B. Riley Wealth Advisors, Inc. Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$509.8M

Holdings

615

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (615 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	—MAD CATZ INTERACTIVE INC	180,000	$40K	0.01%
602	—GRAN TIERRA ENERGY INC	13,000	$40K	0.01%
603	FSBCFIVE STAR QUALITY CARE INC	20,490	$40K	0.01%
604	AMRNAMARIN CORP PLC	11,750	$38K	0.01%
605	—ARENA PHARMACEUTICALS INC	21,000	$37K	0.01%
606	DMLDENISON MINES CORP	76,800	$37K	0.01%
607	—CEL SCI CORP	99,015	$31K	0.01%
608	CSBRCHAMPIONS ONCOLOGY INC	11,988	$21K	0.00%
609	—SECOND SIGHT MED PRODS INC	48,226	$19K	0.00%
610	ZNOGZION OIL & GAS INC	13,350	$19K	0.00%
611	—ELEPHANT TALK COMM CORP	27,800	$5K	0.00%
612	—OPGEN INC	49,300	$5K	0.00%
613	—OCULUS INNOVATIVE SCIENCES I	18,500	$5K	0.00%
614	—HOUSTON AMERN ENERGY CORP	15,306	$3K	0.00%
615	—KINDER MORGAN INC DEL	10,889	$1K	0.00%

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