Baker Avenue Asset Management, LP Q4 2023 Filing

Filed February 13, 2024

Portfolio Value

$2.3B

Holdings

351

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (351 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	NVDANVIDIA CORP	292,661	$144.5M	6.35%	Put
2	AAPLAPPLE INC	507,067	$96.9M	4.26%	Put
3	NDQPOWERSHARES QQQ TR	229,814	$94.0M	4.13%	Put
4	VBVANGUARD SMALL CAP ETF	364,025	$77.0M	3.38%
5	MSFTMICROSOFT	200,621	$75.0M	3.30%
6	BNDVANGUARD TOTAL BOND MARKET ETF	980,922	$72.0M	3.16%
7	AGGISHARES AGGREGATE BOND ETF	727,181	$72.0M	3.16%
8	SPABSPDR PORTFOLIO AGGREGATE BOND ETF	2,786,841	$71.0M	3.12%
9	DFCFDIMENSIONAL CORE FIXED INCOME ETF	1,663,195	$70.0M	3.08%
10	QUALISHARES MSCI USA QUALITY FACTOR ETF	450,806	$66.0M	2.90%
11	IWFISHARES RUSSELL 1000 GROWTH ETF	188,629	$57.0M	2.50%
12	AMZNAMAZON.COM INC	357,132	$54.0M	2.37%
13	NFLXNETFLIX COM INC	124,300	$49.4M	2.17%	Put
14	TSLATESLA MOTORS INC	200,263	$48.8M	2.14%	Put
15	IVVISHARES S&P 500 INDEX	98,562	$47.0M	2.07%
16	SPYSPDR S&P 500 ETF	97,751	$46.0M	2.02%	Put
17	EFGISHARES MSCI EAFE GROWTH ETF	401,224	$38.0M	1.67%
18	JPMJPMORGAN CHASE & CO COM	225,300	$38.0M	1.67%
19	VTIVANGUARD TOTAL STOCK MARKET ETF	145,383	$34.0M	1.49%
20	IVEISHARES S&P 500 VALUE ETF	200,490	$34.0M	1.49%
21	IWMISHARES RUSSELL 2000 ETF	168,129	$33.7M	1.48%	Put
22	VVVANGUARD LARGE CAP	153,339	$33.0M	1.45%
23	GOOGLGOOGLE INC	215,613	$30.0M	1.32%
24	SCHXSCHWAB STRATEGIC TR US LRG CAP ETF	543,898	$30.0M	1.32%
25	BGBUNGE LIMITED F	267,321	$26.0M	1.14%
26	PHPARKER-HANNIFIN CORP COM	54,748	$25.0M	1.10%
27	SCZISHARES MSCI EAFE SMALL CAP ETF	398,192	$24.0M	1.05%
28	VWOVANGUARD FTSE EMERGING MARKETS ETF	596,584	$24.0M	1.05%
29	JQUAJPMORGAN U.S. QUALITY FACTOR ETF	483,796	$23.0M	1.01%
30	SLBSCHLUMBERGER LTD COM STK	427,960	$22.0M	0.97%
31	ICVTISHARES CONVERTIBLE BOND ETF	282,110	$22.0M	0.97%
32	SGOVISHARES 0-3 MONTH TREASURY BOND ETF	216,823	$21.0M	0.92%
33	AMATAPPLIED MATLS INC COM	125,489	$20.0M	0.88%
34	INTCINTEL CORP COM	386,836	$19.2M	0.84%	Put
35	EWWISHARES INC MSCI MEXICO	289,880	$19.0M	0.83%
36	CATCATERPILLAR INC COM	64,943	$19.0M	0.83%
37	HYGISHARES IBOXX HIGH YIELD CORPORATE BOND ETF	229,601	$17.8M	0.78%	Put
38	SHYGISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF	420,275	$17.0M	0.75%
39	RSPGUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT	108,145	$17.0M	0.75%
40	USHYISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF	482,965	$17.0M	0.75%
41	RSPTRYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETF	525,660	$17.0M	0.75%
42	SUNSUNOCO LP/SUNOCO FIN CORP COM UT REP LP	95,000	$15.1M	0.66%	Put
43	METAMETA PLATFORMS INC CL A	42,816	$15.0M	0.66%
44	GEGENERAL ELECTRIC CO COM NEW	120,582	$15.0M	0.66%
45	UBSUBS AG NEW F	492,395	$15.0M	0.66%
46	ORCLORACLE CORPORATION	142,728	$15.0M	0.66%
47	CSCOCISCO SYS INC	284,339	$14.4M	0.63%	Put
48	CRMSALESFORCE COM	53,475	$14.0M	0.62%
49	MRVLMARVELL TECHNOLOGY GROUP LTD	235,634	$14.0M	0.62%
50	AMDADVANCED MICRO DEVICES INC COM	91,000	$13.0M	0.57%
51	LINLINDE PLC SHS	32,968	$13.0M	0.57%
52	ABBVABBVIE INC COM	90,018	$13.0M	0.57%
53	BABAALIBABA GROUP HLDG LTD SPONSORED ADS	171,671	$13.0M	0.57%
54	MRSHMARSH & MCLENNAN COS INC COM	65,336	$12.0M	0.53%
55	UPSUNITED PARCEL SERVICE INC	81,707	$12.0M	0.53%
56	EWJISHARES MSCI JAPAN ETF	186,785	$11.0M	0.48%
57	DEDEERE & CO COM	28,606	$11.0M	0.48%
58	JCIJOHNSON CTLS INC	201,889	$11.0M	0.48%
59	LVSLAS VEGAS SANDS CORP	215,377	$10.0M	0.44%
60	XOMEXXON MOBIL CORP COM	99,412	$9.0M	0.40%
61	FCXFREEPORT MCMORAN COPPER	218,380	$9.0M	0.40%
62	ETNEATON CORP PLC SHS	40,210	$9.0M	0.40%
63	GPNGLOBAL PAYMENTS INC	66,859	$8.0M	0.35%
64	SCHWCHARLES SCHWAB CORP	125,305	$8.0M	0.35%
65	HDHOME DEPOT	24,965	$8.0M	0.35%
66	IHIISHARES TR DOW JONES US MEDICAL DEVICES INDEX	150,287	$8.0M	0.35%
67	IGVISHARES S&P NORTH AMER TECH-SOFTWARE	22,159	$8.0M	0.35%
68	EOGEOG RESOURCES INC	66,235	$8.0M	0.35%
69	XLEENERGY SELECT SECTOR SPDR	96,056	$8.0M	0.35%
70	DEMWISDOMTREE EMERGING MARKETS EQUITY INCOME ETF	175,515	$7.0M	0.31%
71	FALNISHARES FALLEN ANGELS USD BOND ETF	280,505	$7.0M	0.31%
72	TXNTEXAS INSTRS INC COM	452,080	$7.0M	0.31%
73	APHAMPHENOL CORP CL A	74,422	$7.0M	0.31%
74	JNKSPDR HIGH YIELD BOND ETF	74,215	$7.0M	0.31%
75	LILI AUTO INC SPONSORED ADS	201,385	$7.0M	0.31%
76	SRLNSPDR BLACKSTONE SENIOR LOAN ETF	170,218	$7.0M	0.31%
77	JEPIJPMORGAN EQUITY PREMIUM INCOME ETF	130,121	$7.0M	0.31%
78	APPAPPLOVIN CORP COM CL A	90,000	$6.8M	0.30%	Put
79	AFLAFLAC INC COM	80,083	$6.0M	0.26%
80	FBNDFIDELITY TOTAL BOND ETF	137,025	$6.0M	0.26%
81	DOWDOW INC COM	121,748	$6.0M	0.26%
82	SYYSYSCO CORP COM	83,961	$6.0M	0.26%
83	TMOTHERMO FISHER SCIENTIFIC INC COM	12,408	$6.0M	0.26%
84	SJNKSPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF	275,019	$6.0M	0.26%
85	IWDISHARES RUSSELL 1000 VALUE ETF	38,691	$6.0M	0.26%
86	APTVAPTIV PLC	70,167	$6.0M	0.26%
87	MLPXGLOBAL X MLP & ENERGY INFRASTRUCTURE ETF	143,137	$6.0M	0.26%
88	FLEXFLEXTRONICS INTL LTD F	208,951	$6.0M	0.26%
89	ISRGINTUITIVE SURGICAL, INC.	16,437	$5.0M	0.22%
90	XLKTECHNOLOGY SELECT SECTOR SPDR	27,187	$5.0M	0.22%
91	GSGOLDMAN SACHS GROUP INC	12,971	$5.0M	0.22%
92	MLECMOOLEC SCIENCE SA WT EXP 123027	250,000	$4.2M	0.18%
93	XLVHEALTH CARE SELECT SECTOR SPDR	33,978	$4.0M	0.18%
94	VONGVANGUARD RUSSELL 1000 GROWTH ETF	60,951	$4.0M	0.18%
95	LTHM1EURLIVENT CORP COM	268,346	$4.0M	0.18%
96	ZTSZOETIS INC COM CL A	22,800	$4.0M	0.18%
97	HLTHILTON WORLDWIDE HLDGS INC COM	23,495	$4.0M	0.18%
98	DVNDEVON ENERGY CORP	96,344	$4.0M	0.18%
99	BSVVANGUARD SHORT TERM BOND	53,836	$4.0M	0.18%
100	DGROISHARES CORE DIVIDEND GROWTH ETF	91,879	$4.0M	0.18%

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