AWM Investment Company, Inc. Q4 2019 Filing
Filed February 13, 2020
Portfolio Value
$511.8M
Holdings
86
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (86 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | LPSNUSDLivePerson, Inc. | 657,743 | $24.3M | 4.75% | |
| 2 | INFUInfusystem Holdings, Inc. | 2,000,000 | $17.1M | 3.33% | |
| 3 | —NeoPhotonics Corporation | 1,901,722 | $16.8M | 3.28% | |
| 4 | OOMAOoma,Inc. | 1,253,006 | $16.6M | 3.24% | |
| 5 | KIDSOrthoPediatrics Corporation | 351,795 | $16.5M | 3.23% | |
| 6 | —Adesto Technologies Corp | 1,879,651 | $16.0M | 3.12% | |
| 7 | GNSSGenasys Incorporated | 4,850,706 | $15.9M | 3.10% | |
| 8 | RETAEURReata Pharmaceuticals, Inc. | 75,000 | $15.3M | 3.00% | |
| 9 | ARGXargenx SE - ADR (Netherlands) | 95,000 | $15.2M | 2.98% | |
| 10 | —Zealand Pharma A/S (Denmark) | 410,185 | $14.5M | 2.83% | |
| 11 | —Exicure, Inc. | 4,594,200 | $13.1M | 2.57% | |
| 12 | PIImpinj, Inc. | 499,077 | $12.9M | 2.52% | |
| 13 | CEVACEVA, Inc. | 470,000 | $12.7M | 2.48% | |
| 14 | UCTTUltra Clean Holdings, Inc. | 527,721 | $12.4M | 2.42% | |
| 15 | —LiqTech International, Inc. | 2,043,290 | $12.0M | 2.34% | |
| 16 | LOVELovesac Company, The | 743,016 | $11.9M | 2.33% | |
| 17 | LMATLeMaitre Vascular Inc. | 315,000 | $11.3M | 2.21% | |
| 18 | RGENRepligen Corporation | 121,000 | $11.2M | 2.19% | |
| 19 | —Bellus Health, Inc. (Canada) | 1,461,988 | $11.0M | 2.16% | |
| 20 | OPRXOptimizeRx Corporation | 952,027 | $9.8M | 1.91% | |
| 21 | —Limelight Networks, Inc. | 2,220,000 | $9.1M | 1.77% | |
| 22 | TCMDTactile Systems Technology | 130,714 | $8.8M | 1.72% | |
| 23 | AMSCAmerican Superconductor Corp | 1,114,328 | $8.7M | 1.71% | |
| 24 | CNTCentury Casinos, Inc. | 1,050,836 | $8.3M | 1.63% | |
| 25 | CTRNCiti Trends, Inc. | 355,808 | $8.2M | 1.61% | |
| 26 | MRAMEverspin Technology, Inc. | 1,553,091 | $8.2M | 1.60% | |
| 27 | QSequans Communications S.A. | 2,399,001 | $7.2M | 1.41% | |
| 28 | PFSWUSDPfsweb, Inc. | 1,832,185 | $7.0M | 1.37% | |
| 29 | —SharpSpring, Inc. | 594,798 | $6.8M | 1.33% | |
| 30 | VMDViemed Healthcare, Inc. | 1,086,000 | $6.8M | 1.33% | |
| 31 | INSEInspired Entertainment, Inc. | 998,543 | $6.7M | 1.32% | |
| 32 | GAIAGaia, Inc. | 811,151 | $6.5M | 1.27% | |
| 33 | PPHMEURAvid Bioservices, Inc. | 843,162 | $6.5M | 1.26% | |
| 34 | AKTSQAkoustis Technologies, Inc. | 773,611 | $6.2M | 1.21% | |
| 35 | —voxeljet AG, ADR (Germany) | 2,785,927 | $5.7M | 1.12% | |
| 36 | —Boingo Wireless, Inc. | 474,821 | $5.2M | 1.02% | |
| 37 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $5.2M | 1.02% | |
| 38 | ATOMAtomera Incorporated | 1,659,450 | $5.1M | 1.00% | |
| 39 | CDNACareDx, Inc. | 235,000 | $5.1M | 0.99% | |
| 40 | TBCHTurtle Beach Corporation | 535,543 | $5.1M | 0.99% | |
| 41 | CELHCelsius Holdings, Inc. | 1,044,459 | $5.0M | 0.99% | |
| 42 | MVISMicrovision, Inc. | 6,927,200 | $5.0M | 0.97% | |
| 43 | SPROSpero Therapeutics, Inc. | 474,344 | $4.6M | 0.89% | |
| 44 | —Vivint Solar, Inc. | 609,205 | $4.4M | 0.86% | |
| 45 | RDCMRADCOM, Ltd. | 523,553 | $4.4M | 0.86% | |
| 46 | AQMSEURAqua Metals, Inc. | 5,557,906 | $4.2M | 0.82% | |
| 47 | —Millendo Therapeutics, Inc. | 611,900 | $4.1M | 0.81% | |
| 48 | AEHRAehr Test Systems | 1,898,524 | $3.8M | 0.74% | |
| 49 | ETONEton Pharmaceuticals, Inc. | 516,882 | $3.7M | 0.73% | |
| 50 | PRPLPurple Innovation, Inc. | 400,000 | $3.5M | 0.68% | |
| 51 | GHMGraham Corp. | 158,729 | $3.5M | 0.68% | |
| 52 | —DSP Group, Inc. | 199,623 | $3.1M | 0.61% | |
| 53 | KOPNKopin Corporation | 7,282,997 | $2.9M | 0.57% | |
| 54 | —BioTelemetry, Inc. | 60,000 | $2.8M | 0.54% | |
| 55 | —Mohawk Group Holdings, Inc. | 448,704 | $2.6M | 0.52% | |
| 56 | BWENBroadwind Energy, Inc. | 1,365,092 | $2.3M | 0.44% | |
| 57 | WPRTWestport Fuel Systems Inc. | 857,879 | $2.0M | 0.40% | |
| 58 | —Primo Water Corp. | 172,000 | $1.9M | 0.38% | |
| 59 | ITIEURIteris, Inc. | 373,859 | $1.9M | 0.36% | |
| 60 | —QuickLogic Corporation | 310,690 | $1.9M | 0.36% | |
| 61 | VERUEURVeru,Inc. | 500,000 | $1.7M | 0.33% | |
| 62 | —eMagin Corporation | 4,492,624 | $1.5M | 0.30% | |
| 63 | —Magal Security System, Ltd | 395,656 | $1.5M | 0.29% | |
| 64 | OPKOPKO Health, Inc. | 1,000,000 | $1.5M | 0.29% | |
| 65 | —eMagin Corporation @.01 pre fu | 4,000,000 | $1.3M | 0.26% | |
| 66 | AIOTPowerfleet, Inc. | 200,000 | $1.3M | 0.25% | |
| 67 | WCPCPI Aerostructures, Inc. | 158,438 | $1.1M | 0.21% | |
| 68 | —PC-Tel, Inc. | 120,698 | $1.0M | 0.20% | |
| 69 | —Ideal Power @.001 (pre-funded) | 403,828 | $929K | 0.18% | |
| 70 | —Zagg, Inc. | 110,000 | $892K | 0.17% | |
| 71 | CVVCVD Equipment Corporation | 259,414 | $835K | 0.16% | |
| 72 | —Tuesday Morning Corporation | 444,300 | $822K | 0.16% | |
| 73 | ERIIEnergy Recovery Inc. | 79,400 | $777K | 0.15% | |
| 74 | NVEEUSDNV5 Global, Inc. | 15,000 | $757K | 0.15% | |
| 75 | NEONNeonode, Inc. | 356,210 | $691K | 0.14% | |
| 76 | —Zealand Pharma A/S ADR(Denmark | 19,981 | $663K | 0.13% | |
| 77 | —IZEA Worldwide, Inc. | 2,278,000 | $539K | 0.11% | |
| 78 | —Ideal Power @2.32 11/13/24 9.9 | 504,787 | $510K | 0.10% | |
| 79 | TAUSDTravelCenters of America LLC | 28,934 | $496K | 0.10% | |
| 80 | —Enservco Corporation | 2,540,068 | $473K | 0.09% | |
| 81 | —Anchiano Therapeutics, Ltd. | 312,980 | $438K | 0.09% | |
| 82 | DXLGDestination XL Group, Inc. | 285,176 | $365K | 0.07% | |
| 83 | —Verb Technology @3.443 4/9/24 | 640,000 | $288K | 0.06% | |
| 84 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $270K | 0.05% | |
| 85 | OPTTOcean Power Technologies, Inc. | 211,891 | $184K | 0.04% | |
| 86 | AMTXAemetis, Inc. | 178,944 | $149K | 0.03% | |
| 87 | —Myomo, Inc. | 373,159 | $112K | 0.02% | |
| 88 | —Ocean Power Technologies @3.85 | 714,280 | $57K | 0.01% | |
| 89 | —eMagin Corporation @1.55 1/29/ | 890,000 | $36K | 0.01% | |
| 90 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $32K | 0.01% | |
| 91 | —Ideal Power, Inc. | 12,605 | $29K | 0.01% | |
| 92 | —Sensus Healthcare, Inc @6.75 6 | 130,261 | $13K | 0.00% | |
| 93 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $7K | 0.00% |