Baird Financial Group, Inc. Q4 2017 Filing

Filed February 9, 2018

Portfolio Value

$14.1M

Holdings

1,256

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (1,256 positions)

#	Stock	Shares	Value	% Portfolio
1201	EOTEATON VANCE NATIONAL	9,037	$204K	1.44%
1202	TRUTRANSUNION	3,709	$204K	1.44%
1203	CHDCHURCH & DWIGHT INC	4,033	$202K	1.43%
1204	DGSWSDMTRE EMERG SMCP D ETF	3,850	$201K	1.42%
1205	FAXABERDEEN ASIA PACIFIC	40,214	$196K	1.39%
1206	BRWTEMPLETON GLOBAL INC FD	30,330	$196K	1.39%
1207	OPKOPKO HEALTH INC	40,005	$196K	1.39%
1208	—GENMARK DIAGNOSTICS	46,400	$193K	1.37%
1209	TEITEMPLTN EMERG MKT INC FD	16,762	$187K	1.32%
1210	—TICC CAPITAL CORP	31,948	$183K	1.30%
1211	—PENNEY J C INC	56,883	$180K	1.27%
1212	—NUVEEN MICH QUAL INC MUN	13,501	$179K	1.27%
1213	—ARMSTRONG FLOORNG INC	10,314	$175K	1.24%
1214	SJTSAN JUAN BASIN RLTY TR	20,801	$171K	1.21%
1215	XCHYXCALAMOS CONV&HIGH INC FD	13,420	$159K	1.13%
1216	ETVEATON VNCE BUY WRITE OPP	10,351	$159K	1.13%
1217	SBIWESTERN INTER MUNI FD	16,995	$158K	1.12%
1218	HIXWESTERN HIGH INCME FD II	22,140	$154K	1.09%
1219	—NUVEEN SEL TX FREE INC 2	10,951	$153K	1.08%
1220	BGRBLACKROCK ENRGY & RES TR	10,782	$153K	1.08%
1221	PNNTPENNANTPARK INVT CORP COM	21,904	$151K	1.07%
1222	XNEAXNUV TAX FREE ADV MUNI FD	10,899	$150K	1.06%
1223	—NUVEEN NC PREM INC MUN	11,525	$149K	1.06%
1224	EDDMORGAN EMERGING MARKETS	18,388	$142K	1.01%
1225	DRHDIAMONDROCK HOSPITALITY CO COM	12,391	$140K	0.99%
1226	KWE1RING ENERGY INC	10,000	$139K	0.98%
1227	PMLPIMCO MUN INCOME FD II	10,517	$139K	0.98%
1228	CSQCALAMOS STRAT TOT RETURN	10,703	$129K	0.91%
1229	WITWIPRO LTD	20,000	$109K	0.77%
1230	NIMNUVEEN SELECT MAT MUNI	10,701	$107K	0.76%
1231	LOCOEL POLLO LOCO HLDGS INC	10,595	$105K	0.74%
1232	—PC-TEL INC COM	14,286	$105K	0.74%
1233	PFNPIMCO FLTG RATE STRATEGY	10,026	$105K	0.74%
1234	TGBTASEKO MINES LTD	42,607	$99K	0.70%
1235	GNTGAMCO NATL RES GOLD&INCM	13,501	$91K	0.64%
1236	PPTPUTNAM PREMIER INCOME TR	15,838	$84K	0.59%
1237	GOOGALPHABET INC	75,863	$79K	0.56%
1238	—CLEARSIGN COMBUSTION WTS	78,459	$78K	0.55%
1239	—ENSCO PLC CL A	13,081	$77K	0.55%
1240	CLFCLEVELAND CLIFFS INC	10,708	$77K	0.55%
1241	—APOLLO INVT CORP	11,456	$65K	0.46%
1242	AMZNAMAZON COM INC	51,581	$60K	0.43%
1243	CABOCABLE ONE INC	74,128	$52K	0.37%
1244	—ONCOMED PHARMS INC	12,000	$49K	0.35%
1245	—BIOTIME INC	21,519	$46K	0.33%
1246	GOOGLALPHABET INC CL A	43,610	$46K	0.33%
1247	VAC2USDVBI VACCINES INC CDA	10,000	$43K	0.30%
1248	NATNORDIC AMERN TANKER LTD	17,127	$42K	0.30%
1249	BLKCHFBLACKROCK INC CL A	72,374	$37K	0.26%
1250	ICEINTERCONTINENTAL EXCH	345	$24K	0.17%
1251	BRK-BBERKSHIRE HATHAWAY DE A	53	$16K	0.11%
1252	BKNGPRICELINE COM INC COM NEW	9,049	$16K	0.11%
1253	YUSDALLEGHANY CORP DEL COM	17,734	$11K	0.07%
1254	AZOAUTOZONE INC	6,926	$5K	0.03%
1255	SEBSEABOARD CORP DEL	567	$3K	0.02%
1256	BAC 7.25 PERP LBANK OF AMERICA CORPORATION 7.	1,204	$2K	0.01%
1257	WFC 7.5 PERP LWELLS FARGO & COMPANY 7.500 0	1,185	$2K	0.01%

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