Baird Financial Group, Inc. Q3 2016 Filing

Filed November 10, 2016

Portfolio Value

$11.2T

Holdings

1,191

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (1,191 positions)

#	Stock	Shares	Value	% Portfolio
1	BCEBCE INC NEW	21,497	$993.0M	0.01%
2	HLHECLA MNG CO	172,784	$985.0M	0.01%
3	WYNEURWYNDHAM WORLDWIDE CORP COM	14,609	$984.0M	0.01%
4	IGRCBRE CLARION REAL EST FD	116,960	$982.0M	0.01%
5	—ALCENTRA CAPITAL CORP	75,433	$980.0M	0.01%
6	JLLJONES LANG LASALLE INC	8,615	$980.0M	0.01%
7	TWOTWO HARBORS INVT CORP	114,433	$976.0M	0.01%
8	IXUSISHS CORE TTL INTL ETF	18,613	$972.0M	0.01%
9	—PREFERRED APTS CMNTYS A	71,749	$969.0M	0.01%
10	A4SAMERIPRISE FINL INC COM	9,704	$968.0M	0.01%
11	BLBDBLUE BIRD CORP	65,892	$963.0M	0.01%
12	—LEGG BW GLBL INCM OPPTY	70,673	$960.0M	0.01%
13	HSYHERSHEY FOODS CORP	10,035	$959.0M	0.01%
14	—ROCKWELL COLLINS INC	11,317	$954.0M	0.01%
15	XEFRXEV SR FLTG RT TR	67,450	$953.0M	0.01%
16	HCQAMN HEALTHCARE SERVICES INC CO	29,865	$952.0M	0.01%
17	ESLTELBIT SYSTEMS LTD	9,925	$951.0M	0.01%
18	LCNBLCNB CORP COM	52,156	$950.0M	0.01%
19	SQNSSEQUANS COMMS SPON ADR	534,715	$946.0M	0.01%
20	—SURGICAL CARE AFFILIATES	19,400	$946.0M	0.01%
21	XRAYDENTSPLY SIRONA INC COM	15,857	$942.0M	0.01%
22	—GREAT PLAINS ENERGY INC	34,285	$936.0M	0.01%
23	KRKROGER CO	31,492	$935.0M	0.01%
24	NPKNATL PRESTO IND INC	10,600	$931.0M	0.01%
25	IOOISHS GLB 100 IDX ETF	12,413	$931.0M	0.01%
26	—NUVEEN HI INC DEC 2018	89,118	$927.0M	0.01%
27	BRCBRADY W H CO	26,735	$925.0M	0.01%
28	—DEUTSCHE GLBL HI INCM FD	109,888	$925.0M	0.01%
29	DYDYCOM INDS INC	11,295	$924.0M	0.01%
30	OMEROMEROS CORP	82,093	$916.0M	0.01%
31	EDDMORGAN EMERGING MARKETS	113,321	$910.0M	0.01%
32	HFCUSDHOLLYFRONTIER CORP	36,828	$902.0M	0.01%
33	LNCLINCOLN NATL CORP IND	19,157	$900.0M	0.01%
34	SMBVANECK AMT FREE SHRT ETF	50,638	$894.0M	0.01%
35	—ISHSBD DEC 2021 TERM ETF	35,240	$893.0M	0.01%
36	RSGREPUBLIC SVCS INC CL A	17,673	$892.0M	0.01%
37	—CHICAGO BRIDGE & IRON CO N Y R	31,840	$892.0M	0.01%
38	NYCBEURNEW YORK CMNTY BANCORP INC	62,698	$892.0M	0.01%
39	DSLDOUBLELINE INCM SLTNS FD	46,503	$891.0M	0.01%
40	WEAWESTERN ASSET PREMIER	66,318	$890.0M	0.01%
41	—GUGG BLLTSHS 2022 BD ETF	41,028	$888.0M	0.01%
42	VAREURVARIAN MED SYS INC	8,903	$886.0M	0.01%
43	—ALLIANZGI CNV&INC II	148,441	$880.0M	0.01%
44	—PWRSH S&P SMALL CAP ETF	13,809	$876.0M	0.01%
45	PFPTPROOFPOINT INC	11,702	$876.0M	0.01%
46	MPTMEDICAL PROPERTIES TRUST	59,289	$876.0M	0.01%
47	—CHARTER FINL CORP MD	67,641	$871.0M	0.01%
48	DNPDNP SELECT INCOME FD INC	84,895	$871.0M	0.01%
49	SJNKSPDR SHRT HI YLD BD ETF	31,283	$866.0M	0.01%
50	IPGPIPG PHOTONICS CORP	10,467	$862.0M	0.01%
51	GOFGUGG STRAT OPPTYS FD SBI	44,536	$851.0M	0.01%
52	FCXFREEPORT MCMORAN COPPER&GOLDCL	78,166	$849.0M	0.01%
53	DHSWSDMTR EQ INCM ETF	12,750	$848.0M	0.01%
54	CO2ACATO CORP NEW	25,653	$844.0M	0.01%
55	STTSTATE STREET CORPORATION	12,123	$844.0M	0.01%
56	VMIVALMONT INDS INC	6,239	$840.0M	0.01%
57	FXZFT MATRLS ALPHADX ETF	24,568	$840.0M	0.01%
58	—SWIFT TRANSPORTATION	38,921	$836.0M	0.01%
59	—AMERICAN CAPITAL AGENCY CORP	42,750	$835.0M	0.01%
60	—NORTHWEST NAT GAS CO	13,858	$833.0M	0.01%
61	—ISHR 2019 AMT FREE ETF	32,358	$830.0M	0.01%
62	—PWRSH CMDTY INDEX ETF	54,323	$815.0M	0.01%
63	NVGNUV DIV ADV MUN INCM FD	50,700	$815.0M	0.01%
64	PSIXPOWER SOLUTIONS INTL NEW	79,296	$813.0M	0.01%
65	GWWGRAINGER W W INC	3,603	$810.0M	0.01%
66	—PWRSHS VAR RATE PFD ETF	31,617	$807.0M	0.01%
67	JPINJPM DIVS RET INTL EQ ETF	15,396	$806.0M	0.01%
68	SOHOSOTHERLY HOTELS INC	152,366	$804.0M	0.01%
69	ETENERGY TRANSFER EQTY LP	47,838	$803.0M	0.01%
70	—ISHSBD DEC 2019 TERM ETF	31,920	$802.0M	0.01%
71	CTXSEURCITRIX SYS INC	9,388	$800.0M	0.01%
72	—GUGGENHEIM ENHANCED STRT	49,600	$795.0M	0.01%
73	CVA1EURCOVANTA HLDG CORP COM	51,521	$793.0M	0.01%
74	—GUGG BLLTSH 2017 CRP ETF	34,695	$787.0M	0.01%
75	NSUSDNUSTAR ENERGY LP	15,833	$785.0M	0.01%
76	—CLIFTON BANCORP INC	50,721	$776.0M	0.01%
77	CETCENTL SECURITIES CORP	36,448	$774.0M	0.01%
78	TELFYTELEFONICA DE ESPANA SA ADR	76,017	$766.0M	0.01%
79	—DIVERSIFIED REAL ASSET	44,402	$765.0M	0.01%
80	SIVBEURSVB FINL GROUP	6,886	$761.0M	0.01%
81	—JOY GLOBAL INC	27,446	$761.0M	0.01%
82	XLVSECTOR SPDR TR HEALTHCRE	10,493	$757.0M	0.01%
83	RWRSPDR DJ WILSHR REIT ETF	7,770	$757.0M	0.01%
84	—ISHS TR 2018AMT FREE ETF	29,575	$755.0M	0.01%
85	NFLXNETFLIX COM INC	7,588	$748.0M	0.01%
86	BNSBANK N S HALIFAX	14,033	$744.0M	0.01%
87	PHGKONINKLIJKE PHILIPS NEW	24,961	$739.0M	0.01%
88	WOODISHS GLB TIMBER ETF	14,650	$736.0M	0.01%
89	—VALIDUS HOLDINGS LIMITED	14,737	$734.0M	0.01%
90	IQIINVESCO QUAL MUN INC TR	53,071	$732.0M	0.01%
91	HUMHUMANA INC	4,100	$725.0M	0.01%
92	NVGSNAVIGATOR HOLDINGS LTD	100,151	$720.0M	0.01%
93	—PRUDENTIAL SHRT HIGH YLD	44,847	$717.0M	0.01%
94	CHLUSDCHINA MOBILE HONG KONG LTD	11,635	$716.0M	0.01%
95	—ISHS IBDS SEP 2020 ETF	27,755	$716.0M	0.01%
96	ALKALASKA AIR GROUP INC	10,808	$712.0M	0.01%
97	ETENERGY TRANSFER PTNRS LP	19,234	$712.0M	0.01%
98	—DEAN FOODS COMPANY NEW	43,323	$710.0M	0.01%
99	—JUNO THERAPEUTICS INC	23,601	$708.0M	0.01%
100	—OPPENHEIMER REVENUE WEIGHTED E	16,877	$705.0M	0.01%

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