Mining Co
$70K
SPWHSportsmans Warehouse Holdings Inc
$67K
AEterna Zentaris Inc
$63K
AMPYAmplify Energy Corp
$62K
RRCRange Resources Corp
$55K
XBGYXBlackRock International Growth and Income Closed Fund
$54K
Intec Pharma Ltd
$48K
HHSHarte Hanks Inc
$47K
ServiceSource International Inc
$46K
Aptevo Therapeutics Inc
$46K
BBWBuild-A-Bear Workshop Inc
$44K
Agile Therapeutics Inc
$42K
IMGIAMGOLD Corp
$36K
Sunesis Pharmaceuticals Inc
$35K
CREXEURCreative Realities Inc
$35K
AU Optronics Corp
$32K
Flexshopper Inc Wts $ 1.25 Exp. 09/28/2023
$24K
NLSUSDNautilus Inc
$23K
CREXCreative Realities Inc Wts$0.0 Exp.11/19/2023
$22K
ACRSAclaris Therapeutics Inc
$13K
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