BANK OF AMERICA CORP /DE/ Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$462.3M

Holdings

6,408

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,408 positions)

#	Stock	Shares	Value	% Portfolio	Type
3101	—TERRA NITROGEN CO L P	23,400	$2.4M	0.52%
3102	FDTFIRST TR EXCH TRD ALPHA FD I	50,833	$2.4M	0.52%
3103	RDOGALPS ETF TR	57,550	$2.4M	0.52%
3104	—ZIX CORP	484,708	$2.4M	0.52%
3105	—CLUBCORP HLDGS INC	166,902	$2.4M	0.52%
3106	—ACHILLION PHARMACEUTICALS IN	578,923	$2.4M	0.52%	Call
3107	NEANUVEEN SR INCOME FD	351,540	$2.4M	0.52%
3108	FSZFIRST TR EXCH TRD ALPHA FD I	58,494	$2.4M	0.52%
3109	NWSNEWS CORP NEW	201,790	$2.4M	0.51%
3110	—KB HOME	2,446,000	$2.4M	0.51%
3111	CDCVICTORY PORTFOLIOS II	57,608	$2.4M	0.51%
3112	—PLY GEM HLDGS INC	145,934	$2.4M	0.51%
3113	—VANECK VECTORS ETF TR	100,000	$2.4M	0.51%
3114	—BLACK BOX CORP DEL	155,275	$2.4M	0.51%
3115	SCSANTANDER CONSUMER USA HDG I	174,950	$2.4M	0.51%
3116	CMBTEURONAV NV ANTWERPEN	296,481	$2.4M	0.51%
3117	—ISHARES U S ETF TR	23,782	$2.4M	0.51%
3118	FHLCFIDELITY	71,406	$2.3M	0.51%
3119	SSPSCRIPPS E W CO OHIO	121,464	$2.3M	0.51%
3120	DMLPDORCHESTER MINERALS LP	133,313	$2.3M	0.51%
3121	ETOEATON VANCE TX ADV GLB DIV O	112,287	$2.3M	0.51%
3122	CMTLCOMTECH TELECOMMUNICATIONS C	196,749	$2.3M	0.50%
3123	—POWERSHARES ETF TRUST	633,224	$2.3M	0.50%
3124	—BENEFICIAL BANCORP INC	126,387	$2.3M	0.50%
3125	AGGYWISDOMTREE TR	46,918	$2.3M	0.50%
3126	—NXP SEMICONDUCTORS N V	2,044,000	$2.3M	0.50%
3127	BLDTOPBUILD CORP	65,184	$2.3M	0.50%
3128	—WPX ENERGY INC	35,321	$2.3M	0.50%
3129	BUSEFIRST BUSEY CORP	75,362	$2.3M	0.50%
3130	—RYDEX ETF TRUST	37,485	$2.3M	0.50%
3131	HOLX 0 03/01/42 2012HOLOGIC INC	1,705,000	$2.3M	0.50%
3132	NEWREURNEW RELIC INC	81,826	$2.3M	0.50%	Call
3133	—ISHARES TR	91,249	$2.3M	0.50%
3134	PSOPEARSON PLC	230,665	$2.3M	0.50%
3135	CTVHELIX ENERGY SOLUTIONS GRP I	261,302	$2.3M	0.50%
3136	P5YBRF SA	155,950	$2.3M	0.50%
3137	QQQEDIREXION SHS ETF TR	33,500	$2.3M	0.50%
3138	QUOTUSDQUOTIENT TECHNOLOGY INC	213,579	$2.3M	0.50%
3139	ABRARBOR RLTY TR INC	307,882	$2.3M	0.50%
3140	ARCBARCBEST CORP	83,022	$2.3M	0.50%
3141	FRIFIRST TR S&P REIT INDEX FD	99,445	$2.3M	0.50%
3142	—SILVER BAY RLTY TR CORP	133,719	$2.3M	0.50%
3143	UTLUNITIL CORP	50,533	$2.3M	0.50%
3144	—BLACKROCK MUNI 2018 TERM TR	152,773	$2.3M	0.50%
3145	RSXJVANECK VECTORS ETF TR	60,059	$2.3M	0.49%
3146	—TRINA SOLAR LIMITED	245,999	$2.3M	0.49%
3147	ERUSISHARES INC	68,239	$2.3M	0.49%
3148	—FERRO CORP	159,524	$2.3M	0.49%
3149	—DSW INC	100,441	$2.3M	0.49%
3150	—GOVERNMENT PPTYS INCOME TR	119,226	$2.3M	0.49%
3151	CERSCERUS CORP	521,472	$2.3M	0.49%
3152	JEGBPJUST ENERGY GROUP INC	415,413	$2.3M	0.49%
3153	TN1TENNANT CO	31,834	$2.3M	0.49%
3154	—FREDS INC	121,972	$2.3M	0.49%
3155	XLRNACCELERON PHARMA INC	88,480	$2.3M	0.49%	Put
3156	—NCI BUILDING SYS INC	144,055	$2.3M	0.49%
3157	—NEW MEDIA INVT GROUP INC	140,818	$2.3M	0.49%
3158	—ACORDA THERAPEUTICS INC	2,959,000	$2.2M	0.49%
3159	EIMEATON VANCE MUN BD FD	181,093	$2.2M	0.49%
3160	SA2DSANDRIDGE ENERGY INC	95,314	$2.2M	0.49%
3161	MNAINDEXIQ ETF TR	76,307	$2.2M	0.48%
3162	GCOWPACER FDS TR	83,135	$2.2M	0.48%
3163	CPKCHESAPEAKE UTILS CORP	33,298	$2.2M	0.48%
3164	HEPUSDHOLLY ENERGY PARTNERS L P	69,443	$2.2M	0.48%
3165	NEWTNEWTEK BUSINESS SVCS CORP	139,812	$2.2M	0.48%
3166	NTBBANK OF NT BUTTERFIELD&SON L	70,595	$2.2M	0.48%
3167	HQYHEALTHEQUITY INC	54,683	$2.2M	0.48%
3168	—BANKRATE INC DEL	200,188	$2.2M	0.48%
3169	—FORTERRA INC	102,097	$2.2M	0.48%
3170	SPYETFS PALLADIUM TR	33,810	$2.2M	0.48%
3171	SAHSONIC AUTOMOTIVE INC	95,903	$2.2M	0.47%
3172	GDOTGREEN DOT CORP	93,196	$2.2M	0.47%
3173	RINGISHARES INC	128,043	$2.2M	0.47%
3174	ATENA10 NETWORKS INC	264,086	$2.2M	0.47%
3175	—CALLIDUS SOFTWARE INC	130,191	$2.2M	0.47%
3176	FNLCFIRST BANCORP INC ME	65,847	$2.2M	0.47%
3177	ESBAEMPIRE ST RLTY OP L P	109,064	$2.2M	0.47%
3178	FMATFIDELITY	75,556	$2.2M	0.47%
3179	EVFEATON VANCE SR INCOME TR	325,135	$2.2M	0.47%
3180	—INOVALON HLDGS INC	210,635	$2.2M	0.47%
3181	AZZAZZ INC	33,838	$2.2M	0.47%
3182	FGENEURFIBROGEN INC	101,053	$2.2M	0.47%
3183	WMSADVANCED DRAIN SYS INC DEL	105,021	$2.2M	0.47%
3184	FDISFIDELITY	67,209	$2.2M	0.47%
3185	BPFHBOSTON PRIVATE FINL HLDGS IN	130,246	$2.2M	0.47%
3186	AIRAAR CORP	64,992	$2.1M	0.46%
3187	NBHCNATIONAL BK HLDGS CORP	67,242	$2.1M	0.46%
3188	—ELLIS PERRY INTL INC	86,069	$2.1M	0.46%
3189	—STATE NATL COS INC	154,392	$2.1M	0.46%
3190	FTGCFIRST TR EXCHAN TRADED FD VI	104,865	$2.1M	0.46%
3191	PPTPUTNAM PREMIER INCOME TR	429,832	$2.1M	0.46%
3192	SXISTANDEX INTL CORP	24,292	$2.1M	0.46%
3193	—NUVEEN SELECT TAX FREE INCM	150,389	$2.1M	0.46%
3194	EPUISHARES	64,896	$2.1M	0.46%
3195	—KAYNE ANDERSON ENRGY TTL RT	179,557	$2.1M	0.46%
3196	—RPX CORP	196,404	$2.1M	0.46%
3197	—ENEL AMERICAS S A	257,878	$2.1M	0.46%
3198	—DEVRY ED GROUP INC	67,796	$2.1M	0.46%
3199	—JOHN HANCOCK EXCHANGE TRADED	68,953	$2.1M	0.46%
3200	JHMMJOHN HANCOCK EXCHANGE TRADED	73,378	$2.1M	0.46%

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