Baker Avenue Asset Management, LP Q3 2023 Filing

Filed November 15, 2023

Portfolio Value

$2.0B

Holdings

1,578

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (1,578 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	NDQPOWERSHARES QQQ TR	339,995	$120.8M	6.05%	Put
2	NVDANVIDIA CORP	253,720	$110.1M	5.51%	Put
3	IUSBISHARES CORE TOTAL USD BOND MARKET ETF	1,884,856	$82.0M	4.10%
4	FBNDFIDELITY TOTAL BOND ETF	1,852,684	$80.0M	4.00%
5	SCHZSCHWAB US AGGREGATE BOND ETF	1,695,268	$74.0M	3.70%
6	AAPLAPPLE INC	401,322	$68.0M	3.40%
7	SPYSPDR S&P 500 ETF	152,381	$65.1M	3.26%	Put
8	VBVANGUARD SMALL CAP ETF	339,347	$64.0M	3.20%
9	MSFTMICROSOFT	184,331	$58.0M	2.90%
10	QUALISHARES MSCI USA QUALITY FACTOR ETF	428,322	$56.0M	2.80%
11	IWFISHARES RUSSELL 1000 GROWTH ETF	184,488	$49.0M	2.45%
12	AMZNAMAZON.COM INC	310,051	$39.4M	1.97%	Call
13	IVVISHARES S&P 500 INDEX	89,212	$38.0M	1.90%
14	XOMEXXON MOBIL CORP COM	287,033	$33.7M	1.69%	Put
15	EFGISHARES MSCI EAFE GROWTH ETF	385,775	$33.0M	1.65%
16	JPMJPMORGAN CHASE & CO COM	218,744	$31.0M	1.55%
17	IVEISHARES S&P 500 VALUE ETF	192,043	$29.0M	1.45%
18	BGBUNGE LIMITED F	260,892	$28.0M	1.40%
19	GOOGLGOOGLE INC	209,744	$27.0M	1.35%
20	VTIVANGUARD TOTAL STOCK MARKET ETF	126,981	$26.0M	1.30%
21	VVVANGUARD LARGE CAP	130,417	$25.0M	1.25%
22	PHPARKER-HANNIFIN CORP COM	64,562	$25.0M	1.25%
23	SCHXSCHWAB STRATEGIC TR US LRG CAP ETF	458,872	$23.0M	1.15%
24	SLBSCHLUMBERGER LTD COM STK	403,505	$23.0M	1.15%
25	FALNISHARES FALLEN ANGELS USD BOND ETF	849,647	$21.0M	1.05%
26	VWOVANGUARD FTSE EMERGING MARKETS ETF	544,257	$21.0M	1.05%
27	JQUAJPMORGAN U.S. QUALITY FACTOR ETF	476,188	$20.0M	1.00%
28	SCZISHARES MSCI EAFE SMALL CAP ETF	349,913	$19.0M	0.95%
29	ICVTISHARES CONVERTIBLE BOND ETF	262,625	$19.0M	0.95%
30	JCIJOHNSON CTLS INC	342,881	$18.0M	0.90%
31	CATCATERPILLAR INC COM	62,440	$17.0M	0.85%
32	AMATAPPLIED MATLS INC COM	124,537	$17.0M	0.85%
33	SHYGISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF	393,738	$16.0M	0.80%
34	EWWISHARES INC MSCI MEXICO	278,927	$16.0M	0.80%
35	EMBISHARES JP MORGAN USD EMERGING MARKETS BOND ETF	185,957	$15.0M	0.75%
36	DONSPDR DOW JONES INDUSTRIAL ETF	42,238	$14.1M	0.71%	Put
37	RSPTRYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETF	507,525	$14.0M	0.70%
38	FCXFREEPORT MCMORAN COPPER	379,301	$14.0M	0.70%
39	RSPGUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT	102,340	$14.0M	0.70%
40	UPSUNITED PARCEL SERVICE INC	87,325	$13.2M	0.66%	Put
41	SGOVISHARES 0-3 MONTH TREASURY BOND ETF	132,963	$13.0M	0.65%
42	METAMETA PLATFORMS INC CL A	43,748	$13.0M	0.65%
43	MRVLMARVELL TECHNOLOGY GROUP LTD	224,151	$12.0M	0.60%
44	LINLINDE PLC SHS	32,498	$12.0M	0.60%
45	GEGENERAL ELECTRIC CO COM NEW	116,543	$12.0M	0.60%
46	ORCLORACLE CORPORATION	115,102	$12.0M	0.60%
47	ABBVABBVIE INC COM	82,927	$12.0M	0.60%
48	UBSUBS AG NEW F	477,945	$11.0M	0.55%
49	CRMSALESFORCE COM	56,589	$11.0M	0.55%
50	NFLXNETFLIX COM INC	29,462	$11.0M	0.55%
51	MRSHMARSH & MCLENNAN COS INC COM	62,630	$11.0M	0.55%
52	AMDADVANCED MICRO DEVICES INC COM	97,814	$10.0M	0.50%
53	EWJISHARES MSCI JAPAN ETF	177,379	$10.0M	0.50%
54	DEDEERE & CO COM	26,851	$10.0M	0.50%
55	TSLATESLA MOTORS INC	37,455	$9.3M	0.47%	Call
56	XLEENERGY SELECT SECTOR SPDR	105,793	$9.0M	0.45%
57	MLECMOOLEC SCIENCE SA WT EXP 123027	250,000	$8.8M	0.44%
58	EOGEOG RESOURCES INC	64,922	$8.0M	0.40%
59	LVSLAS VEGAS SANDS CORP	194,011	$8.0M	0.40%
60	CSCOCISCO SYS INC	145,676	$7.7M	0.39%	Put
61	TXNTEXAS INSTRS INC COM	452,172	$7.0M	0.35%
62	ISTBISHARES CORE 1-5 YEAR USD BOND ETF	157,949	$7.0M	0.35%
63	GPNGLOBAL PAYMENTS INC	62,007	$7.0M	0.35%
64	BSVVANGUARD SHORT TERM BOND	103,659	$7.0M	0.35%
65	IGVISHARES S&P NORTH AMER TECH-SOFTWARE	21,836	$7.0M	0.35%
66	APTVAPTIV PLC	64,272	$6.0M	0.30%
67	APHAMPHENOL CORP CL A	72,682	$6.0M	0.30%
68	SJNKSPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF	253,906	$6.0M	0.30%
69	DEMWISDOMTREE EMERGING MARKETS EQUITY INCOME ETF	167,665	$6.0M	0.30%
70	HDHOME DEPOT	22,859	$6.0M	0.30%
71	KNGFT CBOE VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF	124,825	$6.0M	0.30%
72	SRLNSPDR BLACKSTONE SENIOR LOAN ETF	157,292	$6.0M	0.30%
73	AFLAFLAC INC COM	79,080	$6.0M	0.30%
74	LILI AUTO INC SPONSORED ADS	187,983	$6.0M	0.30%
75	IHIISHARES TR DOW JONES US MEDICAL DEVICES INDEX	142,157	$6.0M	0.30%
76	JPMBJPMORGAN USD EMERGING MARKETS SOVEREIGN BOND ETF	144,144	$5.0M	0.25%
77	IWDISHARES RUSSELL 1000 VALUE ETF	36,192	$5.0M	0.25%
78	MLPXGLOBAL X MLP & ENERGY INFRASTRUCTURE ETF	128,467	$5.0M	0.25%
79	GLWCORNING INC COM	169,274	$5.0M	0.25%
80	SYYSYSCO CORP COM	80,192	$5.0M	0.25%
81	BABAALIBABA GROUP HLDG LTD SPONSORED ADS	67,678	$5.0M	0.25%
82	VONGVANGUARD RUSSELL 1000 GROWTH ETF	58,639	$4.0M	0.20%
83	BACBANK AMERICA CORP COM	181,996	$4.0M	0.20%
84	ENPHENPHASE ENERGY INC COM	41,455	$4.0M	0.20%
85	ISRGINTUITIVE SURGICAL, INC.	15,676	$4.0M	0.20%
86	FLEXFLEXTRONICS INTL LTD F	157,488	$4.0M	0.20%
87	XLKTECHNOLOGY SELECT SECTOR SPDR	25,985	$4.0M	0.20%
88	XLCCOMMUNICATION SERVICES SELECT SECTOR SPDR FUND	64,549	$4.0M	0.20%
89	COPCONOCOPHILLIPS COM	33,889	$4.0M	0.20%
90	JNKSPDR HIGH YIELD BOND ETF	44,905	$4.0M	0.20%
91	LTHM1EURLIVENT CORP COM	233,415	$4.0M	0.20%
92	IWBISHARES TR RUSSELL 1000 INDEX ETF	19,439	$4.0M	0.20%
93	DOWDOW INC COM	96,262	$4.0M	0.20%
94	IGFISHARES GLOBAL INFRASTRUCTURE ETF	92,581	$4.0M	0.20%
95	DVNDEVON ENERGY CORP	99,551	$4.0M	0.20%
96	IVWISHARES S&P 500 GROWTH ETF	68,471	$4.0M	0.20%
97	SNOWSNOWFLAKE INC CL A	31,006	$3.8M	0.19%	Put
98	ABNBAIRBNB INC COM CL A	29,150	$3.5M	0.17%	Call
99	APPFAPPFOLIO INC COM CL A	18,248	$3.0M	0.15%
100	HOODROBINHOOD MKTS INC COM CL A	373,714	$3.0M	0.15%

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