Baker Avenue Asset Management, LP Q1 2020 Filing

Filed May 14, 2020

Portfolio Value

$839.0M

Holdings

196

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (196 positions)

#	Stock	Shares	Value	% Portfolio
101	HUNHUNTSMAN CORP	49,125	$708K	0.08%
102	GMGENERAL MOTORS CORP	32,735	$680K	0.08%
103	JNJJOHNSON & JOHNSON COM	5,188	$680K	0.08%
104	FVDFIRST TRUST VALUE LINE DIVIDEND INDEX FUND	24,436	$676K	0.08%
105	ARCCAres Capital Corp	62,350	$672K	0.08%
106	OBDCOwl Rock Capital Corporation	58,161	$671K	0.08%
107	ESGEISHARES MSCI EM ESG SELECT ETF	24,524	$671K	0.08%
108	TFISPDR MUNICIPAL BOND ETF	13,201	$660K	0.08%
109	VMCVULCAN MATLS CO COM	6,037	$652K	0.08%
110	QCOMQUALCOMM INC	9,599	$649K	0.08%
111	BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW	3,536	$646K	0.08%
112	PRVBUSDPROVENTION BIO INC COM	69,750	$641K	0.08%
113	SDYSPDR SER TR S&P DIVID ETF	7,755	$619K	0.07%
114	NOBLPROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	10,610	$611K	0.07%
115	MLMMARTIN MARIETTA MATLS INC COM	3,100	$586K	0.07%
116	DSIISHARES TR KLD 400 SOCIAL INDEX FD	5,943	$578K	0.07%
117	PFEPFIZER INC COM	17,704	$577K	0.07%
118	ESGDISHARES MSCI EAFE ESG SELECT ETF	10,704	$569K	0.07%
119	SPWRQSUNPOWER CORP	110,475	$560K	0.07%
120	SOHUSOHU.COM INC	88,080	$548K	0.07%
121	IUSGISHARES CORE S&P U.S. GROWTH ETF	9,504	$542K	0.06%
122	PGXPOWERSHARES GLOBAL PREFERRED ETF	40,710	$535K	0.06%
123	SYYSYSCO CORP COM	11,566	$527K	0.06%
124	—CALIFORNIA BANCORP COM	44,750	$523K	0.06%
125	ACWXISHARES MSCI ACWI EX US INDEX FUND	13,693	$515K	0.06%
126	PHYS/USPROTT PHYSICAL GOLD TRUST	38,515	$505K	0.06%
127	SCHDSCHWAB US DIVIDEND EQUITY ETF	10,930	$491K	0.06%
128	IYCISHARES DJ US CONSUMER SERVICES	2,737	$484K	0.06%
129	GLWCORNING INC COM	23,427	$481K	0.06%
130	COPCONOCOPHILLIPS COM	15,139	$466K	0.06%
131	RSPMINVESCO S&P 500 EQUAL WEIGHT MATERIALS ETF	5,583	$458K	0.05%
132	VVISA INC	2,815	$453K	0.05%
133	—1LIFE HEALTHCARE INC COM	24,526	$445K	0.05%
134	MDLZMONDELEZ INTL INC CL A	8,816	$441K	0.05%
135	WYWEYERHAEUSER CO	25,106	$425K	0.05%
136	DJPIPATH DJ-UBS COMMODITY TOTAL RETURN ETN	25,706	$424K	0.05%
137	XFEBFIRST TRUST PREFERRED SECURITIES AND INCOME ETF	25,640	$420K	0.05%
138	LQDISHARES IBOXX CORPORATE BOND ETF	3,385	$418K	0.05%
139	ITUBITAU UNIBANCO HLDG S A SPON ADR REP PFD	89,828	$403K	0.05%
140	MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	3,650	$388K	0.05%
141	URIUNITED RENTALS INC	3,689	$379K	0.05%
142	XOPSPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF	11,175	$367K	0.04%
143	IXUSISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF	7,737	$363K	0.04%
144	PDPPOWERSHARES DWA TECHNICAL LEADERS PORTFOLIO	6,670	$359K	0.04%
145	PDBCINVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF	28,445	$336K	0.04%
146	EFVISHARES MSCI EAFE VALUE INDEX ETF	9,273	$330K	0.04%
147	MLB1MERCADOLIBRE INC	662	$323K	0.04%
148	SUSAISHARES KLD SEL SOC FD	2,950	$323K	0.04%
149	METAFACEBOOK INC CL A	1,895	$316K	0.04%
150	—GREENLANE HLDGS INC CL A	183,823	$316K	0.04%
151	VRNSVARONIS SYS INC COM	4,931	$313K	0.04%
152	GTLSCHART INDUSTRIES INC	10,355	$300K	0.04%
153	TTTRANE TECHNOLOGIES PLC SHS	3,607	$297K	0.04%
154	ICSHISHARES LIQUIDITY INCOME ETF	5,930	$296K	0.04%
155	SLBSCHLUMBERGER LTD COM	21,381	$288K	0.03%
156	EXIISHARES GLBL INDSTRLS INDX FD	3,973	$282K	0.03%
157	NBISYANDEX N.V. COM CL A	8,270	$281K	0.03%
158	ZGZILLOW INC	8,260	$280K	0.03%
159	RSPGUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT	3,341	$280K	0.03%
160	VOOVANGUARD S&P 500 ETF	1,177	$278K	0.03%
161	BACVERIZON COMMUNICATIONS	5,120	$275K	0.03%
162	NFLXNETFLIX COM INC	706	$265K	0.03%
163	HYGISHARES IBOXX HIGH YIELD CORPORATE BOND ETF	3,390	$261K	0.03%
164	GLOBGLOBANT S A COM	2,911	$255K	0.03%
165	SSOPROSHARES ULTRA S&P 500	2,846	$253K	0.03%
166	NYFISHARES NEW YORK MUNI BOND ETF	4,450	$251K	0.03%
167	RTXRAYTHEON TECHNOLOGIES CORP COM	2,657	$250K	0.03%
168	ICLNISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND	26,140	$249K	0.03%
169	BJKMARKET VECTORS ETF TRUST S NETWORK GLOBAL GAMING	9,620	$248K	0.03%
170	PXDEURPIONEER NATURAL RESOURCES CO	3,504	$245K	0.03%
171	PANWPALO ALTO NETWORKS INC COM	1,500	$245K	0.03%
172	LRCXEURLAM RESEARCH CORP	1,015	$243K	0.03%
173	SCZISHARES MSCI EAFE SMALL CAP ETF	5,441	$243K	0.03%
174	ZSZSCALER INC COM	4,000	$243K	0.03%
175	SBUXSTARBUCKS CORP	3,588	$235K	0.03%
176	SFSTIFEL FINANCIAL CP	5,644	$232K	0.03%
177	EBAEBAY INC	7,714	$231K	0.03%
178	SJNKSPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF	9,655	$227K	0.03%
179	J40TPROSHARES ULTRASHORT 20 PLS YR TREAS 1 FOR 4 RS INTOPROSHARES TR PROSHARES UL	14,000	$225K	0.03%
180	JETSU.S. GLOBAL JETS ETF	15,240	$224K	0.03%
181	—GW PHARMACEUTICALS PLC ADS	2,500	$218K	0.03%
182	LYFTLYFT INC CL A COM	8,000	$214K	0.03%
183	JPMBJPMORGAN USD EMERGING MARKETS SOVEREIGN BOND ETF	4,800	$208K	0.02%
184	TAT&T INC COM	7,095	$206K	0.02%
185	XOMEXXON MOBIL CORP COM	5,298	$201K	0.02%
186	NANNUVEEN NEW YORK QLT MUN INC FD COM	14,604	$191K	0.02%
187	PNIPIMCO NEW YORK MUN FD II COM	18,283	$178K	0.02%
188	NADNUVEEN QUALITY MUNCP INCOME FD COM	12,813	$176K	0.02%
189	GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009	22,094	$174K	0.02%
190	PRNTTHE 3D PRINTING ETF	10,000	$171K	0.02%
191	NOVEURNATIONAL OILWELL VARCO INC	15,000	$147K	0.02%
192	TLRYEURTILRAY INC COM CL 2	19,800	$136K	0.02%
193	SNDLEURSUNDIAL GROWERS INC COM	140,774	$90K	0.01%
194	MGNXMACROGENICS INC COM	10,000	$58K	0.01%
195	SRNESORRENTO THERAPEUTICS INC COM NEW	10,000	$18K	0.00%
196	—VELOCITYSHARES 3X LONG S&P GSCI CRUDE OIL INDEX ER ETN	51,000	$8K	0.00%

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